0001053906-23-000008.txt : 20230811
0001053906-23-000008.hdr.sgml : 20230811
20230811133455
ACCESSION NUMBER: 0001053906-23-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230811
DATE AS OF CHANGE: 20230811
EFFECTIVENESS DATE: 20230811
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Artal Group S.A.
CENTRAL INDEX KEY: 0001053906
IRS NUMBER: 000000000
STATE OF INCORPORATION: N4
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15027
FILM NUMBER: 231162903
BUSINESS ADDRESS:
STREET 1: VALLEY PARK
STREET 2: 44, RUE DE LA VALLEE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2661
BUSINESS PHONE: (352) 22.42.59-1
MAIL ADDRESS:
STREET 1: VALLEY PARK
STREET 2: 44, RUE DE LA VALLEE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2661
FORMER COMPANY:
FORMER CONFORMED NAME: ARTAL GROUP S A
DATE OF NAME CHANGE: 19980128
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
true
false
0001053906
XXXXXXXX
06-30-2023
06-30-2023
false
Artal Group S.A.
VALLEY PARK
44, RUE DE LA VALLEE
LUXEMBOURG
N4
L-2661
13F HOLDINGS REPORT
028-15027
Y
The Reporting Manager does not have formal investment discretion with respect to all of the securities in the indicated rows in the Form 13F Information Table, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include the managers identified in the column captioned "Other Managers" relating to a given issuer. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder, or for any other purpose, that the Reporting Manager or any Other Manager exercises investment discretion or is a member of such a group with respect to such securities. Reference is made to reports filed under Sections 13(d), 13(g), and 16(a) for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any Other Manager and related entities.
Anne Goffard
Authorized Person
352224259-1
/s/ Anne Goffard
Luxembourg
N4
08-11-2023
5
119
3226843
1
0001460840
028-15028
Stichting Administratiekantoor Westend
2
0001283968
028-15029
Westend S.A.
3
0001522131
028-15031
Artal International Management S.A.
4
0001218180
028-15033
Artal International S.C.A.
5
0001340096
028-11522
Invus Public Equities Advisors, LLC
INFORMATION TABLE
2
infotable.xml
23ANDME HOLDING CO
CLASS A COM
90138Q108
1157
661009
SH
DFND
1,2,3,4,5
661009
0
0
ACELYRIN INC
COM
00445A100
38063
1821214
SH
DFND
1,2,3,4,5
1821214
0
0
ACHILLES THERAPEUTICS PLC
SPONSORED ADS
00449L102
2132
2255375
SH
DFND
1,2,3,4,5
2255375
0
0
ADAGENE INC
ADS
005329107
1480
1000000
SH
DFND
1,2,3,4,5
1000000
0
0
ADAPTIMMUNE THERAPEUTICS PLC
SPONDS ADR
00653A107
1049
1133775
SH
DFND
1,2,3,4,5
1133775
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
683
6000
SH
DFND
1,2,3,4,5
6000
0
0
AGENUS INC
COM NEW
00847G705
25010
15631235
SH
DFND
1,2,3,4,5
15631235
0
0
ALLOVIR INC
COM
019818103
22430
6597167
SH
DFND
1,2,3,4,5
6597167
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
178
936
SH
DFND
1,2,3,4,5
936
0
0
ALPHABET INC
CAP STK CL A
02079K305
479
4000
SH
DFND
1,2,3,4,5
4000
0
0
ALPINE IMMUNE SCIENCES INC
COM
02083G100
12264
1193030
SH
DFND
1,2,3,4,5
1193030
0
0
ALX ONCOLOGY HLDGS INC
COM
00166B105
3755
500000
SH
DFND
1,2,3,4,5
500000
0
0
AMAZON COM INC
COM
023135106
1304
10000
SH
DFND
1,2,3,4,5
10000
0
0
AMBRX BIOPHARMA INC
SPONSORED ADS
02290A102
11560
702291
SH
DFND
1,2,3,4,5
702291
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
57306
4562567
SH
DFND
1,2,3,4,5
4562567
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
6280
500000
SH
Call
DFND
1,2,3,4,5
500000
0
0
APELLIS PHARMACEUTICALS INC
COM
03753U106
95661
1050067
SH
DFND
1,2,3,4,5
1050067
0
0
ARAVIVE INC
COM
03890D108
5761
4572515
SH
DFND
1,2,3,4,5
4572515
0
0
ARROWHEAD PHARMACEUTICALS IN
COM
04280A100
194
5440
SH
DFND
1,2,3,4,5
5440
0
0
AURINIA PHARMACEUTICALS INC
COM
05156V102
9680
1000000
SH
DFND
1,2,3,4,5
1000000
0
0
AVIDITY BIOSCIENCES INC
COM
05370A108
3327
300000
SH
DFND
1,2,3,4,5
300000
0
0
BEAM THERAPEUTICS INC
COM
07373V105
350
10975
SH
DFND
1,2,3,4,5
10975
0
0
BEIGENE LTD
SPONSORED ADR
07725L102
73548
412496
SH
DFND
1,2,3,4,5
412496
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
436
5028
SH
DFND
1,2,3,4,5
5028
0
0
BLACK DIAMOND THERAPEUTICS I
COM
09203E105
10335
2046517
SH
DFND
1,2,3,4,5
2046517
0
0
CARIBOU BIOSCIENCES INC
COM
142038108
448
105347
SH
DFND
1,2,3,4,5
105347
0
0
CAVA GROUP INC
COM
148929102
1310727
32007990
SH
DFND
1,2,3,4
32007990
0
0
CEREVEL THERAPEUTICS HLDNG I
COM
15678U128
52099
1638858
SH
DFND
1,2,3,4,5
1638858
0
0
CITIZENS FINL GROUP INC
COM
174610105
261
10000
SH
DFND
1,2,3,4,5
10000
0
0
CORVUS PHARMACEUTICALS INC
COM
221015100
1145
500000
SH
DFND
1,2,3,4,5
500000
0
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
514
3500
SH
DFND
1,2,3,4,5
3500
0
0
CULLINAN ONCOLOGY INC
COM
230031106
2690
250000
SH
DFND
1,2,3,4,5
250000
0
0
CURIS INC
COM NEW
231269200
1079
1300000
SH
DFND
1,2,3,4,5
1300000
0
0
CYCLERION THERAPEUTICS INC
COM
23255M204
570
138403
SH
DFND
1,2,3,4,5
138403
0
0
CYCLERION THERAPEUTICS INC
COM
23255M105
2
552
SH
DFND
1,2,3,4
552
0
0
CYTOKINETICS INC
COM NEW
23282W605
46191
1416031
SH
DFND
1,2,3,4,5
1416031
0
0
DANAHER CORPORATION
COM
235851102
11400
47500
SH
DFND
1,2,3,4,5
47500
0
0
DATADOG INC
CL A COM
23804L103
492
5000
SH
DFND
1,2,3,4,5
5000
0
0
DAY ONE BIOPHARMACEUTICALS I
COM
23954D109
5970
500000
SH
DFND
1,2,3,4,5
500000
0
0
DENALI THERAPEUTICS INC
COM
24823R105
23694
802899
SH
DFND
1,2,3,4,5
802899
0
0
DYNE THERAPEUTICS INC
COM
26818M108
9170
815085
SH
DFND
1,2,3,4,5
815085
0
0
ERASCA INC
COM
29479A108
13030
4721194
SH
DFND
1,2,3,4,5
4721194
0
0
FOGHORN THERAPEUTICS INC
COM
344174107
12114
1720720
SH
DFND
1,2,3,4,5
1720720
0
0
FUSION PHARMACEUTICALS INC
COM
36118A100
8056
1725000
SH
DFND
1,2,3,4,5
1725000
0
0
GENERATION BIO CO
COM
37148K100
15478
2814191
SH
DFND
1,2,3,4,5
2814191
0
0
GERON CORP
COM
374163103
17867
5565889
SH
DFND
1,2,3,4,5
5565889
0
0
GLYCOMIMETICS INC
COM
38000Q102
14945
8589064
SH
DFND
1,2,3,4,5
8589064
0
0
GOSSAMER BIO INC
COM
38341P102
3634
3028171
SH
DFND
1,2,3,4,5
3028171
0
0
HARPOON THERAPEUTICS INC
COM
41358P106
710
1000000
SH
DFND
1,2,3,4,5
1000000
0
0
HIPPO HLDGS INC
COM NEW
433539202
397
24000
SH
DFND
1,2,3,4,5
24000
0
0
HOOKIPA PHARMA INC
COM
43906K100
4986
5666410
SH
DFND
1,2,3,4,5
5666410
0
0
IGM BIOSCIENCES INC
COM
449585108
23280
2522244
SH
DFND
1,2,3,4,5
4209744
0
0
IKENA ONCOLOGY INC
COM
45175G108
12133
1849513
SH
DFND
1,2,3,4,5
1849513
0
0
I MAB
SPONSORED ADS
44975P103
2542
850000
SH
DFND
1,2,3,4,5
850000
0
0
IMMUNOGEN INC
COM
45253H101
14445
765497
SH
DFND
1,2,3,4,5
765497
0
0
INTELLIA THERAPEUTICS INC
COM
45826J105
11258
276077
SH
DFND
1,2,3,4,5
276077
0
0
IRONWOOD PHARMACEUTICALS INC
COM CL A
46333X108
1176
110532
SH
DFND
1,2,3,4
110532
0
0
ITEOS THERAPEUTICS INC
COM
46565G104
5296
400000
SH
DFND
1,2,3,4,5
400000
0
0
KANZHUN LIMITED
SPONSORED ADS
48553T106
3311
220000
SH
DFND
1,2,3,4,5
220000
0
0
KE HLDGS INC
SPONSORED ADS
482497104
5198
350000
SH
DFND
1,2,3,4,5
350000
0
0
KINETA INC
COM
49461C102
80
31055
SH
DFND
1,2,3,4,5
31055
0
0
KINNATE BIOPHARMA INC
COM
49705R105
379
125000
SH
DFND
1,2,3,4,5
125000
0
0
KRONOS BIO INC
COM
50107A104
2654
1542954
SH
DFND
1,2,3,4,5
1542954
0
0
KRYSTAL BIOTECH INC
COM
501147102
41051
349669
SH
DFND
1,2,3,4,5
349669
0
0
KURA ONCOLOGY INC
COM
50127T109
21351
2018056
SH
DFND
1,2,3,4,5
2018056
0
0
KYMERA THERAPEUTICS INC
COM
501575104
41505
1805346
SH
DFND
1,2,3,4,5
1805346
0
0
LAVA THERAPEUTICS NV
SHS
N51517105
406
200000
SH
DFND
1,2,3,4,5
200000
0
0
LEXICON PHARMACEUTICALS INC
COM NEW
528872302
8052
3516214
SH
DFND
1,2,3,4,5
3516214
0
0
LEXICON PHARMACEUTICALS INC
COM NEW
528872302
261145
114037070
SH
DFND
1,2,3,4
114037070
0
0
LUCID GROUP INC
COM
549498103
3376
490000
SH
DFND
1,2,3,4,5
490000
0
0
MERSANA THERAPEUTICS INC
COM
59045L106
9967
3029555
SH
DFND
1,2,3,4,5
3029555
0
0
MICROSOFT CORP
COM
594918104
1022
3000
SH
DFND
1,2,3,4,5
3000
0
0
MINK THERAPEUTICS INC
COM
603693102
479
228216
SH
DFND
1,2,3,4,5
228216
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
74254
2055181
SH
DFND
1,2,3,4,5
2055181
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
9033
250000
SH
Call
DFND
1,2,3,4,5
250000
0
0
MOONLAKE IMMUNOTHERAPEUTICS
CLASS A ORD
61559X104
20400
400000
SH
DFND
1,2,3,4,5
400000
0
0
MORPHIC HLDG INC
COM
61775R105
122686
2139995
SH
DFND
1,2,3,4,5
2139995
0
0
MORPHIC HLDG INC
COM
61775R105
5733
100000
SH
Call
DFND
1,2,3,4,5
100000
0
0
NANOBIOTIX
SPONSORED ADS
63009J107
5070
1000000
SH
DFND
1,2,3,4,5
1000000
0
0
NATERA INC
COM
632307104
9732
200000
SH
DFND
1,2,3,4,5
200000
0
0
OMEGA THERAPEUTICS INC
COM
68217N105
14185
2533045
SH
DFND
1,2,3,4,5
2533045
0
0
OVID THERAPEUTICS INC
COM
690469101
8200
2500000
SH
DFND
1,2,3,4,5
2500000
0
0
PLIANT THERAPEUTICS INC
COM
729139105
27
1490
SH
DFND
1,2,3,4,5
1490
0
0
PORTAGE FINTECH ACQUISITN CO
CLASS A ORD SHS
G7185D106
3941
380000
SH
DFND
1,2,3,4,5
380000
0
0
PROCORE TECHNOLOGIES INC
COM
74275K108
293
4500
SH
DFND
1,2,3,4,5
4500
0
0
PROTAGONIST THERAPEUTICS INC
COM
74366E102
13810
500000
SH
DFND
1,2,3,4,5
500000
0
0
RELAY THERAPEUTICS INC
COM
75943R102
15244
1213725
SH
DFND
1,2,3,4,5
1213725
0
0
REPARE THERAPEUTICS INC
COM
760273102
7406
700000
SH
DFND
1,2,3,4,5
700000
0
0
REPLIMUNE GROUP INC
COM
76029N106
11610
500000
SH
DFND
1,2,3,4,5
500000
0
0
REVOLUTION MEDICINES INC
COM
76155X100
64243
2401617
SH
DFND
1,2,3,4,5
2401617
0
0
ROIVANT SCIENCES LTD
SHS
G76279101
16380
1625000
SH
DFND
1,2,3,4,5
1625000
0
0
SAGE THERAPEUTICS INC
COM
78667J108
23510
500000
SH
DFND
1,2,3,4,5
500000
0
0
SANA BIOTECHNOLOGY INC
COM
799566104
2384
400000
SH
DFND
1,2,3,4,5
400000
0
0
SCHOLAR ROCK HLDG CORP
COM
80706P103
68309
9059507
SH
DFND
1,2,3,4,5
9059507
0
0
SCHRODINGER INC
COM
80810D103
34944
700000
SH
DFND
1,2,3,4,5
700000
0
0
SEA LTD
SPONSORED ADS
81141R100
20314
350000
SH
DFND
1,2,3,4,5
350000
0
0
SEER INC
COM CL A
81578P106
20283
4750000
SH
DFND
1,2,3,4,5
4750000
0
0
SELECTA BIOSCIENCES INC
COM
816212104
10233
9136635
SH
DFND
1,2,3,4,5
9136635
0
0
SENTI BIOSCIENCES INC
COM
81726A100
35
55555
SH
DFND
1,2,3,4,5
55555
0
0
SILENCE THERAPEUTICS PLC
ADS
82686Q101
9350
1700000
SH
DFND
1,2,3,4,5
1700000
0
0
SOLID BIOSCIENCES INC
COM NEW
83422E204
4764
909219
SH
DFND
1,2,3,4,5
909219
0
0
SPDR SER TR
S&P BIOTECH
78464A870
83200
1000000
SH
Call
DFND
1,2,3,4,5
1000000
0
0
SPRINGWORKS THERAPEUTICS INC
COM
85205L107
47632
1816620
SH
DFND
1,2,3,4,5
1816620
0
0
SQZ BIOTECHNOLOGIES CO
COM
78472W104
434
1606309
SH
DFND
1,2,3,4,5
1606309
0
0
STERLING CHECK CORP
COM
85917T109
307
25000
SH
DFND
1,2,3,4,5
25000
0
0
STOKE THERAPEUTICS INC
COM
86150R107
2658
250000
SH
DFND
1,2,3,4,5
250000
0
0
SYROS PHARMACEUTICALS INC
COM NEW
87184Q206
4649
1475744
SH
DFND
1,2,3,4,5
1475744
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
4289
42500
SH
DFND
1,2,3,4,5
42500
0
0
TALARIS THERAPEUTICS INC
COM
87410C104
2779
914262
SH
DFND
1,2,3,4,5
914262
0
0
TAYSHA GENE THERAPIES INC
COM SHS
877619106
952
1440882
SH
DFND
1,2,3,4,5
1440882
0
0
UNITED THERAPEUTICS CORP DEL
COM
91307C102
656
2971
SH
DFND
1,2,3,4,5
2971
0
0
VENTYX BIOSCIENCES INC
COM
92332V107
13399
408519
SH
DFND
1,2,3,4,5
408519
0
0
VERVE THERAPEUTICS INC
COM
92539P101
5625
300000
SH
DFND
1,2,3,4,5
300000
0
0
VIGIL NEUROSCIENCE INC
COM
92673K108
17965
1911191
SH
DFND
1,2,3,4,5
1911191
0
0
VIRIDIAN THERAPEUTICS INC
COM
92790C104
12013
504978
SH
DFND
1,2,3,4,5
504978
0
0
VISA INC
COM CL A
92826C839
1781
7500
SH
DFND
1,2,3,4,5
7500
0
0
VOR BIOPHARMA INC
COM
929033108
8306
2688015
SH
DFND
1,2,3,4,5
2688015
0
0
WAVE LIFE SCIENCES LTD
SHS
Y95308105
10449
2870523
SH
DFND
1,2,3,4,5
2870523
0
0
XILIO THERAPEUTICS INC
COM
98422T100
1179
450000
SH
DFND
1,2,3,4,5
450000
0
0