The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
111 INC | ADS | 68247Q102 | 2,763 | 450,000 | SH | DFND | 1,2,3,4,5,6 | 450,000 | 0 | 0 | |
AC IMMUNE SA | SHS | H00263105 | 7,088 | 750,000 | SH | DFND | 1,2,3,4,5,6 | 750,000 | 0 | 0 | |
ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | 5,750 | 500,000 | SH | DFND | 1,2,3,4,5,6 | 500,000 | 0 | 0 | |
ACCELERON PHARMA INC | COM | 00434H108 | 45,728 | 1,050,000 | SH | DFND | 1,2,3,4,5,6 | 1,050,000 | 0 | 0 | |
ACCELERON PHARMA INC | COM | 00434H108 | 8,710 | 200,000 | SH | Call | DFND | 1,2,3,4,5,6 | 200,000 | 0 | 0 |
ADURO BIOTECH INC | COM | 00739L101 | 2,640 | 1,000,000 | SH | DFND | 1,2,3,4,5,6 | 1,000,000 | 0 | 0 | |
AERPIO PHARMACEUTICALS INC | COM | 00810B105 | 2,649 | 1,558,400 | SH | DFND | 1,2,3,4,5,6 | 1,558,400 | 0 | 0 | |
AGENUS INC | COM NEW | 00847G705 | 6,545 | 2,750,000 | SH | DFND | 1,2,3,4,5,6 | 2,750,000 | 0 | 0 | |
AGIOS PHARMACEUTICALS INC | COM | 00847X104 | 18,444 | 400,000 | SH | DFND | 1,2,3,4,5,6 | 400,000 | 0 | 0 | |
AGIOS PHARMACEUTICALS INC | COM | 00847X104 | 9,222 | 200,000 | SH | Call | DFND | 1,2,3,4,5,6 | 200,000 | 0 | 0 |
AKEBIA THERAPEUTICS INC | COM | 00972D105 | 2,627 | 475,000 | SH | DFND | 1,2,3,4,5,6 | 475,000 | 0 | 0 | |
ALBIREO PHARMA INC | COM | 01345P106 | 12,265 | 500,000 | SH | DFND | 1,2,3,4,5,6 | 500,000 | 0 | 0 | |
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 2,050 | 200,000 | SH | DFND | 1,2,3,4,5,6 | 200,000 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 56,473 | 412,000 | SH | DFND | 1,2,3,4,5,6 | 412,000 | 0 | 0 | |
ALLOGENE THERAPEUTICS INC | COM | 019770106 | 10,772 | 400,000 | SH | DFND | 1,2,3,4,5,6 | 400,000 | 0 | 0 | |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 36,455 | 500,000 | SH | DFND | 1,2,3,4,5,6 | 500,000 | 0 | 0 | |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 21,873 | 300,000 | SH | Call | DFND | 1,2,3,4,5,6 | 300,000 | 0 | 0 |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 9,633 | 300,000 | SH | Call | DFND | 1,2,3,4,5,6 | 300,000 | 0 | 0 |
AMICUS THERAPEUTICS INC | COM | 03152W109 | 28,740 | 3,000,000 | SH | DFND | 1,2,3,4,5,6 | 3,000,000 | 0 | 0 | |
AMICUS THERAPEUTICS INC | COM | 03152W109 | 4,790 | 500,000 | SH | Call | DFND | 1,2,3,4,5,6 | 500,000 | 0 | 0 |
ANAPTYSBIO INC | COM | 032724106 | 9,569 | 150,000 | SH | DFND | 1,2,3,4,5,6 | 150,000 | 0 | 0 | |
ARCUS BIOSCIENCES INC | COM | 03969F109 | 3,231 | 300,000 | SH | DFND | 1,2,3,4,5,6 | 300,000 | 0 | 0 | |
ARGENX SE | SPONSORED ADR | 04016X101 | 25,939 | 270,000 | SH | DFND | 1,2,3,4,5,6 | 270,000 | 0 | 0 | |
ARRAY BIOPHARMA INC | COM | 04269X105 | 35,625 | 2,500,000 | SH | DFND | 1,2,3,4,5,6 | 2,500,000 | 0 | 0 | |
ATARA BIOTHERAPEUTICS INC | COM | 046513107 | 34,740 | 1,000,000 | SH | DFND | 1,2,3,4,5,6 | 1,000,000 | 0 | 0 | |
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 12,792 | 600,000 | SH | DFND | 1,2,3,4,5,6 | 600,000 | 0 | 0 | |
AUTOLUS THERAPEUTICS PLC | SPONSORED ADS | 05280R100 | 15,599 | 475,000 | SH | DFND | 1,2,3,4,5,6 | 475,000 | 0 | 0 | |
AVROBIO INC | COM | 05455M100 | 1,665 | 100,000 | SH | DFND | 1,2,3,4,5,6 | 100,000 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 110,880 | 4,500,000 | SH | Call | DFND | 1,2,3,4,5,6 | 4,500,000 | 0 | 0 |
BEIGENE LTD | SPONSORED ADR | 07725L102 | 84,156 | 600,000 | SH | DFND | 1,2,3,4,5,6 | 600,000 | 0 | 0 | |
BEIGENE LTD | SPONSORED ADR | 07725L102 | 28,052 | 200,000 | SH | Call | DFND | 1,2,3,4,5,6 | 200,000 | 0 | 0 |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 17,030 | 200,000 | SH | Call | DFND | 1,2,3,4,5,6 | 200,000 | 0 | 0 |
BLUEBIRD BIO INC | COM | 09609G100 | 17,360 | 175,000 | SH | DFND | 1,2,3,4,5,6 | 175,000 | 0 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 9,920 | 100,000 | SH | Call | DFND | 1,2,3,4,5,6 | 100,000 | 0 | 0 |
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 32,346 | 600,000 | SH | DFND | 1,2,3,4,5,6 | 600,000 | 0 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 28,589 | 550,000 | SH | Call | DFND | 1,2,3,4,5,6 | 550,000 | 0 | 0 |
CELGENE CORP | COM | 151020104 | 64,090 | 1,000,000 | SH | Call | DFND | 1,2,3,4,5,6 | 1,000,000 | 0 | 0 |
CHIMERIX INC | COM | 16934W106 | 2,570 | 1,000,000 | SH | DFND | 1,2,3,4,5,6 | 1,000,000 | 0 | 0 | |
CLEMENTIA PHARMACEUTICALS IN | COM | 185575107 | 9,996 | 850,000 | SH | DFND | 1,2,3,4,5,6 | 850,000 | 0 | 0 | |
CLOVIS ONCOLOGY INC | COM | 189464100 | 3,592 | 200,000 | SH | Call | DFND | 1,2,3,4,5,6 | 200,000 | 0 | 0 |
CRINETICS PHARMACEUTICALS IN | COM | 22663K107 | 5,998 | 200,000 | SH | DFND | 1,2,3,4,5,6 | 200,000 | 0 | 0 | |
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 4,143 | 145,000 | SH | DFND | 1,2,3,4,5,6 | 145,000 | 0 | 0 | |
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 3,935 | 500,000 | SH | DFND | 1,2,3,4,5,6 | 500,000 | 0 | 0 | |
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 2,265 | 150,000 | SH | DFND | 1,2,3,4,5,6 | 150,000 | 0 | 0 | |
DENALI THERAPEUTICS INC | COM | 24823R105 | 10,330 | 500,000 | SH | DFND | 1,2,3,4,5,6 | 500,000 | 0 | 0 | |
DICERNA PHARMACEUTICALS INC | COM | 253031108 | 5,612 | 525,000 | SH | DFND | 1,2,3,4,5,6 | 525,000 | 0 | 0 | |
FATE THERAPEUTICS INC | COM | 31189P102 | 27,585 | 2,150,000 | SH | DFND | 1,2,3,4,5,6 | 2,150,000 | 0 | 0 | |
FIBROGEN INC | COM | 31572Q808 | 13,884 | 300,000 | SH | DFND | 1,2,3,4,5,6 | 300,000 | 0 | 0 | |
FIBROGEN INC | COM | 31572Q808 | 6,942 | 150,000 | SH | Call | DFND | 1,2,3,4,5,6 | 150,000 | 0 | 0 |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 20,620 | 2,000,000 | SH | Call | DFND | 1,2,3,4,5,6 | 2,000,000 | 0 | 0 |
GENERAL MTRS CO | COM | 37045V100 | 117,075 | 3,500,000 | SH | Call | DFND | 1,2,3,4,5,6 | 3,500,000 | 0 | 0 |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 41,763 | 250,000 | SH | Call | DFND | 1,2,3,4,5,6 | 250,000 | 0 | 0 |
GRITSTONE ONCOLOGY INC | COM | 39868T105 | 3,090 | 200,000 | SH | DFND | 1,2,3,4,5,6 | 200,000 | 0 | 0 | |
HOMOLOGY MEDICINES INC | COM | 438083107 | 2,236 | 100,000 | SH | DFND | 1,2,3,4,5,6 | 100,000 | 0 | 0 | |
INFLARX NV | COM | N44821101 | 18,185 | 500,000 | SH | DFND | 1,2,3,4,5,6 | 500,000 | 0 | 0 | |
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 4,425 | 500,000 | SH | DFND | 1,2,3,4,5,6 | 500,000 | 0 | 0 | |
IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | 1,145 | 110,532 | SH | DFND | 1,2,3,4 | 110,532 | 0 | 0 | |
KRYSTAL BIOTECH INC | COM | 501147102 | 5,715 | 275,000 | SH | DFND | 1,2,3,4,5,6 | 275,000 | 0 | 0 | |
LEXICON PHARMACEUTICALS INC | COM NEW | 528872302 | 23,348 | 3,516,214 | SH | DFND | 1,2,3,4,5,6 | 3,516,214 | 0 | 0 | |
LEXICON PHARMACEUTICALS INC | COM NEW | 528872302 | 376,652 | 56,724,650 | SH | DFND | 1,2,3,4 | 56,724,650 | 0 | 0 | |
MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 7,890 | 70,000 | SH | DFND | 1,2,3,4,5,6 | 70,000 | 0 | 0 | |
MAGENTA THERAPEUTICS INC | COM | 55910K108 | 1,140 | 200,000 | SH | DFND | 1,2,3,4,5,6 | 200,000 | 0 | 0 | |
MARINUS PHARMACEUTICALS INC | COM | 56854Q101 | 1,435 | 500,000 | SH | DFND | 1,2,3,4,5,6 | 500,000 | 0 | 0 | |
MEDICINES CO | COM | 584688105 | 7,656 | 400,000 | SH | DFND | 1,2,3,4,5,6 | 400,000 | 0 | 0 | |
MEDICINES CO | COM | 584688105 | 11,484 | 600,000 | SH | Call | DFND | 1,2,3,4,5,6 | 600,000 | 0 | 0 |
MELCO RESORT ENTERTAINMENT L | ADR | 585464100 | 8,810 | 500,000 | SH | Call | DFND | 1,2,3,4,5,6 | 500,000 | 0 | 0 |
MERUS N V | COM | N5749R100 | 2,886 | 206,125 | SH | DFND | 1,2,3,4,5,6 | 206,125 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 12,692 | 400,000 | SH | Call | DFND | 1,2,3,4,5,6 | 400,000 | 0 | 0 |
MIRAGEN THERAPEUTICS INC | COM | 60463E103 | 1,515 | 500,000 | SH | DFND | 1,2,3,4,5,6 | 500,000 | 0 | 0 | |
MODERNA INC | COM | 60770K107 | 9,926 | 650,000 | SH | DFND | 1,2,3,4,5,6 | 650,000 | 0 | 0 | |
MODERNA, INC. | COM | 60770K107 | 70,338 | 4,606,298 | SH | DFND | 1,2,3,4 | 4,606,298 | 0 | 0 | |
MOMENTA PHARMACEUTICALS INC | COM | 60877T100 | 2,208 | 200,000 | SH | DFND | 1,2,3,4,5,6 | 200,000 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 59,475 | 1,500,000 | SH | Call | DFND | 1,2,3,4,5,6 | 1,500,000 | 0 | 0 |
NEKTAR THERAPEUTICS | COM | 640268108 | 26,296 | 800,000 | SH | DFND | 1,2,3,4,5,6 | 800,000 | 0 | 0 | |
NEKTAR THERAPEUTICS | COM | 640268108 | 6,574 | 200,000 | SH | Call | DFND | 1,2,3,4,5,6 | 200,000 | 0 | 0 |
NIO INC | SPONSORED ADS | 62914V106 | 35,672 | 5,600,000 | SH | DFND | 1,2,3,4,5,6 | 5,600,000 | 0 | 0 | |
NIO INC | SPONSORED ADS | 62914V106 | 6,370 | 1,000,000 | SH | Call | DFND | 1,2,3,4,5,6 | 1,000,000 | 0 | 0 |
NOVELION THERAPEUTICS INC | COM NEW | 67001K202 | 215 | 256,400 | SH | DFND | 1,2,3,4,5,6 | 256,400 | 0 | 0 | |
PROQR THRAPEUTICS N V | SHS EURO | N71542109 | 22,092 | 1,400,000 | SH | DFND | 1,2,3,4,5,6 | 1,400,000 | 0 | 0 | |
REGENXBIO INC | COM | 75901B107 | 7,132 | 170,000 | SH | DFND | 1,2,3,4,5,6 | 170,000 | 0 | 0 | |
REPLIMUNE GROUP INC | COM | 76029N106 | 4,500 | 450,000 | SH | DFND | 1,2,3,4,5,6 | 450,000 | 0 | 0 | |
RESTORBIO INC | COM | 76133L103 | 3,448 | 400,000 | SH | DFND | 1,2,3,4,5,6 | 400,000 | 0 | 0 | |
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 5,928 | 400,000 | SH | DFND | 1,2,3,4,5,6 | 400,000 | 0 | 0 | |
RUBIUS THERAPEUTICS INC | COM | 78116T103 | 8,442 | 525,000 | SH | DFND | 1,2,3,4,5,6 | 525,000 | 0 | 0 | |
RUBIUS THERAPEUTICS, INC. | COM | 78116T103 | 38,331 | 2,383,791 | SH | DFND | 1,2,3,4 | 2,383,791 | 0 | 0 | |
SAGE THERAPEUTICS INC | COM | 78667J108 | 9,579 | 100,000 | SH | DFND | 1,2,3,4,5,6 | 100,000 | 0 | 0 | |
SANGAMO THERAPEUTICS INC | COM | 800677106 | 4,592 | 400,000 | SH | DFND | 1,2,3,4,5,6 | 400,000 | 0 | 0 | |
SCHOLAR ROCK HLDG CORP | COM | 80706P103 | 8,040 | 350,000 | SH | DFND | 1,2,3,4,5,6 | 350,000 | 0 | 0 | |
SCHOLAR ROCK HLDG CORP | COM | 80706P103 | 44,701 | 1,946,040 | SH | DFND | 1,2,3,4 | 1,946,040 | 0 | 0 | |
SELECTA BIOSCIENCES INC | COM | 816212104 | 1,596 | 600,000 | SH | DFND | 1,2,3,4,5,6 | 600,000 | 0 | 0 | |
SOLID BIOSCIENCES INC | COM | 83422E105 | 13,400 | 500,000 | SH | DFND | 1,2,3,4,5,6 | 500,000 | 0 | 0 | |
SPERO THERAPEUTICS INC | COM | 84833T103 | 3,690 | 600,000 | SH | DFND | 1,2,3,4,5,6 | 600,000 | 0 | 0 | |
STEMLINE THERAPEUTICS INC | COM | 85858C107 | 3,800 | 400,000 | SH | DFND | 1,2,3,4,5,6 | 400,000 | 0 | 0 | |
TG THERAPEUTICS INC | COM | 88322Q108 | 1,640 | 400,000 | SH | DFND | 1,2,3,4,5,6 | 400,000 | 0 | 0 | |
TRANSLATE BIO INC | COM | 89374L104 | 4,500 | 600,000 | SH | DFND | 1,2,3,4,5,6 | 600,000 | 0 | 0 | |
TRICIDA INC | COM | 89610F101 | 2,948 | 125,000 | SH | DFND | 1,2,3,4,5,6 | 125,000 | 0 | 0 | |
TRILLIUM THERAPEUTICS INC | COM NEW | 89620X506 | 257 | 150,000 | SH | DFND | 1,2,3,4,5,6 | 150,000 | 0 | 0 | |
TWIST BIOSCIENCE CORP | COM | 90184D100 | 3,464 | 150,000 | SH | DFND | 1,2,3,4,5,6 | 150,000 | 0 | 0 | |
VALE S A | ADR | 91912E105 | 6,595 | 500,000 | SH | Call | DFND | 1,2,3,4,5,6 | 500,000 | 0 | 0 |
VICI PPTYS INC | COM | 925652109 | 7,512 | 400,000 | SH | DFND | 1,2,3,4,5,6 | 400,000 | 0 | 0 | |
WEIGHT WATCHERS INTL INC NEW | COM | 948626106 | 571,245 | 14,818,300 | SH | DFND | 1,2,3,4 | 14,818,300 | 0 | 0 | |
WELLS FARGO CO NEW | COM | 949746101 | 69,120 | 1,500,000 | SH | Call | DFND | 1,2,3,4,5,6 | 1,500,000 | 0 | 0 |
WYNN RESORTS LTD | COM | 983134107 | 9,891 | 100,000 | SH | Call | DFND | 1,2,3,4,5,6 | 100,000 | 0 | 0 |
XENCOR INC | COM | 98401F105 | 18,080 | 500,000 | SH | DFND | 1,2,3,4,5,6 | 500,000 | 0 | 0 | |
Y MABS THERAPEUTICS INC | COM | 984241109 | 1,017 | 50,000 | SH | DFND | 1,2,3,4,5,6 | 50,000 | 0 | 0 | |
ZAFGEN INC | COM | 98885E103 | 3,465 | 700,000 | SH | DFND | 1,2,3,4,5,6 | 700,000 | 0 | 0 | |
ZILLOW GROUP INC | CL C CAP STK | 98954M200 | 3,158 | 100,000 | SH | DFND | 1,2,3,4,5,6 | 100,000 | 0 | 0 | |
ZOGENIX INC | COM NEW | 98978L204 | 7,292 | 200,000 | SH | DFND | 1,2,3,4,5,6 | 200,000 | 0 | 0 |