0000899243-23-015617.txt : 20230615 0000899243-23-015617.hdr.sgml : 20230615 20230615163014 ACCESSION NUMBER: 0000899243-23-015617 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230615 FILED AS OF DATE: 20230615 DATE AS OF CHANGE: 20230615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Artal Group S.A. CENTRAL INDEX KEY: 0001053906 STATE OF INCORPORATION: N4 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41721 FILM NUMBER: 231017776 BUSINESS ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 BUSINESS PHONE: (352) 22.42.59-1 MAIL ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 FORMER NAME: FORMER CONFORMED NAME: ARTAL GROUP S A DATE OF NAME CHANGE: 19980128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Artal International S.C.A. CENTRAL INDEX KEY: 0001218180 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41721 FILM NUMBER: 231017778 BUSINESS ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 BUSINESS PHONE: 352224259-1 MAIL ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 FORMER NAME: FORMER CONFORMED NAME: ARTAL INTERNATIONAL SCA DATE OF NAME CHANGE: 20110531 FORMER NAME: FORMER CONFORMED NAME: ARTAL INTERNATIONAL SA DATE OF NAME CHANGE: 20030210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Westend S.A. CENTRAL INDEX KEY: 0001283968 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41721 FILM NUMBER: 231017775 BUSINESS ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 BUSINESS PHONE: 3522242591 MAIL ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 FORMER NAME: FORMER CONFORMED NAME: WESTEND S.A. DATE OF NAME CHANGE: 20120816 FORMER NAME: FORMER CONFORMED NAME: WESTEND SA DATE OF NAME CHANGE: 20040317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wittouck Amaury CENTRAL INDEX KEY: 0001841311 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41721 FILM NUMBER: 231017774 MAIL ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L2661 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Artal International Management S.A. CENTRAL INDEX KEY: 0001522131 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41721 FILM NUMBER: 231017777 BUSINESS ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 BUSINESS PHONE: 352224259-1 MAIL ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stichting Administratiekantoor Westend CENTRAL INDEX KEY: 0001460840 STATE OF INCORPORATION: XX FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41721 FILM NUMBER: 231017773 BUSINESS ADDRESS: STREET 1: CLAUDE DEBUSSYLAAN, 46 CITY: AMSTERDAM STATE: P7 ZIP: 1082 MD BUSINESS PHONE: 352-224-2591 MAIL ADDRESS: STREET 1: CLAUDE DEBUSSYLAAN, 46 CITY: AMSTERDAM STATE: P7 ZIP: 1082 MD ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAVA GROUP, INC. CENTRAL INDEX KEY: 0001639438 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 473426661 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14 RIDGE SQUARE NW STREET 2: SUITE 500 CITY: WASHINGTON STATE: DC ZIP: 20016 BUSINESS PHONE: 202.400.2920 MAIL ADDRESS: STREET 1: 14 RIDGE SQUARE NW STREET 2: SUITE 500 CITY: WASHINGTON STATE: DC ZIP: 20016 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2023-06-15 0 0001639438 CAVA GROUP, INC. CAVA 0001218180 Artal International S.C.A. VALLEY PARK, 44, RUE DE LA VALLEE LUXEMBOURG N4 L-2661 LUXEMBOURG 1 0 1 0 0001522131 Artal International Management S.A. VALLEY PARK, 44, RUE DE LA VALLEE LUXEMBOURG N4 L-2661 LUXEMBOURG 1 0 1 0 0001053906 Artal Group S.A. VALLEY PARK, 44, RUE DE LA VALLEE LUXEMBOURG N4 L-2661 LUXEMBOURG 1 0 1 0 0001283968 Westend S.A. VALLEY PARK, 44, RUE DE LA VALLEE LUXEMBOURG N4 L-2661 LUXEMBOURG 1 0 1 0 0001841311 Wittouck Amaury VALLEY PARK, 44 RUE DE LA VALLEE LUXEMBOURG N4 L-2661 LUXEMBOURG 1 0 1 0 0001460840 Stichting Administratiekantoor Westend CLAUDE DEBUSSYLAAN, 46 1082 MD AMSTERDAM THE NETHERLANDS P7 NETHERLANDS 1 0 1 0 Series A Preferred Stock Common Stock 1568865 D Series B Preferred Stock Common Stock 3486366 D Series C Preferred Stock Common Stock 1845864 D Series D Preferred Stock Common Stock 861339 D Series E Preferred Stock Common Stock 22252464 D Series F Preferred Stock Common Stock 1993092 D The Series A Preferred Stock has no expiration date. Immediately prior to the closing of the Issuer's initial public offering (the "IPO") on June 20, 2023, the Series A Preferred Stock will automatically convert into fully paid and nonassessable shares of the Issuer's common stock, par value $0.0001 per share (the "Common Stock") on a one for one basis. The Series B Preferred Stock has no expiration date. Immediately prior to the closing of the IPO on June 20, 2023, the Series B Preferred Stock will automatically convert into fully paid and nonassessable shares of Common Stock on a one for one basis. The Series C Preferred Stock has no expiration date. Immediately prior to the closing of the IPO on June 20, 2023, the Series C Preferred Stock will automatically convert into fully paid and nonassessable shares of Common Stock on a one for one basis. The Series D Preferred Stock has no expiration date. Immediately prior to the closing of the IPO on June 20, 2023, the Series D Preferred Stock will automatically convert into fully paid and nonassessable shares of Common Stock on a one for one basis. The Series E Preferred Stock has no expiration date. Immediately prior to the closing of the IPO on June 20, 2023, the Series E Preferred Stock will automatically convert into fully paid and nonassessable shares of Common Stock on a one for one basis. The Series F Preferred Stock has no expiration date. Immediately prior to the closing of the IPO on June 20, 2023, the Series F Preferred Stock will automatically convert into fully paid and nonassessable shares of Common Stock on a one for one basis. The securities are held directly by Artal International S.C.A. The managing partner of Artal International S.C.A. is Artal International Management S.A. The sole stockholder of Artal International Management S.A. is Artal Group S.A. The parent company of Artal Group S.A. is Westend S.A. The majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend (the "Stichting"). Mr. Amaury Wittouck is the sole member of the board of the Stichting. (Continued from Footnote 7) Each of the Reporting Persons, other than Artal International S.C.A., disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Exchange Act, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the Reporting Persons may be deemed to be directors by deputization of the Issuer by virtue of their representatives on the Issuer's board of directors. Artal International S.C.A., By: Artal International Management S.A., its Managing Partner, By: /s/ Anne Goffard, Managing Director 2023-06-15 Artal International Management S.A., By: /s/ Anne Goffard, Managing Director 2023-06-15 Artal Group S.A., By: /s/ Anne Goffard, Authorized Person 2023-06-15 Westend S.A., By: /s/ Anne Goffard, Managing Director 2023-06-15 Stichting Administratiekantoor Westend, By: /s/ Amaury Wittouck, Sole Member of the Board 2023-06-15 /s/ Amaury Wittouck 2023-06-15