0000899243-20-017117.txt : 20200618 0000899243-20-017117.hdr.sgml : 20200618 20200618180141 ACCESSION NUMBER: 0000899243-20-017117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200616 FILED AS OF DATE: 20200618 DATE AS OF CHANGE: 20200618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Invus Public Equities, L.P. CENTRAL INDEX KEY: 0001340097 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39319 FILM NUMBER: 20973699 BUSINESS ADDRESS: STREET 1: C/O THE INVUS GROUP, LLC STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-317-7520 MAIL ADDRESS: STREET 1: C/O THE INVUS GROUP, LLC STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: Invus Public Equities, LP DATE OF NAME CHANGE: 20050928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Minne Pascal CENTRAL INDEX KEY: 0001460839 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39319 FILM NUMBER: 20973700 MAIL ADDRESS: STREET 1: PLACE STE. GUDULE, 19 CITY: BRUXELLES STATE: C9 ZIP: B-1000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Artal International S.C.A. CENTRAL INDEX KEY: 0001218180 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39319 FILM NUMBER: 20973701 BUSINESS ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 BUSINESS PHONE: 352224259-1 MAIL ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 FORMER NAME: FORMER CONFORMED NAME: ARTAL INTERNATIONAL SCA DATE OF NAME CHANGE: 20110531 FORMER NAME: FORMER CONFORMED NAME: ARTAL INTERNATIONAL SA DATE OF NAME CHANGE: 20030210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Artal International Management S.A. CENTRAL INDEX KEY: 0001522131 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39319 FILM NUMBER: 20973702 BUSINESS ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 BUSINESS PHONE: 352224259-1 MAIL ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Artal Group S.A. CENTRAL INDEX KEY: 0001053906 STATE OF INCORPORATION: N4 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39319 FILM NUMBER: 20973703 BUSINESS ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 BUSINESS PHONE: (352) 22.42.59-1 MAIL ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 FORMER NAME: FORMER CONFORMED NAME: ARTAL GROUP S A DATE OF NAME CHANGE: 19980128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Westend S.A. CENTRAL INDEX KEY: 0001283968 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39319 FILM NUMBER: 20973704 BUSINESS ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 BUSINESS PHONE: 3522242591 MAIL ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 FORMER NAME: FORMER CONFORMED NAME: WESTEND S.A. DATE OF NAME CHANGE: 20120816 FORMER NAME: FORMER CONFORMED NAME: WESTEND SA DATE OF NAME CHANGE: 20040317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stichting Administratiekantoor Westend CENTRAL INDEX KEY: 0001460840 STATE OF INCORPORATION: XX FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39319 FILM NUMBER: 20973705 BUSINESS ADDRESS: STREET 1: CLAUDE DEBUSSYLAAN, 46 CITY: AMSTERDAM STATE: P7 ZIP: 1082 MD BUSINESS PHONE: 352-224-2591 MAIL ADDRESS: STREET 1: CLAUDE DEBUSSYLAAN, 46 CITY: AMSTERDAM STATE: P7 ZIP: 1082 MD REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Artal Treasury Ltd CENTRAL INDEX KEY: 0001766952 STATE OF INCORPORATION: Y7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39319 FILM NUMBER: 20973706 BUSINESS ADDRESS: STREET 1: PO BOX 165, SUITE 4, BOROUGH HOUSE STREET 2: RUE DU PRE CITY: ST. PETER PORT STATE: Y7 ZIP: GY1 3JJ BUSINESS PHONE: 44(0)1481 740718 MAIL ADDRESS: STREET 1: PO BOX 165, SUITE 4, BOROUGH HOUSE STREET 2: RUE DU PRE CITY: ST. PETER PORT STATE: Y7 ZIP: GY1 3JJ REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Invus Public Equities Advisors, LLC CENTRAL INDEX KEY: 0001340096 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39319 FILM NUMBER: 20973707 BUSINESS ADDRESS: STREET 1: C/O THE INVUS GROUP, LLC STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 371-1717 MAIL ADDRESS: STREET 1: C/O THE INVUS GROUP, LLC STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Generation Bio Co. CENTRAL INDEX KEY: 0001733294 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 814301281 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 BINNEY STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 857-529-5908 MAIL ADDRESS: STREET 1: 301 BINNEY STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-16 1 0001733294 Generation Bio Co. GBIO 0001340097 Invus Public Equities, L.P. 750 LEXINGTON AVENUE 30TH FLOOR NEW YORK NY 10022 0 0 1 0 0001460839 Minne Pascal 8 CLOS DU BOCAGE, B-1332 GENVAL, BELGIUM CITIZENSHIP: BELGIUM C9 BELGIUM 0 0 1 0 0001218180 Artal International S.C.A. VALLEY PARK, 44, RUE DE LA VALLEE LUXEMBOURG N4 L-2661 LUXEMBOURG 0 0 1 0 0001522131 Artal International Management S.A. VALLEY PARK, 44, RUE DE LA VALLEE LUXEMBOURG N4 L-2661 LUXEMBOURG 0 0 1 0 0001053906 Artal Group S.A. VALLEY PARK, 44, RUE DE LA VALLEE LUXEMBOURG N4 L-2661 LUXEMBOURG 0 0 1 0 0001283968 Westend S.A. VALLEY PARK, 44, RUE DE LA VALLEE LUXEMBOURG N4 L-2661 LUXEMBOURG 0 0 1 0 0001460840 Stichting Administratiekantoor Westend CLAUDE DEBUSSYLAAN, 46 1082 MD AMSTERDAM THE NETHERLANDS P7 NETHERLANDS 0 0 1 0 0001766952 Artal Treasury Ltd P.O. BOX 165 SUITE 4, BOROUGH HOUSE, RUE DU PRE ST. PETER PORT GY1 3JJ 0 0 1 0 0001340096 Invus Public Equities Advisors, LLC 750 LEXINGTON AVENUE, 30TH FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock 2020-06-16 4 C 0 2014191 A 2014191 D Common Stock 2020-06-16 4 P 0 800000 19.00 A 2814191 D Series B Preferred Stock 2020-06-16 4 C 0 2186820 0.00 D Common Stock 1406664 0 D Series C Preferred Stock 2020-06-16 4 C 0 1073076 0.00 D Common Stock 607527 0 D On June 16, 2020, the Series B Preferred Stock automatically converted into Common Stock on approximately a 1.5546-for-one basis (when rounded to the nearest ten-thousandth) without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date. On June 16, 2020, the Series C Preferred Stock automatically converted into Common Stock on a 1.7663-for-one basis without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date. The shares are held directly by Invus Public Equities, L.P. The general partner of Invus Public Equities, L.P. is Invus Public Equities Advisors, LLC. Artal Treasury Ltd is the managing member of Invus Public Equities Advisors, LLC. Artal Treasury Ltd is a wholly owned subsidiary of the Geneva branch of Artal International S.C.A. The managing partner of Artal International S.C.A. is Artal International Management S.A., both of which are wholly owned subsidiaries of Artal Group S.A., which is a wholly owned subsidiary of Westend S.A., which is a wholly owned subsidiary of Stichting Administratiekantoor Westend (the "Stichting"). Mr. Pascal Minne is the sole member of the board of the Stichting. (Continued from footnote 3) Each of the Reporting Persons, other than Invus Public Equities L.P., disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such reporting person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Exchange Act, each of the reporting persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose. /s/ Invus Public Equities, L.P., By: Invus Public Equities Advisors, LLC, its General Partner, By: Raymond Debbane, President, /s/ Raymond Debbane 2020-06-18 /s/ Invus Public Equities Advisors, LLC, By: Raymond Debbane, President, /s/ Raymond Debbane 2020-06-18 /s/ Artal Treasury Ltd, By: Keith Le Poidevin, Director, /s/ Keith Le Poidevin 2020-06-18 /s/ Artal International S.C.A., By: Artal International Management S.A., its Managing Partner, By: Anne Goffard, Managing Director, /s/ Anne Goffard 2020-06-18 /s/ Artal International Management S.A., By: Anne Goffard, Managing Director, /s/ Anne Goffard 2020-06-18 /s/ Artal Group S.A., By: Anne Goffard, Authorized Person, /s/ Anne Goffard 2020-06-18 /s/ Westend S.A., By: Pascal Minne, Director, /s/ Pascal Minne 2020-06-18 /s/ Stichting Administratiekantoor Westend, By: Pascal Minne, Sole Member of the Board, /s/ Pascal Minne 2020-06-18 /s/ Pascal Minne 2020-06-18