-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WeYujFrTmYUcQl7OU+8BVzukaga3tuTS/6iC/g5oGEFiD7gpSIG7XNRpRYsyjBUJ vpweMvGKIOgELB/jppkP0A== 0001179110-03-005389.txt : 20030812 0001179110-03-005389.hdr.sgml : 20030812 20030812121732 ACCESSION NUMBER: 0001179110-03-005389 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030811 FILED AS OF DATE: 20030812 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES RIVER ASSOCIATES INC CENTRAL INDEX KEY: 0001053706 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-LEGAL SERVICES [8111] IRS NUMBER: 042372210 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 CLARENDON STREET STREET 2: T-33 CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6174253000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAXWELL C CHRISTOPHER CENTRAL INDEX KEY: 0001242503 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24049 FILM NUMBER: 03836617 BUSINESS ADDRESS: STREET 1: CHARLES RIVER ASSOCIATES STREET 2: 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6174253001 4 1 edgar.xml FORM 4 - X0201 4 2003-08-11 0 0001053706 CHARLES RIVER ASSOCIATES INC CRAI 0001242503 MAXWELL C CHRISTOPHER 142 ELGIN STREET NEWTON CENTRE MA 02459 0 1 0 0 Executive Vice President Common Stock 2003-08-11 4 M 0 8312 18.50 A 60312 D Common Stock 2003-08-11 4 M 0 466 10.688 A 60778 D Common Stock 2003-08-11 4 M 0 2034 10.688 A 62812 D Common Stock 2003-08-11 4 M 0 4255 13.75 A 67067 D Common Stock 2003-08-11 4 M 0 445 13.75 A 67512 D Common Stock 2003-08-11 4 S 0 15512 31.75 D 52000 D Common Stock 2003-08-11 4 S 0 20800 30.004 D 31200 D Incentive Stock Option (right to buy) 18.50 2003-08-11 4 M 0 8312 0 D 1998-04-23 2008-04-23 Common Stock 15000 6688 D Incentive Stock Option (right to buy) 22.50 1999-06-08 2009-06-08 Common Stock 5000 5000 D Incentive Stock Option (right to buy) 10.688 2003-08-11 4 M 0 466 0 D 2000-09-11 2010-09-11 Common Stock 2966 2500 D Nonqualified Stock Option (right to buy) 10.688 2003-08-11 4 M 0 2034 0 D 2000-09-11 2010-09-11 Common Stock 2034 0 D Incentive Stock Option (right to buy) 13.75 2003-08-11 4 M 0 4255 0 D 2003-05-30 2012-05-30 Common Stock 4255 0 D Nonqualified Stock Option (right to buy) 13.75 2003-08-11 4 M 0 445 0 D 2003-05-30 2012-05-30 Common Stock 445 0 D Incentive Stock Option (right to buy) 22.81 2003-06-05 2013-06-05 Common Stock 16950 16950 D Nonqualified Stock Option (right to buy) 22.81 2003-06-05 2013-06-05 Common Stock 3050 3050 D Represents the date of the closing of the public offering of shares of CRA's common stock pursuant to the Underwriting Agreement dated August 6, 2003 by and among CRA, the underwriters named therein, the reporting person, and the other selling stockholders named therein. Represents a discount of $1.746 per share from the public offering price. Date indicated is date of grant. The option vests in four equal annual installments beginning on the first anniversary of the date of grant. Date indicated is date of grant. The option vests over four years beginning on the first anniversary of the date of grant, as follows: 233 shares vest on each of the first and second anniversaries of the date of grant and 1,250 shares vest on each of the third and fourth anniversaries of the date of grant. Date indicated is date of grant. 1,017 shares vested on each of the first and second anniversaries of the date of grant. Date indicated is date of grant. The option vests over four years beginning on the first anniversary of the date of grant as follows: 3,798 shares vest on the first anniversary of the date of grant and 4,384 shares vest on each of the second, third, and fourth anniversaries of the date of grant. Date indicated is date of grant. The option vests over four years beginning on the first anniversary of the date of grant, as follows: 1,202 shares vest on the first anniversary of the date of grant and 616 shares vest on each of the second, third, and fourth anniversaries of the date of grant. Delia J. Makhlouta, by power of attorney 2003-08-12 -----END PRIVACY-ENHANCED MESSAGE-----