0000950123-01-506983.txt : 20011010
0000950123-01-506983.hdr.sgml : 20011010
ACCESSION NUMBER: 0000950123-01-506983
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20010928
FILED AS OF DATE: 20011005
COMPANY DATA:
COMPANY CONFORMED NAME: MILLER LLOYD I III
CENTRAL INDEX KEY: 0000949119
STANDARD INDUSTRIAL CLASSIFICATION: []
OWNER
FILING VALUES:
FORM TYPE: 4
BUSINESS ADDRESS:
STREET 1: 4650 GORDON DRIVE
CITY: NAPLES
STATE: FL
ZIP: 33940
BUSINESS PHONE: 9412628577
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: FAIRMARKET INC
CENTRAL INDEX KEY: 0001053676
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 043351937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-29423
BUSINESS ADDRESS:
STREET 1: 500 UNICORN PARK DR
CITY: WOBURN
STATE: MA
ZIP: 01801
BUSINESS PHONE: 7813765600
MAIL ADDRESS:
STREET 1: 500 UNICORN PARK DRIVE
CITY: WOBURN
STATE: MA
ZIP: 01801
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y53771e4.txt
FORM 4
1
OMB APPROVAL
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OMB Number: 3235-0287
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Expires: October 31, 2001
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Estimated average burden
hours per response...0.5
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FORM 4
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[_] Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
(Print or Type Responses)
________________________________________________________________________________
1. Name and Address of Reporting Person*
Miller, III Lloyd I.
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(Last) (First) (Middle)
4550 Gordon Drive
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(Street)
Naples Fl 34102
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(City) (State) (Zip)
________________________________________________________________________________
2. Issuer Name and Ticker or Trading Symbol
Fairmarket Inc. - FAIM
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________________________________________________________________________________
3. IRS or Social Security Number of Reporting Person, if an entity (Voluntary)
###-##-####
________________________________________________________________________________
4. Statement for Month/Year
September, 2001
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________________________________________________________________________________
5. If Amendment, Date of Original (Month/Year)
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6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
[_] Director [x] 10% Owner
[_] Officer (give title below) [_] Other (specify below)
________________________________________________________________________________
7. Individual or Joint/Group Filing (Check Applicable Line)
[x] Form filed by One Reporting Person
[_] Form filed by More than One Reporting Person
________________________________________________________________________________
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Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
================================================================================
6.
4. 5. Owner-
Securities Acquired (A) or Amount of ship
3. Disposed of (D) Securities Form: 7.
Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of
2. Code ------------------------------- Owned at End (D) or Indirect
1. Transaction (Instr. 8) (A) of Month Indirect Beneficial
Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) (Month/Day/Year) Code V (D) and 4) (Instr.4) (Instr. 4)
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Common Stock 9/19/01 P 25,000 A 0.87 I By Lloyd I.
Miller, III,
Trust A-4
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Common Stock 9/20/01 P 3,100 A 0.87 I By Lloyd I.
Miller, III,
Trust A-4
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Common Stock 9/21/01 P 1,900 A 0.86 I By Lloyd I.
Miller, III,
Trust A-4
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Common Stock 9/24/01 P 26,800 A 0.89 I By Lloyd I.
Miller, III
Trust A-4
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Common Stock 9/28/01 P 13,800 A 0.90 1,041,488(1) I By Lloyd I.
Miller, III
Trust A-4
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Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction
4(b)(v).
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FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
================================================================================
10.
9. Owner-
Number ship
of Form
2. Deriv- of
Conver- 5. 7. ative Deriv- 11.
sion Number of Title and Amount Secur- ative Nature
or Derivative 6. of Underlying 8. ities Secur- of
Exer- 4. Securities Date Securities Price Bene- ity: In-
cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct
Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene-
1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial
Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner-
Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship
Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
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Explanation of Responses:
(1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
/s/Lloyd I. Miller, III 10/5/01
--------------------------------------------- -----------------------
**Signature of Reporting Person Date
** Intentional misstatements or omissions of facts constitute Federal
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information
contained in this form are not required to respond unless the form displays a
currently valid OMB Number.
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________________________________________________________________________________
1. Name and Address of Reporting Person
Miller, III Lloyd I
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(Last) (First) (Middle)
________________________________________________________________________________
2. Issuer Name and Ticker or Trading Symbol
Fairmarket Inc. - FAIM
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________________________________________________________________________________
3. Statement for Month/Year
September, 2001
---------------------------------------------------------------------------
________________________________________________________________________________
(Continued)
================================================================================
Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
================================================================================
6.
4. 5. Owner-
Securities Acquired (A) or Amount of ship
3. Disposed of (D) Securities Form: 7.
Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of
2. Code ------------------------------- Owned at End (D) or Indirect
1. Transaction (Instr. 8) (A) of Month Indirect Beneficial
Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) (Month/Day/Year) Code V (D) and 4) (Instr.4) (Instr. 4)
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Common Stock 9/4/01 P 18,500 A $1.00595 I By Milfam
II, L.P.
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Common Stock 9/5/01 P 22,770 A $1.00 I By Milfam
II, L.P.
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Common Stock 9/18/01 P 56,223 A $0.898556 I By Milfam
II, L.P.
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Common Stock 9/25/01 P 9,900 A $0.89 814,475(1) I By Milfam
II, L.P.
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Common Stock 9/10/01 P 6,086 A $0.96 I By Lloyd I.
Miller, III,
Trust C
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Common Stock 9/19/01 P 25,000 A $0.87 470,587(1) I By Lloyd I.
Miller, III,
Trust C
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Common Stock 9/17/01 P 12,058 A $0.90 D
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Common Stock 9/18/01 P 56,000 A $0.898556 D
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Common Stock 9/26/01 P 13,000 A $0.89 586,365 D
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Common Stock 176,253(1) I By Milfam
II, L.P.
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Common Stock 15,400(1) I By Lloyd I.
Miller, III,
LLC
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Common Stock 15,000(1) I By Lloyd I.
Miller, III,
LLC, co-
trustee,
Crider GST
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Common Stock 9,000(1) I By Wife
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________________________________________________________________________________
1. Name and Address of Reporting Person
Miller, III Lloyd I.
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(Last) (First) (Middle)
________________________________________________________________________________
2. Issuer Name and Ticker or Trading Symbol
Fairmarket Inc. - FAIM
--------------------------------------------------------------------------------
________________________________________________________________________________
3. Statement for Month/Year
September, 2001
---------------------------------------------------------------------------
________________________________________________________________________________
(Continued)
================================================================================
Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
================================================================================
6.
4. 5. Owner-
Securities Acquired (A) or Amount of ship
3. Disposed of (D) Securities Form: 7.
Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of
2. Code ------------------------------- Owned at End (D) or Indirect
1. Transaction (Instr. 8) (A) of Month Indirect Beneficial
Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) (Month/Day/Year) Code V (D) and 4) (Instr.4) (Instr. 4)
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Common Stock 10,500(1) I By Lloyd I.
Miller, III,
custodian
under
Florida UGMA
for Tyler
Dulmage
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Common Stock 10,500(1) I By Lloyd I.
Miller, III,
custodian
under
Florida UGMA
for Wylie
Dulmage
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Common Stock 15,400(1) I By Lloyd I.
Miller, III,
Trustee GST
f/b/o
Kimberly I.
Miller
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Common Stock 12,800(1) I By Lloyd I.
Miller, III,
custodian
under
Florida UGMA
for
Alexandra B.
Miller
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Common Stock 12,900(1) I By Lloyd I.
Miller, III,
Trustee GST
f/b/o
Catherine C.
Miller
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