-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NChdngs/+g1YxTFifq47kVE20lFQrYbNH34lp3lnOqDv/zGIME6EE3F7AVKgY/8/ eaSuWltBsb0dc7d+ToNNDw== 0000912057-02-022883.txt : 20020606 0000912057-02-022883.hdr.sgml : 20020606 20020603171537 ACCESSION NUMBER: 0000912057-02-022883 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020603 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FAIRMARKET INC CENTRAL INDEX KEY: 0001053676 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 043351937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-29423 FILM NUMBER: 02669095 BUSINESS ADDRESS: STREET 1: 500 UNICORN PARK DR CITY: WOBURN STATE: MA ZIP: 01801 BUSINESS PHONE: 7813765600 MAIL ADDRESS: STREET 1: 500 UNICORN PARK DRIVE CITY: WOBURN STATE: MA ZIP: 01801 10-K/A 1 a2081379z10-ka.htm 10K-A


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549


FORM 10-K/A


ý

ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the Fiscal Year Ended December 31, 2001

or

o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the Transition Period from                              to                             

Commission File Number 000-29423


FAIRMARKET, INC.
(Exact name of registrant as specified in its charter)

Delaware
(State or other jurisdiction of
incorporation or organization)
  04-3351937
(I.R.S. Employer
Identification No.)

500 Unicorn Park Drive, Woburn, MA
(Address of principal executive offices)

 

01801-3341
(Zip Code)

Registrant's telephone number, including area code: (781) 376-5600

Securities registered pursuant to Section 12(b) of the Act:   None

Securities registered pursuant to Section 12(g) of the Act:
(Title of each class)

 

Common Stock, $0.001 par value
Preferred Stock Purchase Rights

        Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ý    No o

        Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of the registrant's knowledge, in the definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. o

        The aggregate market value of the registrant's voting stock held by non-affiliates was approximately $14,048,840 on March 25, 2002, based on the closing sales price of the registrant's common stock as reported on the Nasdaq National Market as of such date.

        The number of shares outstanding of the registrant's common stock as of March 25, 2002 was 29,219,382.



        This Annual Report on Form 10-K/A is being filed as an amendment to the Company's Annual Report on Form 10-K filed with the Securities and Exchange Commission (the "SEC") on March 29, 2002, as amended by the Annual Report on Form 10-K/A filed with the SEC on April 30, 2002 ("Amendment No. 1"), to correct a typographical error in Amendment No. 1. The second option grant listed for Nanda Krish in the table under the caption "Options Granted in Fiscal Year 2001" in Item 11 of Part III should be 160,000, not 60,000.

        For updated information under Items 10, 11, 12, and 13 of Part III, you should refer to the Company's Definitive Proxy Statement on Schedule 14A filed with the SEC on June 3, 2002.

Date: June 3, 2002   FAIRMARKET, INC.
(REGISTRANT)

 

 

By:

 

/s/  
JANET SMITH      
Janet Smith
Chief Financial Officer and Treasurer

1


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