-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E0mETKqGyasdtOnxyf0omy7XO3ubpLMOSwI3KxeC+6IWjmrHn22OZraIR6g2y3LV M95fQE6VnSl/lT+I7VTzhg== 0000912057-02-005194.txt : 20020414 0000912057-02-005194.hdr.sgml : 20020414 ACCESSION NUMBER: 0000912057-02-005194 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FAIRMARKET INC CENTRAL INDEX KEY: 0001053676 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 043351937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60729 FILM NUMBER: 02536812 BUSINESS ADDRESS: STREET 1: 500 UNICORN PARK DR CITY: WOBURN STATE: MA ZIP: 01801 BUSINESS PHONE: 7813765600 MAIL ADDRESS: STREET 1: 500 UNICORN PARK DRIVE CITY: WOBURN STATE: MA ZIP: 01801 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RANDALL SCOTT T CENTRAL INDEX KEY: 0001134897 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 95 MOUNT VERNON ST. #32 CITY: BOSTON STATE: MA ZIP: 02108 BUSINESS PHONE: 7813765604 SC 13G/A 1 a2070334zsc13ga.txt 13G OMB Number: 3235-0145 Expires: October 31, 2002 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 -------------------------- SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 1)* FAIRMARKET, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.001 PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 305158 10 7 - -------------------------------------------------------------------------------- (CUSIP Number) DECEMBER 31, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) - ------------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ----------------------- --------------------- CUSIP NO. 305158 10 7 13G PAGE 2 OF 5 PAGES --- --- - ----------------------- --------------------- - --------- ---------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) SCOTT T. RANDALL - --------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - --------- ---------------------------------------------------------------------- 3 SEC USE ONLY - --------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - --------- ---------------------------------------------------------------------- 5 SOLE VOTING POWER 3,976,625 NUMBER OF ------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY ------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING 3,976,625 PERSON ------------------------------------------------ WITH 8 SHARED DISPOSITIVE POWER 0 - --------- ---------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,976,625 - --------- ---------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - --------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.7% - --------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - --------- ---------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------- --------------------- CUSIP NO. 305158 10 7 13G PAGE 3 OF 5 PAGES --- --- - ----------------------- --------------------- ITEM 1(A). NAME OF ISSUER: FAIRMARKET, INC. --------------------------------------------------------------------- ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 500 UNICORN PARK DRIVE, WOBURN, MASSACHUSETTS, 01801 --------------------------------------------------------------------- ITEM 2(A). NAME OF PERSON FILING: SCOTT T. RANDALL --------------------------------------------------------------------- ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: C/O FAIRMARKET, INC., 500 UNICORN PARK DRIVE, WOBURN, MASSACHUSETTS, 01801 --------------------------------------------------------------------- ITEM 2(C). CITIZENSHIP: UNITED STATES --------------------------------------------------------------------- ITEM 2(D). TITLE OF CLASS OF SECURITIES: COMMON STOCK, $.001 PAR VALUE --------------------------------------------------------------------- ITEM 2(E). CUSIP NUMBER: 305158 10 7 --------------------------------------------------------------------- ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(b), OR 13D-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS a: N/A (a) |_| Broker or dealer registered under Section 15 of the Exchange Act (b) |_| Bank as defined in Section 3(a)(6) of the Exchange Act (c) |_| Insurance company as defined in Section 3(a)(19) of the Exchange Act (d) |_| Investment company registered under Section 8 of the Investment Company Act (e) |_| An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E) (f) |_| An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F) (g) |_| A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G) (h) |_| A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (i) |_| A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (j) |_| Group, in accordance with Rule 13d-1(b)(1)(ii)(J) - ----------------------- --------------------- CUSIP NO. 305158 10 7 13G PAGE 4 OF 5 PAGES --- --- - ----------------------- --------------------- ITEM 4. OWNERSHIP. (a) Amount beneficially owned: 3,976,625(1) ------------------------------------------------------------------------- (b) Percent of class: 13.7%(2) ------------------------------------------------------------------------- (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 3,976,625(1) -------------------------- (ii) Shared power to vote or to direct the vote N/A ------------------------ (iii) Sole power to dispose or to direct the disposition of 3,976,625(1) ------------- (iv) Shared power to dispose or to direct the disposition of N/A ----------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. N/A ------------------------------------------------------------------------ ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. N/A ------------------------------------------------------------------------ ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. N/A ------------------------------------------------------------------------ ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. N/A ------------------------------------------------------------------------ ITEM 9. NOTICE OF DISSOLUTION OF GROUP. N/A ------------------------------------------------------------------------ ITEM 10. CERTIFICATIONS. N/A ----------------------------------------------------------------------- - ----------------- (1) Includes 3,686,000 shares of Common Stock owned as of December 31, 2001, plus options to purchase 290,625 shares of Common Stock exercisable by Mr. Randall within 60 days of December 31, 2001. (2) Based on 29,061,861 shares of Common Stock outstanding as of December 31, 2001. - ----------------------- --------------------- CUSIP NO. 305158 10 7 13G PAGE 5 OF 5 PAGES --- --- - ----------------------- --------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. FEBRUARY 6, 2002 ------------------------------------------------ (Date) /S/ SCOTT T. RANDALL ------------------------------------------------ (Signature) SCOTT T. RANDALL ------------------------------------------------ (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----