10-K/A 1 k61987e10-ka.htm AMENDMENT NO. 1 TO FORM 10-K e10-ka
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PART IV
SIGNATURES
EXHIBIT INDEX
Consent of Arthur Andersen LLP
Employee Stock Purchase Plan


FORM 10-K/A-1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

(Mark One)

     
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 2000

OR

     
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the transition period from _______________ to __________________

Commission File No. 000-30549

GENOMIC SOLUTIONS INC.
(Exact name of registrant as specified in its charter)

     
State of Delaware
38-3383038
State of Incorporation
I.R.S. Employer I.D. No.

4355 Varsity Drive
Suite E
Ann Arbor, Michigan 48108
(734) 975-4800

(Address of principal executive offices and telephone number)

Securities Registered Pursuant to Section 12(b) of the Act:
None

Securities Registered Pursuant to Section 12(g) of the Act:
Common Stock, Par Value $.001 Per Share(See explanatory note)

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of Registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.

Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.

Yes       No   

As of April 26, 2001, the aggregate market value of the Registrant’s common stock held by non-affiliates of the Registrant was approximately $57,953,317, determined in accordance with the highest price at which the stock was sold on such date as reported by the Nasdaq National Market.

As of April 26, 2001, there were 24,207,057 shares of the Registrant’s common stock issued and outstanding.

 


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EXPLANATORY NOTE: This Amendment No. 1 to the Registrant’s Annual Report on Form 10-K for the fiscal year ended December 31, 2000 (the “Form 10-K”) is filed to add certain exhibits under Part IV, Item 14. The Registrant has also amended the cover page to reflect that as a result of the automatic conversion of each share of the Registrant’s callable common stock into one share of the Registrant’s common stock, the class of the Registrant’s securities registered under Section 12(g) of the Act is common stock, par value $.001 per share. This conversion is more fully described in the Registrant’s Amendment to Form 8-A filed April 19, 2001 and the Registrant’s Current Report on Form 8-K filed on April 23, 2001.

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PART IV

ITEM 14. EXHIBITS, FINANCIAL STATEMENT SCHEDULES AND REPORTS ON FORM 8-K:

(3) Exhibits:    
 
  23.1   Consent of Arthur Andersen LLP, Independent Public Accountants
 
  99.1   Information required by Form 11-K with respect to the Genomic Solutions Inc. 2000 Employee Stock Purchase Plan

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SIGNATURES

      The undersigned registrant hereby amends the following items, financial statements and exhibits of its Annual Report for its fiscal year ended December 31, 2000 on Form 10-K as set forth in the pages attached hereto:

      To file as Exhibit 99.1 the Information, Financial Statements and Exhibits required by Form 11-K for the Genomic Solutions Inc. 2000 Employee Stock Purchase Plan and to update the cover page to reflect the conversion of the Registrant’s callable common stock into common stock.

      Pursuant to the requirements of Section 13 or 15(d) of the Security Exchange Act of 1934, the Registrant has duly caused this Form 10-K/A-1 report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: April 30, 2001

     
GENOMIC SOLUTIONS INC.
By: /s/ Jeffrey S. Williams

Jeffrey S. Williams, President and Chief Executive Officer
By: /s/ Steven J. Richvalsky

Steven J. Richvalsky, Chief Financial Officer, Executive Vice President and Treasurer (Principle Financial Officer and Principle Accounting Officer)

Pursuant to the requirements of the Securities Exchange Act of 1934, this Annual Report on Form 10-K has been signed by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

         
Name Title Date



/s/ Jeffrey S. Williams

Jeffrey S. Williams
President, Chief Executive
Officer and Director
April 27, 2001

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Name Title Date



 
/s/ Robert G. Shepler

Robert G. Shepler
Chairman of the Board of
Directors
April 27, 2001
 
 
/s/ J. Matthew Mackowski

J. Matthew Mackowski
Director
April 27, 2001
 
 
/s/ Daniel J. Mitchell

Daniel J. Mitchell
Director
April 27, 2001
 
 
/s/ Damion E. Wicker, M.D.

Damion E. Wicker, M.D.
Director
April 27, 2001

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EXHIBIT INDEX
         
Exhibit No. Description


23.1
Consent of Arthur Andersen LLP, Independent Public Accountants
99.1
Information required by Form 11-K with respect to the Genomic Solutions Inc. 2000 Employee Stock Purchase Plan

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