0001127602-24-014288.txt : 20240506
0001127602-24-014288.hdr.sgml : 20240506
20240506164227
ACCESSION NUMBER: 0001127602-24-014288
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240502
FILED AS OF DATE: 20240506
DATE AS OF CHANGE: 20240506
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jones Robertson Clay JR
CENTRAL INDEX KEY: 0001788938
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23877
FILM NUMBER: 24918221
MAIL ADDRESS:
STREET 1: 150 ALMADEN BOULEVARD
CITY: SAN JOSE
STATE: CA
ZIP: 95113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP
CENTRAL INDEX KEY: 0001053352
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 770469558
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 4089476900
MAIL ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95110
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2024-05-02
0001053352
HERITAGE COMMERCE CORP
HTBK
0001788938
Jones Robertson Clay JR
224 AIRPORT PARKWAY
SAN JOSE
CA
95110
1
1
President and CEO
0
Common Stock, No Par Value
2024-05-02
4
M
0
10493
0
A
224700
D
Common Stock, No Par Value
2024-05-02
4
A
0
678
0
A
225378
D
Employee Stock Option (right to buy)
4.92
2019-10-11
2025-01-29
Heritage Commerce Corp - Common Stock
37050
37050
D
Employee Stock Option (right to buy)
10.74
2019-10-11
2028-07-01
Heritage Commerce Corp - Common Stock
49399
49399
D
Performance-Based Restricted Stock Unit
0
2026-05-02
2026-05-02
Common Stock, No Par Value
31477
31477
D
Restricted Stock Unit
0
2025-03-08
2027-03-08
Common Stock, No Par Value
39636
39636
D
Performance-Based Restricted Stock Unit
0
2027-03-08
2027-03-08
Common Stock, No Par Value
39635
39635
D
Restricted Stock Unit
0
2024-05-02
4
M
0
10493
0
D
2024-05-02
2026-05-02
Common Stock, No Par Value
10493
20985
D
The reporting person acquired 678 shares of the Company's Common Stock as a result of stock dividends payable to the reporting person upon the partial vesting of the Restricted Stock Unit grant.
The Restricted Stock Units vest in three equal installments commencing on May 2, 2024, the first anniversary of the holders' grant date.
/s/ Debbie Reuter as Attorney in fact for Robertson Clay Jones, JR.
2024-05-06