0001127602-24-014288.txt : 20240506 0001127602-24-014288.hdr.sgml : 20240506 20240506164227 ACCESSION NUMBER: 0001127602-24-014288 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240502 FILED AS OF DATE: 20240506 DATE AS OF CHANGE: 20240506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones Robertson Clay JR CENTRAL INDEX KEY: 0001788938 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 24918221 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-05-02 0001053352 HERITAGE COMMERCE CORP HTBK 0001788938 Jones Robertson Clay JR 224 AIRPORT PARKWAY SAN JOSE CA 95110 1 1 President and CEO 0 Common Stock, No Par Value 2024-05-02 4 M 0 10493 0 A 224700 D Common Stock, No Par Value 2024-05-02 4 A 0 678 0 A 225378 D Employee Stock Option (right to buy) 4.92 2019-10-11 2025-01-29 Heritage Commerce Corp - Common Stock 37050 37050 D Employee Stock Option (right to buy) 10.74 2019-10-11 2028-07-01 Heritage Commerce Corp - Common Stock 49399 49399 D Performance-Based Restricted Stock Unit 0 2026-05-02 2026-05-02 Common Stock, No Par Value 31477 31477 D Restricted Stock Unit 0 2025-03-08 2027-03-08 Common Stock, No Par Value 39636 39636 D Performance-Based Restricted Stock Unit 0 2027-03-08 2027-03-08 Common Stock, No Par Value 39635 39635 D Restricted Stock Unit 0 2024-05-02 4 M 0 10493 0 D 2024-05-02 2026-05-02 Common Stock, No Par Value 10493 20985 D The reporting person acquired 678 shares of the Company's Common Stock as a result of stock dividends payable to the reporting person upon the partial vesting of the Restricted Stock Unit grant. The Restricted Stock Units vest in three equal installments commencing on May 2, 2024, the first anniversary of the holders' grant date. /s/ Debbie Reuter as Attorney in fact for Robertson Clay Jones, JR. 2024-05-06