0001127602-24-009620.txt : 20240312 0001127602-24-009620.hdr.sgml : 20240312 20240312133310 ACCESSION NUMBER: 0001127602-24-009620 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240308 FILED AS OF DATE: 20240312 DATE AS OF CHANGE: 20240312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CABRAL BRUCE H CENTRAL INDEX KEY: 0001282992 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 24741343 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-03-08 0001053352 HERITAGE COMMERCE CORP HTBK 0001282992 CABRAL BRUCE H 224 AIRPORT PARKWAY SAN JOSE CA 95110 1 0 Common Stock, No Par Value 2024-03-08 4 A 0 5889 0 A 21327 D Common Stock, No Par Value 92995 I Indirect by Trust Employee Stock Option (right to buy) 4.55 2019-10-11 2024-05-20 Heritage Commerce Corp - Common Stock 2470 2470 D Employee Stock Option (right to buy) 4.85 2019-10-11 2024-12-31 Heritage Commerce Corp - Common Stock 2470 2470 D Employee Stock Option (right to buy) 4.92 2019-10-11 2025-05-19 Heritage Commerce Corp - Common Stock 2470 2470 D Employee Stock Option (right to buy) 5.50 2019-10-11 2026-05-17 Heritage Commerce Corp - Common Stock 2470 2470 D Employee Stock Option (right to buy) 7.12 2019-10-11 2027-05-16 Heritage Commerce Corp - Common Stock 2470 2470 D Employee Stock Option (right to buy) 10.77 2019-10-11 2028-05-08 Heritage Commerce Corp - Common Stock 2470 2470 D Employee Stock Option (right to buy) 10.31 2019-10-11 2029-05-08 Heritage Commerce Corp - Common Stock 2470 2470 D Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the Company. /s/ Debbie Reuter as Attorney in fact for Bruce H Cabral 2024-03-12