0001127602-23-014060.txt : 20230502 0001127602-23-014060.hdr.sgml : 20230502 20230502141859 ACCESSION NUMBER: 0001127602-23-014060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230501 FILED AS OF DATE: 20230502 DATE AS OF CHANGE: 20230502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sutton Marina Park CENTRAL INDEX KEY: 0001788870 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 23878086 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 form4.xml PRIMARY DOCUMENT X0407 4 2023-05-01 0001053352 HERITAGE COMMERCE CORP HTBK 0001788870 Sutton Marina Park 224 AIRPORT PARKWAY SAN JOSE CA 95110 1 0 Common Stock, No Par Value 2023-05-01 4 M 0 2470 3.41 A 49858 D Common Stock, No Par Value 2023-05-01 4 M 0 2470 3.77 A 52328 D Common Stock, No Par Value 43225 I Indirect by Trust Employee Stock Option (right to buy) 4.55 2019-10-11 2024-05-20 Heritage Commerce Corp - Common Stock 2470 2470 D Employee Stock Option (right to buy) 4.85 2019-10-11 2024-12-31 Heritage Commerce Corp - Common Stock 2470 2470 D Employee Stock Option (right to buy) 4.92 2019-10-11 2025-05-19 Heritage Commerce Corp - Common Stock 2470 2470 D Employee Stock Option (right to buy) 5.50 2019-10-11 2026-05-17 Heritage Commerce Corp - Common Stock 2470 2470 D Employee Stock Option (right to buy) 7.12 2019-10-11 2027-05-16 Heritage Commerce Corp - Common Stock 2470 2470 D Employee Stock Option (right to buy) 10.77 2019-10-11 2028-05-08 Heritage Commerce Corp - Common Stock 2470 2470 D Employee Stock Option (right to buy) 10.31 2019-10-11 2029-05-08 Heritage Commerce Corp - Common Stock 2470 2470 D Employee Stock Option (right to buy) 3.41 2023-05-01 4 M 0 2470 0 D 2019-10-11 2023-05-14 Heritage Commerce Corp - Common Stock 2470 0 D Employee Stock Option (right to buy) 3.77 2023-05-01 4 M 0 2470 0 D 2019-10-11 2023-12-31 Heritage Commerce Corp - Common Stock 2470 0 D Deborah Reuter as Attorney in fact for Marina Park Sutton 2023-05-02