X0306 4 2019-10-11 0001053352 HERITAGE COMMERCE CORP HTBK 0001788938 Jones Robertson Clay JR 150 ALMADEN BLVD. SAN JOSE CA 95113 1 EVP Common Stock, No Par Value 2019-10-11 4 A 0 30546 A 30546 D Employee Stock Option (right to buy) 2.57 2019-10-11 4 A 0 61750 A 2019-10-11 2021-01-18 Heritage Commerce Corp - Common Stock 61750 61750 D Employee Stock Option (right to buy) 2.79 2019-10-11 4 A 0 37050 A 2019-10-11 2022-01-10 Heritage Commerce Corp - Common Stock 37050 37050 D Employee Stock Option (right to buy) 3.98 2019-10-11 4 A 0 37050 A 2019-10-11 2024-01-30 Heritage Commerce Corp - Common Stock 37050 37050 D Employee Stock Option (right to buy) 4.92 2019-10-11 4 A 0 37050 A 2019-10-11 2025-01-29 Heritage Commerce Corp - Common Stock 37050 37050 D Employee Stock Option (right to buy) 10.74 2019-10-11 4 A 0 49399 A 2019-10-11 2028-07-01 Heritage Commerce Corp - Common Stock 49399 49399 D Received in exchange for 12,367 shares of Presidio Bank common stock in connection with the merger of Presidio Bank with and into Heritage Bank of Commerce, a wholly-owned subsidiary of Heritage Commerce Corp ("HCC"), (the "Merger") based on the exchange ratio of 2.47 shares of HCC common stock for each share of Presidio Bank common stock. On the effective date of the Merger, the closing price of Presidio Bank common stock was $27.96 per share, and the closing price of HCC common stock was $11.36 per share. Received in the Merger in exchange for an employee stock option to acquire 25,000 shares of Presidio Bank common stock for $6.34 per share. Received in the Merger in exchange for an employee stock option to acquire 15,000 shares of Presidio Bank common stock for $6.87 per share. Received in the Merger in exchange for an employee stock option to acquire 15,000 shares of Presidio Bank common stock for $9.83 per share. Received in the Merger in exchange for an employee stock option to acquire 15,000 shares of Presidio Bank common stock for $12.14 per share. Received in the Merger in exchange for an employee stock option to acquire 6,636 shares of Presidio Bank common stock and an employee stock option to acquire 13,364 shares of Presidio Bank common stock, each for $26.52 per share. Deborah Reuter as Attorney in fact for Robertson Clay Jones, JR. 2019-10-15