0001127602-19-020051.txt : 20190528 0001127602-19-020051.hdr.sgml : 20190528 20190528182545 ACCESSION NUMBER: 0001127602-19-020051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190524 FILED AS OF DATE: 20190528 DATE AS OF CHANGE: 20190528 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hallgrimson Steven L. CENTRAL INDEX KEY: 0001522757 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 19859070 MAIL ADDRESS: STREET 1: 150 ALMADEN BLVD. CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-05-24 0001053352 HERITAGE COMMERCE CORP HTBK 0001522757 Hallgrimson Steven L. 150 ALMADEN BLVD. SAN JOSE CA 95113 1 Common Stock, No Par Value 2019-05-24 4 P 0 700 12.1636 A 4700 I Private Foundation Common Stock, No Par Value 2019-05-24 4 P 0 100 12.1528 A 4800 I Private Foundation Common Stock, No Par Value 2019-05-24 4 P 0 200 12.169 A 5000 I Private Foundation Common Stock, No Par Value 92889 D Common Stock, No Par Value 5300 I Indirect By Other Beneficiary Type Common Stock, No Par Value 3000 I Indirect By Spouse Common Stock, No Par Value 2900 I Indirect By Trust Common Stock, No Par Value 2000 I Personal IRA Common Stock, No Par Value 3500 I SEP IRA Common Stock, No Par Value 7000 I With Son in an LLC Standard Employee Option - NSO 6.39 2012-05-01 2022-05-01 Common Stock, No Par Value 1172 1172 D Standard Employee Option - NSO 6.57 2013-04-30 2023-04-30 Common Stock, No Par Value 2169 2169 D Standard Employee Option - NSO 8.07 2014-02-27 2024-02-27 Common Stock, No Par Value 3004 3004 D /s/ Debbie Reuter as Attorney in fact for Steven L. Hallgrimson 2019-05-28