0001127602-19-020051.txt : 20190528
0001127602-19-020051.hdr.sgml : 20190528
20190528182545
ACCESSION NUMBER: 0001127602-19-020051
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190524
FILED AS OF DATE: 20190528
DATE AS OF CHANGE: 20190528
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hallgrimson Steven L.
CENTRAL INDEX KEY: 0001522757
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23877
FILM NUMBER: 19859070
MAIL ADDRESS:
STREET 1: 150 ALMADEN BLVD.
CITY: SAN JOSE
STATE: CA
ZIP: 95113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP
CENTRAL INDEX KEY: 0001053352
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 770469558
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 ALMADEN BOULEVARD
CITY: SAN JOSE
STATE: CA
ZIP: 95113
BUSINESS PHONE: 4089476900
MAIL ADDRESS:
STREET 1: 150 ALMADEN BOULEVARD
CITY: SAN JOSE
STATE: CA
ZIP: 95113
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-05-24
0001053352
HERITAGE COMMERCE CORP
HTBK
0001522757
Hallgrimson Steven L.
150 ALMADEN BLVD.
SAN JOSE
CA
95113
1
Common Stock, No Par Value
2019-05-24
4
P
0
700
12.1636
A
4700
I
Private Foundation
Common Stock, No Par Value
2019-05-24
4
P
0
100
12.1528
A
4800
I
Private Foundation
Common Stock, No Par Value
2019-05-24
4
P
0
200
12.169
A
5000
I
Private Foundation
Common Stock, No Par Value
92889
D
Common Stock, No Par Value
5300
I
Indirect By Other Beneficiary Type
Common Stock, No Par Value
3000
I
Indirect By Spouse
Common Stock, No Par Value
2900
I
Indirect By Trust
Common Stock, No Par Value
2000
I
Personal IRA
Common Stock, No Par Value
3500
I
SEP IRA
Common Stock, No Par Value
7000
I
With Son in an LLC
Standard Employee Option - NSO
6.39
2012-05-01
2022-05-01
Common Stock, No Par Value
1172
1172
D
Standard Employee Option - NSO
6.57
2013-04-30
2023-04-30
Common Stock, No Par Value
2169
2169
D
Standard Employee Option - NSO
8.07
2014-02-27
2024-02-27
Common Stock, No Par Value
3004
3004
D
/s/ Debbie Reuter as Attorney in fact for Steven L. Hallgrimson
2019-05-28