0001127602-17-016870.txt : 20170504 0001127602-17-016870.hdr.sgml : 20170504 20170504164214 ACCESSION NUMBER: 0001127602-17-016870 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170502 FILED AS OF DATE: 20170504 DATE AS OF CHANGE: 20170504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PORTER DAVID CENTRAL INDEX KEY: 0001186114 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 17814703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-05-02 0001053352 HERITAGE COMMERCE CORP HTBK 0001186114 PORTER DAVID 1 EVP/CCO Common Stock 2017-05-02 4 A 0 8000 0 A 46700 D Standard Employee Option - NSO 6.57 2013-04-30 2023-04-30 Common Stock 10000 10000 D Standard Employee Option - NSO 8.07 2014-02-27 2024-02-27 Common Stock 12500 12500 D Restricted stock vests 25% each year on an annualized basis. /s/ Debbie Reuter as Attorney in fact for David Porter 2017-05-04