0001127602-17-010484.txt : 20170306
0001127602-17-010484.hdr.sgml : 20170306
20170306185321
ACCESSION NUMBER: 0001127602-17-010484
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170302
FILED AS OF DATE: 20170306
DATE AS OF CHANGE: 20170306
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP
CENTRAL INDEX KEY: 0001053352
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 770469558
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 ALMADEN BOULEVARD
CITY: SAN JOSE
STATE: CA
ZIP: 95113
BUSINESS PHONE: 4089476900
MAIL ADDRESS:
STREET 1: 150 ALMADEN BOULEVARD
CITY: SAN JOSE
STATE: CA
ZIP: 95113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Conner Jack W
CENTRAL INDEX KEY: 0001305150
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23877
FILM NUMBER: 17669239
MAIL ADDRESS:
STREET 1: HERITAGE COMMERCE CORP
STREET 2: 150 ALMADEN BLVD.
CITY: SAN JOSE
STATE: CA
ZIP: 95113
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-03-02
0001053352
HERITAGE COMMERCE CORP
HTBK
0001305150
Conner Jack W
HERITAGE COMMERCE CORP
150 ALMADEN BLVD.
SAN JOSE
CA
95113
1
Common Stock
2017-03-02
4
M
0
5500
7.43
A
100713
D
Common Stock
2017-03-02
4
M
0
384
5.16
A
101097
D
Common Stock
2017-03-02
4
M
0
5000
6.39
A
106097
D
Common Stock
2017-03-02
4
M
0
500
6.39
A
106597
D
Common Stock
2017-03-02
4
M
0
5797
6.57
A
112394
D
Common Stock
2017-03-02
4
M
0
4536
8.07
A
116930
D
Common Stock
2017-03-02
4
S
0
10833
14.139
D
106097
D
Common Stock
7783
I
Indirect By Spouse
Standard Employee Option - NSO
7.43
2017-03-02
4
M
0
5500
0
D
2009-05-04
2019-05-04
Common Stock
5500
0
D
Standard Employee Option - NSO
5.16
2017-03-02
4
M
0
384
0
D
2011-06-16
2021-06-16
Common Stock
384
0
D
Standard Employee Option - NSO
6.39
2017-03-02
4
M
0
5000
0
D
2012-05-01
2022-05-01
Common Stock
5000
500
D
Standard Employee Option - NSO
6.39
2017-03-02
4
M
0
500
0
D
2012-05-01
2022-05-01
Common Stock
500
0
D
Standard Employee Option - NSO
6.57
2017-03-02
4
M
0
5797
0
D
2013-04-30
2023-04-30
Common Stock
5797
253
D
Standard Employee Option - NSO
8.07
2017-03-02
4
M
0
4536
0
D
2014-02-27
2024-02-27
Common Stock
4536
1514
D
Standard Employee Option - NSO
23.89
2007-05-04
2017-05-04
Common Stock
5000
5000
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.0800 to $14.2200, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
Debbie Reuter as Attorney in fact for Jack Conner
2017-03-06