0001144204-16-139831.txt : 20161215 0001144204-16-139831.hdr.sgml : 20161215 20161215210616 ACCESSION NUMBER: 0001144204-16-139831 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161215 FILED AS OF DATE: 20161215 DATE AS OF CHANGE: 20161215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Truett-Hurst, Inc. CENTRAL INDEX KEY: 0001564709 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4035 WESTSIDE ROAD CITY: HEALDSBURG STATE: CA ZIP: 95448 BUSINESS PHONE: 707-431-4423 MAIL ADDRESS: STREET 1: 4035 WESTSIDE ROAD CITY: HEALDSBURG STATE: CA ZIP: 95448 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRUTH JOHN D CENTRAL INDEX KEY: 0001053131 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35973 FILM NUMBER: 162054897 MAIL ADDRESS: STREET 1: 475 ECCLES AVE CITY: S SAN FRANCISCO STATE: CA ZIP: 94080 4 1 v455123_4.xml OWNERSHIP DOCUMENT X0306 4 2016-12-15 0 0001564709 Truett-Hurst, Inc. THST 0001053131 FRUTH JOHN D 2600 LYONS ST SAN FRANCISCO CA 94123 1 0 0 0 Class A Common Stock 2016-12-16 4 P 0 12048 1.85 A 24229 D Common stock acquired upon the vesting of restricted stock units /s/ John Fruth 2016-12-15