-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AUcTY/TZuzj6/4jWhYWBCBTPGbwDcdRa2Xfuc4M4+1/GcCYNeWte/yT97DUria// sgATBnrmN1Me/u9pZXNtcw== 0001209191-04-040010.txt : 20040809 0001209191-04-040010.hdr.sgml : 20040809 20040809195936 ACCESSION NUMBER: 0001209191-04-040010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040805 FILED AS OF DATE: 20040809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERITRADE HOLDING CORP CENTRAL INDEX KEY: 0001173431 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 820543156 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 BUSINESS PHONE: 4023317856 MAIL ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 FORMER COMPANY: FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP DATE OF NAME CHANGE: 20020514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICKETTS MARLENE M CENTRAL INDEX KEY: 0001053119 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49992 FILM NUMBER: 04962796 BUSINESS ADDRESS: STREET 1: C/O AMERITRADE HOLDING CORP STREET 2: 4211 SOUTH 102ND ST CITY: OMAHA STATE: NE ZIP: 68127 BUSINESS PHONE: 4023317856 MAIL ADDRESS: STREET 1: C/O AMERITRADE HOLDING CORP STREET 2: 4211 SOUTH 102ND ST CITY: OMAHA STATE: NE ZIP: 68127 4 1 c87444_01mmr.xml MAIN DOCUMENT DESCRIPTION X0202 4 2004-08-05 0001173431 AMERITRADE HOLDING CORP AMTD 0001053119 RICKETTS MARLENE M 4211 SOUTH 102ND STREET OMAHA NE 68127 0 0 1 0 Common Stock 66132105 D Common Stock 8186112 I By Dynasty Trust Common Stock 6446342 I By Spouse Common Stock 8186688 I By Spouse's Dynasty Trust Stock Options 10.90 2004-08-05 4 A 0 750000 A 2014-08-05 Common Stock 750000 750000 I By Spouse. Includes shares jointly owned by Ms. Ricketts and her spouse. Does not include shares jointly owned by Ms. Ricketts and her spouse, which shares are included in Ms. Ricketts' direct holdings total. Granted pursuant to the issuer's 1996 Long Term Incentive Plan. 25% are exercisable on each anniversary of the grant date over a four year period. /s/ J. Peter Ricketts as attorney-in-fact for Marlene M. Ricketts 2004-08-09 -----END PRIVACY-ENHANCED MESSAGE-----