0001547903-23-000150.txt : 20231227
0001547903-23-000150.hdr.sgml : 20231227
20231227161602
ACCESSION NUMBER: 0001547903-23-000150
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231226
FILED AS OF DATE: 20231227
DATE AS OF CHANGE: 20231227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHUSTER BRADLEY M
CENTRAL INDEX KEY: 0001052831
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36174
FILM NUMBER: 231518116
MAIL ADDRESS:
STREET 1: 2100 POWELL STREET
STREET 2: 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NMI Holdings, Inc.
CENTRAL INDEX KEY: 0001547903
STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 454914248
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2100 POWELL STREET, 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (855) 530-6642
MAIL ADDRESS:
STREET 1: 2100 POWELL STREET, 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
4
1
wk-form4_1703711751.xml
FORM 4
X0508
4
2023-12-26
0
0001547903
NMI Holdings, Inc.
NMIH
0001052831
SHUSTER BRADLEY M
C/O NMI HOLDINGS, INC.
2100 POWELL STREET 12TH FL.
EMERYVILLE
CA
94608
1
1
0
0
Executive Chairman
1
Class A Common Shares, $0.01 par value per share
2023-12-26
4
M
0
171418
8.50
A
598381
D
Class A Common Shares, $0.01 par value per share
2023-12-26
4
S
0
171418
30.1137
D
426963
D
Class A Common Shares, $0.01 par value per share
47150
I
By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries
Stock Option (right to buy)
8.50
2023-12-26
4
M
0
171418
0
D
2025-02-12
Class A Common Shares, $0.01 par value per share
171418
0
D
Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan.
The common stock was sold by the reporting person in a series of open market transactions at an average sale price of $30.1137. The range of sale prices on the transaction date was $30.0000 to $30.2700. The reporting person undertakes to provide, upon request by the SEC staff, NMIH or a security holder of NMIH, full information regarding the shares sold at each price.
Represents 347,640 Class A common shares and 79,323 unvested restricted stock units.
The option vested in full on February 12, 2018.
/s/ Lynn Zheng, as Attorney-in-Fact
2023-12-27