0001547903-23-000150.txt : 20231227 0001547903-23-000150.hdr.sgml : 20231227 20231227161602 ACCESSION NUMBER: 0001547903-23-000150 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231226 FILED AS OF DATE: 20231227 DATE AS OF CHANGE: 20231227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHUSTER BRADLEY M CENTRAL INDEX KEY: 0001052831 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36174 FILM NUMBER: 231518116 MAIL ADDRESS: STREET 1: 2100 POWELL STREET STREET 2: 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMI Holdings, Inc. CENTRAL INDEX KEY: 0001547903 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] ORGANIZATION NAME: 02 Finance IRS NUMBER: 454914248 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (855) 530-6642 MAIL ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 wk-form4_1703711751.xml FORM 4 X0508 4 2023-12-26 0 0001547903 NMI Holdings, Inc. NMIH 0001052831 SHUSTER BRADLEY M C/O NMI HOLDINGS, INC. 2100 POWELL STREET 12TH FL. EMERYVILLE CA 94608 1 1 0 0 Executive Chairman 1 Class A Common Shares, $0.01 par value per share 2023-12-26 4 M 0 171418 8.50 A 598381 D Class A Common Shares, $0.01 par value per share 2023-12-26 4 S 0 171418 30.1137 D 426963 D Class A Common Shares, $0.01 par value per share 47150 I By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries Stock Option (right to buy) 8.50 2023-12-26 4 M 0 171418 0 D 2025-02-12 Class A Common Shares, $0.01 par value per share 171418 0 D Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. The common stock was sold by the reporting person in a series of open market transactions at an average sale price of $30.1137. The range of sale prices on the transaction date was $30.0000 to $30.2700. The reporting person undertakes to provide, upon request by the SEC staff, NMIH or a security holder of NMIH, full information regarding the shares sold at each price. Represents 347,640 Class A common shares and 79,323 unvested restricted stock units. The option vested in full on February 12, 2018. /s/ Lynn Zheng, as Attorney-in-Fact 2023-12-27