0001547903-21-000059.txt : 20210303
0001547903-21-000059.hdr.sgml : 20210303
20210303175156
ACCESSION NUMBER: 0001547903-21-000059
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210301
FILED AS OF DATE: 20210303
DATE AS OF CHANGE: 20210303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHUSTER BRADLEY M
CENTRAL INDEX KEY: 0001052831
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36174
FILM NUMBER: 21710920
MAIL ADDRESS:
STREET 1: 2100 POWELL STREET
STREET 2: 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NMI Holdings, Inc.
CENTRAL INDEX KEY: 0001547903
STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351]
IRS NUMBER: 454914248
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2100 POWELL STREET, 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (855) 530-6642
MAIL ADDRESS:
STREET 1: 2100 POWELL STREET, 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
4
1
wf-form4_161481189414851.xml
FORM 4
X0306
4
2021-03-01
0
0001547903
NMI Holdings, Inc.
NMIH
0001052831
SHUSTER BRADLEY M
C/O NMI HOLDINGS, INC.
2100 POWELL STREET 12TH FL.
EMERYVILLE
CA
94608
1
1
0
0
Executive Chairman
Class A Common Shares, $0.01 par value per share
2021-03-01
4
S
0
73256
23.8026
D
463415
D
Class A Common Shares, $0.01 par value per share
47150
I
By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries
Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan.
The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $23.8026. The range of sale prices was $23.26 to $24.10. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
Represents 379,984 class A common shares and 83,431 unvested restricted units.
/s/ William J. Leatherberry as Attorney-in-Fact
2021-03-03