-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K1RiFkzc+r6wgcLkBo79E+QESQWZixxup+4oO5VYNv8BYOrWqotlNDXVmGrLcYJe wdXkrl0RloRAHW5Y2/MLaw== 0001021408-02-003239.txt : 20020415 0001021408-02-003239.hdr.sgml : 20020415 ACCESSION NUMBER: 0001021408-02-003239 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020301 FILED AS OF DATE: 20020308 COMPANY DATA: COMPANY CONFORMED NAME: BARLAS NED E CENTRAL INDEX KEY: 0001107276 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] DIRECTOR STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 1 GREAT VALLEY PARKWAY CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 8007000362 MAIL ADDRESS: STREET 1: 1 GREAT VALLEY PARKWAY CITY: MALVERN STATE: PA ZIP: 19355-1308 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AXEDA SYSTEMS INC CENTRAL INDEX KEY: 0001052593 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770457660 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26287 FILM NUMBER: 02570138 BUSINESS ADDRESS: STREET 1: 1 GREAT VALLEY PARKWAY CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 8007000362 MAIL ADDRESS: STREET 1: 1 GREAT VALLEY PARKWAY CITY: MALVERN STATE: PA ZIP: 19355-1308 FORMER COMPANY: FORMER CONFORMED NAME: DIVICORE INC DATE OF NAME CHANGE: 19990428 FORMER COMPANY: FORMER CONFORMED NAME: RAVISENT TECHNOLOGIES INC DATE OF NAME CHANGE: 19990617 FORMER COMPANY: FORMER CONFORMED NAME: QUADRANT INTERNATIONAL INC DATE OF NAME CHANGE: 19990323 4 1 d4.txt FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP - ------------ --------------------------- FORM 4 OMB APPROVAL - ------------ --------------------------- [_] Check this box if OMB Number: 3235-0287 no longer subject to Expires: December 31, 2001 Section 16. Form 4 or Estimated average burden Form 5 obligations may --------------------------- continue. See Instruction 1(b) Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Barlas Ned E. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 257 Great Valley Parkway - -------------------------------------------------------------------------------- (Street) Malvern PA 19355 - -------------------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Axeda Systems Inc ("XEDA") - -------------------------------------------------------------------------------- 3. IRS or Identification Number of Reporting Person, if an entity (Voluntary) - -------------------------------------------------------------------------------- 4. Statement for Month/Year 03/2002 - -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) - -------------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner - ------------- ------------- X Officer (give Other - ------------- title below) ------------- (specify below) SrVP and Chief Legal Officer - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (check applicable line) [X] Form filed by One Reporting Person [_] Form filed by More than One Reporting Person - -------------------------------------------------------------------------------- Table I--Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
- ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Transaction 4. Securities Acquired (A) or 5. Amount of 6. Ownership 7. Nature of (Instr. 3) action Date Code Disposed of (D) Securities Form: Indirect (Month/ (Instr. 8) (Instr. 3, 4 and 5) Beneficially Direct (D) Beneficial Day/Year) Owned at or Ownership ----------------------------------------------- End of Month Indirect (Instr. 4) (Inst. 3 (I) Code V Amount (A) or (D) Price and 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Axeda Common Stock 03/05/2002 P 500 A 2.95 10,983 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If this form is filed by more than one reporting person, see Instruction 4(b)(v). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. (Over) SEC 1474 (3-99) FORM 4 (continued) Table II--Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
- ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Derivative 2. Conversion 3. Transaction 4. Transaction 5. Number of 6. Date Exercisable 7. Title and Amount Security or Exercise Date Code Derivative and Expiration of Underlying (Instr. 3) Price of (Month/ (Instr. 8) Securities Date Securities Derivative Day/Year) Acquired (A) or (Month/Day/Year) (Instr. 3 and 4) Security Disposed of (D) (Instr. 3, 4, and 5) ----------------------------------------------------------------------------- Code V (A) (D) Date Exer- Expiration Title Amount or cisable Date Number of Shares - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - -----------------------------------------------------------------------------------------------------------------------------------
- --------------------------------------------------------------- 8. Price of 9. Number 10. Ownership 11. Nature Derivative of Form of of Security derivative Derivative Indirect (Instr. 5) Securities Security: Beneficial Beneficially Direct Ownership Owned at (D) or (Instr. 4) End of Indirect (I) Month (Instr. 4) (Instr. 4) - --------------------------------------------------------------- - --------------------------------------------------------------- - --------------------------------------------------------------- - --------------------------------------------------------------- - --------------------------------------------------------------- - --------------------------------------------------------------- - --------------------------------------------------------------- - --------------------------------------------------------------- - --------------------------------------------------------------- Explanation of Responses: -------------------------------------------- ------------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. Page 2 SEC 1474 (3-99) -----END PRIVACY-ENHANCED MESSAGE-----