-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VAB62nLpoBc380JrS6u2zvJrMNDLFwkXLAqVcc3uxcIvoeJqKtjEbed5vhOCAeyx u3gZRMYy1fJK9KGrxzJzRg== 0001047469-04-026515.txt : 20040813 0001047469-04-026515.hdr.sgml : 20040813 20040813164015 ACCESSION NUMBER: 0001047469-04-026515 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040813 EFFECTIVENESS DATE: 20040813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASCADE INVESTMENT LLC CENTRAL INDEX KEY: 0001052192 IRS NUMBER: 911680459 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05149 FILM NUMBER: 04974905 BUSINESS ADDRESS: STREET 1: 2365 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: 4258030720 MAIL ADDRESS: STREET 1: 2365 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 13F-HR 1 a2142112z13f-hr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2004 ------------- Check here if Amendment [ ]; Amendment Number: ------------- This Amendment: (Check only one:): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Cascade Investment, L.L.C. -------------------------- Address: 2365 Carillon Point ------------------- Kirkland, WA 98033 ------------------- Form 13F File number: 28-05149 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this report on Behalf of Reporting Manager: Name: Michael Larson -------------- Title: Manager ------- Phone: (425) 889-7900 -------------- Signature, Place, and Date of Signing /s/ Michael Larson Kirkland, Washington August 12, 2004 - ---------------------------- -------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDING REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE: (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting managers(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 - Form 13F Information Table Entry Value: 14 -- Form 13F Information Table Value Total: $2,775,443 ---------- (thousands) PURSUANT TO RULE 24B-2 OF THE SECURITIES EXCHANGE ACT OF 1934, CONFIDENTIAL INFORMATION HAS BEEN OMITTED FROM THIS FORM 13F AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION ("SEC"). The following footnotes correspond to the numbered footnotes contained in the Information Table. (1) The Information Table shows the number of shares of each issuer's securities held by Cascade Investment, L.L.C. ("Cascade") as publicly reported in Cascade's most recent Schedule 13D or Schedule 13G filed with respect to the applicable Issuer, which may not necessarily be the number of shares actually held as of June 30, 2004. Cascade has requested confidential treatment for its holdings of Section 13(f) securities that have not been publicly disclosed as of June 30, 2004. (2) In calculating the value, Cascade used the price per share for the applicable security as of June 30, 2004. (3) The number of shares shown reflects a 3-for-2 stock split effective June 11, 2004. List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-05147 Michael Larson FORM 13F INFORMATION TABLE AS OF JUNE 30, 2004(1)
- ------------------------------------------------------------------------------------------------------------------------------------ AMOUNT AND TYPE OF VOTING AUTHORITY SECURITY - ------------------------------------------------------------------------------------------------------------------------------------ NAME OF ISSUER TITLE OF CLASS CUSIP VALUE (2) SHARES/PRN SH/ INVESTMENT OTHER SOLE SHARED NONE (X1000) AMOUNT PRN DISCRETION MANAGERS - ------------------------------------------------------------------------------------------------------------------------------------ BOCA RESORTS INC CL A 09688T106 $40,585 2,047,704 SH OTHER 1 2,047,704 - ------------------------------------------------------------------------------------------------------------------------------------ CANADIAN NATIONAL RAILWAY CO COM 136375102 $640,786 14,700,300 SH OTHER 1 14,700,300 - ------------------------------------------------------------------------------------------------------------------------------------ COX COMMUNICATIONS INC CL A 224044107 $679,854 24,463,986 SH OTHER 1 24,463,986 - ------------------------------------------------------------------------------------------------------------------------------------ FISHER COMMUNICATIONS INC COM 337756209 $22,935 455,700 SH OTHER 1 455,700 - ------------------------------------------------------------------------------------------------------------------------------------ FOUR SEASONS HOTEL INC LTD VTG SH 35100E104 $26,583 441,500 SH OTHER 1 441,500 - ------------------------------------------------------------------------------------------------------------------------------------ GRUPO TELEVISA SA SP ADR REP ORD 40049J206 $220,003 4,859,800 SH OTHER 1 4,859,800 - ------------------------------------------------------------------------------------------------------------------------------------ ICOS CORP COM 449295104 $159,928 5,359,501 SH OTHER 1 5,359,501 - ------------------------------------------------------------------------------------------------------------------------------------ NEXTEL PARTNERS INC CL A 65333F107 $138,906 8,725,236 SH OTHER 1 8,725,236 - ------------------------------------------------------------------------------------------------------------------------------------ OTTER TAIL CORP COM 689648103 $41,574 1,547,799 SH OTHER 1 1,547,799 - ------------------------------------------------------------------------------------------------------------------------------------ PAN AMERICAN SILVER CORP COM 697900108 $67,131 5,105,000 SH OTHER 1 5,105,000 - ------------------------------------------------------------------------------------------------------------------------------------ PNM RES INC(3) COM 69349H107 $115,090 5,541,150 SH OTHER 1 5,541,150 - ------------------------------------------------------------------------------------------------------------------------------------ REPUBLIC SVCS INC COM 760759100 $523,186 18,078,300 SH OTHER 1 18,078,300 - ------------------------------------------------------------------------------------------------------------------------------------ SEATTLE GENETICS INC COM 812578102 $24,753 3,521,088 SH OTHER 1 3,521,088 - ------------------------------------------------------------------------------------------------------------------------------------ SIX FLAGS INC COM 83001P109 $74,129 10,210,600 SH OTHER 1 10,210,600 - ------------------------------------------------------------------------------------------------------------------------------------
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