-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T6Avw3kHjxEx/0h/AD79htXvteCfkr+piiurjsb6GoJtJKSmffVPov8vvQK01Gih uolNT5jUGYKlgAzz4CjG/g== 0000912057-02-006136.txt : 20020414 0000912057-02-006136.hdr.sgml : 20020414 ACCESSION NUMBER: 0000912057-02-006136 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEWPORT NEWS SHIPBUILDING INC CENTRAL INDEX KEY: 0001025361 STANDARD INDUSTRIAL CLASSIFICATION: SHIP & BOAT BUILDING & REPAIRING [3730] IRS NUMBER: 741541566 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48335 FILM NUMBER: 02547369 BUSINESS ADDRESS: STREET 1: 4101 WASHINGTON AVE STREET 2: LEGAL DEPT CITY: NEWPORT NEWS STATE: VA ZIP: 23607 BUSINESS PHONE: 7573802000 MAIL ADDRESS: STREET 1: 4101 WASHINGTON AVE CITY: NEWPORT NEWS STATE: VA ZIP: 23607 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CASCADE INVESTMENT LLC CENTRAL INDEX KEY: 0001052192 IRS NUMBER: 911680459 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2365 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: 4258030720 MAIL ADDRESS: STREET 1: 2365 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 SC 13G 1 a2070059zsc13g.htm SC 13G Prepared by MERRILL CORPORATION
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*


NEWPORT NEWS SHIPBUILDING, INC.

(Name of Issuer)

Common Stock, $0.01 par value

(Title of Class of Securities)

 

 

652228107

 

 
   
(CUSIP Number)
   

December 31, 2001

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this schedule is filed:

        / /      Rule 13d-1(b)

        /x/     Rule 13d-1(c)

        / /      Rule 13d-1(d)

        *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

        The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No.:            652228107        


1   NAME OF REPORTING PERSON

 

 

        Cascade Investment, L.L.C.

 

 

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON.

 

 

 

 

 

 

 

2   CHECK THE APPROPRIATE BOX IF A   (a)   / /
    MEMBER OF A GROUP   (b)   / /

 

 

 

 

 

 

 

3   SEC USE ONLY


4   CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

        State of Washington

 

 

 

 

 

 

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:   5   SOLE VOTING POWER
            -0-
       
        6   SHARED VOTING POWER

 

 

 

 

 

 

- -0-
       
        7   SOLE DISPOSITIVE POWER

 

 

 

 

 

 

- -0-
       
        8   SHARED DISPOSITIVE POWER

 

 

 

 

 

 

- -0-

9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

0

 

 

 

 

10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES    / /

 

 

 

 

 

 

 

11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

 

0%

 

 

 

 

12   TYPE OF REPORTING PERSON

 

 

CO

 

 

 

 

2


CUSIP No.:            652228107        


1   NAME OF REPORTING PERSON

 

 

        William H. Gates III

 

 

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

 

 

 

 

2   CHECK THE APPROPRIATE BOX IF A   a   / /
    MEMBER OF A GROUP   b   / /

 

 

 

 

 

 

 

3   SEC USE ONLY

 

 

 

 

 

 

 

4   CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

        United States of America

 

 

 

 

 

 

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:   5   SOLE VOTING POWER
            -0-
       
        6   SHARED VOTING POWER

 

 

 

 

 

 

- -0-
       
        7   SOLE DISPOSITIVE POWER

 

 

 

 

 

 

- -0-
       
        8   SHARED DISPOSITIVE POWER

 

 

 

 

 

 

- -0-

9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

0

 

 

 

 

10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES    / /

 

 

 

 

 

 

 

11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

 

0%

 

 

 

 

12   TYPE OF REPORTING PERSON

 

 

IN

 

 

 

 

3


Item 1.

(a)   Name of Issuer:
    Newport News Shipbuilding, Inc. (the "Issuer")
   

(b)

 

Address of Principal Executive Offices of the issuer:
    4101 Washington Avenue, Newport News, VA 23607.
   

Item 2.

(a)   Name of Person Filing:

 

 

(1) Cascade Investment L.L.C., a limited liability company organized under the laws of the State of Washington

 

 

(2) William H. Gates III.
   

(b)

 

Address of Principal Business Office:

 

 

(1) 2365 Carillon Point, Kirkland, Washington 98033.

 

 

(2) One Microsoft Way, Redmond, WA 98052.
   

(c)

 

Citizenship:

 

 

(1) Cascade Investment LLC is a limited liability company organized under the laws of the State of Washington.

 

 

(2) William H. Gates III is a citizen of the United States of America.
   

(d)

 

Title of Class of Securities:

 

 

Common Stock, $0.01 Par Value.
   

(e)

 

CUSIP Number:

 

 

652228107
   
Item 3. Not Applicable

Item 4. Ownership.

(a)   Amount beneficially owned:

 

 

 

 

0
       
(b)   Percent of class:

 

 

 

 

 
        0%
       
(c)   Number of shares as to which the person has:

 

 

(i)

 

Sole power to vote or to direct the vote

 

 

 

 

0
       
    (ii)   Shared power to vote or to direct the vote

 

 

 

 

 
        0
       
    (iii)   Sole power to dispose or to direct the disposition of

 

 

 

 

0
       
    (iv)   Shared power to dispose or to direct the disposition of

 

 

 

 

0
       

Item 5. Ownership of Five Percent or Less of a Class:

        If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following /x/.

Item 6. Ownership of More than Five Percent on Behalf of Another Person:

        Not Applicable.

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:

        Not Applicable.

Item 8. Identification and Classification of Members of the Group:

        Not Applicable.

Item 9. Notice of Dissolution of a Group:

        Not Applicable.

4


Item 10. Certification:

        By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.


SIGNATURE

        After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     

 

February 12, 2002
 
Date
     

 

CASCADE INVESTMENT, L.L.C.
     

 

By

/s/ Michael Larson

Michael Larson, Manager
     

 

WILLIAM H. GATES III
     

 

By

/s/ Michael Larson

William H. Gates III, by
Michael Larson as attorney-in-fact*


JOINT FILING AGREEMENT

We, the signatories of the statement to which this Joint Filing Agreement is attached, hereby agree that such statement is filed, and any amendments thereto filed by either or both of us will be filed, on behalf of each of us.

DATED: February 12, 2002.

     
  CASCADE INVESTMENT, L.L.C.
     

 

By

/s/ Michael Larson
   
Michael Larson, Manager
     

 

WILLIAM H. GATES III
     

 

By

/s/ Michael Larson

William H. Gates III, by
Michael Larson as attorney-in-fact*

* Duly authorized under power of attorney dated March 14, 2001, by and on behalf of William H. Gates III, filed with Cascade's Amendment No. 1 to Schedule 13D with respect to Pan American Silver Corp. on March 19, 2001, SEC File No. 005-52919, and incorporated by reference herein.

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