-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O5A2QN1nuD1Oz4giA6z+yKqkkY65liWkPoarXFjmOrfkPw9oXuKIQZ7PaPoe22bJ UWAijPIyvpsUsloZYFlmgw== 0000912057-01-005142.txt : 20010214 0000912057-01-005142.hdr.sgml : 20010214 ACCESSION NUMBER: 0000912057-01-005142 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE & COOKE INC/HI/ CENTRAL INDEX KEY: 0001002506 STANDARD INDUSTRIAL CLASSIFICATION: LAND SUBDIVIDERS & DEVELOPERS (NO CEMETERIES) [6552] IRS NUMBER: 770412800 STATE OF INCORPORATION: HI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-45783 FILM NUMBER: 1538481 BUSINESS ADDRESS: STREET 1: 10900 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: 3102083636 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CASCADE INVESTMENT LLC CENTRAL INDEX KEY: 0001052192 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 911680459 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2365 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: 4258030720 MAIL ADDRESS: STREET 1: 2365 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 SC 13G/A 1 a2036931zsc13ga.htm SC 13G/A Prepared by MERRILL CORPORATION www.edgaradvantage.com
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*


Castle & Cooke, Inc.

(Name of Issuer)

Common Stock, no par value

(Title of Class of Securities)

 

 

148433105

 

 
   
(CUSIP Number)
   

December 31, 2000

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this schedule is filed:

    / /      Rule 13d-1(b)

    /x/      Rule 13d-1(c)

    / /      Rule 13d-1(d)

    *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

    The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No.      148433105    

             

1   NAME OF REPORTING PERSON
  Cascade Investment L.L.C.
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON

 

 

 

 

 

 

 

2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP   (a)   / /
        (b)   / /

 

 

 

 

 

 

 

3   SEC USE ONLY

 

 

 

 

 

 

 

4   CITIZENSHIP OR PLACE OF ORGANIZATION
  State of Washington

 

 

 

 

 

 

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH   5   SOLE VOTING POWER
- -0-

 

 

 

 

 

 

 
       
        6   SHARED VOTING POWER
- -0-

 

 

 

 

 

 

 
       
        7   SOLE DISPOSITIVE POWER
- -0-

 

 

 

 

 

 

 
       
        8   SHARED DISPOSITIVE POWER
- -0-

 

 

 

 

 

 

 

9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0

 

 

 

 

 

 

 

10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  / /

 

 

 

 

 

 

 

11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0

 

 

 

 

 

 

 

12   TYPE OF REPORTING PERSON
CO

2


CUSIP No.      148433105    

             

1   NAME OF REPORTING PERSON
  William H. Gates III
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON

 

 

 

 

 

 

 

2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP   (a)   / /
        (b)   / /

 

 

 

 

 

 

 

3   SEC USE ONLY

 

 

 

 

 

 

 

4   CITIZENSHIP OR PLACE OF ORGANIZATION
  United States of America

 

 

 

 

 

 

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH   5   SOLE VOTING POWER
- -0-

 

 

 

 

 

 

 
       
        6   SHARED VOTING POWER
- -0-

 

 

 

 

 

 

 
       
        7   SOLE DISPOSITIVE POWER
- -0-

 

 

 

 

 

 

 
       
        8   SHARED DISPOSITIVE POWER
- -0-

 

 

 

 

 

 

 

9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0

 

 

 

 

 

 

 

10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  / /

 

 

 

 

 

 

 

11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0

 

 

 

 

 

 

 

12   TYPE OF REPORTING PERSON
IN

3


Item 1.

(a)   Name of Issuer
    Castle & Cooke, Inc. (the "Issuer")

 

 


(b)   Address of principal executive offices of the Issuer:
    10900 Wilshire Boulevard, 16th Floor, Los Angeles, CA 90024

 

 


Item 2.

(a)   Name of Persons Filing:
    (1) Cascade Investment L.L.C. ("Cascade")
    (2) William H. Gates III

 

 


(b)   Address of Principal Business Office:
    (1) 2365 Carillon Point, Kirkland, Washington 98033
    (2) One Microsoft Way, Redmond, Washington 98052

 

 


(c)   Citizenship
    (1) Cascade is a limited liability company organized under the laws of the State of Washington
    (2) William H. Gates III is a citizen of the United States of America

 

 


(d)   Title of Class of Securities: Common Stock, no par value

 

 

 
   
(e)   CUSIP Number:  148433105

 

 

 
   
Item 3. Not Applicable

Item 4.

Ownership
(a)   Amount beneficially owned: 0

 

 

 

 

 
   
(b)   Percent of class: 0

 

 

 

 

 
   
(c)   Number of shares as to which the person has:
         
    (i)   Sole power to vote or to direct the vote -0-

 

 

 

 

 
       
    (ii)   Shared power to vote or to direct the vote -0-

 

 

 

 

 
         
       
    (iii)   Sole power to dispose or to direct the disposition of -0-

 

 

 

 

 
       
    (iv)   Shared power to dispose or to direct the disposition of -0-

 

 

 

 

 

4


       
Item 5. Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following /x/.

Item 6.

Ownership of More than Five Percent on Behalf of Another Person: Not Applicable

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not Applicable

Item 8.

Identification and Classification of Members of the Group: Not Applicable

Item 9.

Notice of Dissolution of Group: Not Applicable

5


Item 10. Certification

      By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.


SIGNATURE

    After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     

 

 

February 13, 2001
   
Date

 

 

CASCADE INVESTMENT L.L.C.
     

 

 

By /s/ Michael Larson
   
Michael Larson, Manager

 

 

WILLIAM H. GATES III
     

 

 

/s/ William H. Gates III, by Michael Larson as attorney in fact
   
William H. Gates III, by Michael Larson as attorney in fact*


JOINT FILING AGREEMENT

    We, the signatories of the statement to which this Joint Filing Agreement is attached, hereby agree that such statement is filed, and any amendments thereto filed by either or both of us will be filed, on behalf of each of us.


DATED: February 13, 2001

 

CASCADE INVESTMENT L.L.C

 

 

By: /s/ Michael Larson

Michael Larson, Manager

 

 

WILLIAM H. GATES III

 

 

/s/ William H. Gates III,
by Michael Larson as attorney in fact

William H. Gates III,
by Michael Larson as attorney in fact*

* Duly authorized under power of attorney dated March 20, 2000, by and on behalf of William H. Gates III, filed with Cascade's Schedule 13G with respect to Wisconsin Central Transportation Corporation on April 28, 2000, SEC File Number 005-41648, and incorporated by reference herein.

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SIGNATURE
JOINT FILING AGREEMENT
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