-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RWi6mbe3UCtqWkB3ZUkW9gBB8MHK+iz2bdd79Um0A3by1xViCoAeAFQLqXCJQOOs 6VpkPMXlYWRzn/MngFA8vA== 0000902012-06-000035.txt : 20060915 0000902012-06-000035.hdr.sgml : 20060915 20060915171141 ACCESSION NUMBER: 0000902012-06-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060915 FILED AS OF DATE: 20060915 DATE AS OF CHANGE: 20060915 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAMCO INVESTORS, INC. ET AL CENTRAL INDEX KEY: 0001060349 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134007862 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER STREET 2: 401 THEODORE FREMD AVENUE CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 9149213700 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER STREET 2: 401 THEODORE FREMD AVENUE CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990112 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA G INC DATE OF NAME CHANGE: 19980423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GATES WILLIAM H III CENTRAL INDEX KEY: 0000902012 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14761 FILM NUMBER: 061094003 BUSINESS ADDRESS: BUSINESS PHONE: 4258828080 MAIL ADDRESS: STREET 1: ONE MICROSOFT WAY CITY: REDMOND STATE: WA ZIP: 98052 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASCADE INVESTMENT LLC CENTRAL INDEX KEY: 0001052192 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14761 FILM NUMBER: 061094004 BUSINESS ADDRESS: STREET 1: 2365 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: 4258030720 MAIL ADDRESS: STREET 1: 2365 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-09-15 0001060349 GAMCO INVESTORS, INC. ET AL GBL 0001052192 CASCADE INVESTMENT LLC 2365 CARILLON POINT KIRKLAND WA 98033 0 0 1 0 0000902012 GATES WILLIAM H III ONE MICROSOFT WAY REDMOND WA 98052 0 0 1 0 Convertible Promissory Note 53.00 2006-09-15 4 J 0 50000000.00 A 2001-08-14 2011-08-14 Class A Common Stock 943396 50000000.00 D On June 30, 2006, the Issuer, Cascade Investment, L.L.C. and other parties entered into a Fourth Amendment to the Note Purchase Agreement dated August 10, 2001, pursuant to which the conversion price of the $50,000,000 aggregate principal amount Convertible Promissory Note (as amended to date, the "Note") previously issued by the Issuer to the Reporting Person was increased from $52 to $53 per share effective September 15, 2006. * Duly authorized under Special Power of Attorney appointing Michael Larson attorney-in-fact, dated February 3, 2006, by and on behalf of William H. Gates III, filed as Exhibit 99.1 to Cascade Investment, L.L.C.'s Amendment No. 2 to Schedule 13G with respect to Arch Capital Group Ltd. on March 7, 2006, SEC File No. 005-45257, and incorporated by reference herein. Cascade Investment, L.L.C. By: /s/ Michael Larson, Business Manager 2006-09-15 William H. Gates III By: /s/ Michael Larson*, Attorney-In-Fact 2006-09-15 -----END PRIVACY-ENHANCED MESSAGE-----