-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AD+l33oM3dANDOgT1kMXBz2HidhFiLBAf8jPe9LdIa0N3y+Aiy8YmzmvuOTWHBZC mFtt2Wzek3nzna4exIwWjw== 0001181431-08-022228.txt : 20080401 0001181431-08-022228.hdr.sgml : 20080401 20080401114558 ACCESSION NUMBER: 0001181431-08-022228 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080401 DATE AS OF CHANGE: 20080401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRADESTATION GROUP INC CENTRAL INDEX KEY: 0001111559 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 650977576 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8050 SW 10TH STREET STREET 2: SUITE 4000 CITY: PLANTATION STATE: FL ZIP: 33324 BUSINESS PHONE: (954) 652-7000 MAIL ADDRESS: STREET 1: 8050 SW 10TH STREET STREET 2: SUITE 4000 CITY: PLANTATION STATE: FL ZIP: 33324 FORMER COMPANY: FORMER CONFORMED NAME: ONLINETRADING COM GROUP INC DATE OF NAME CHANGE: 20000410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRUZ RALPH L CENTRAL INDEX KEY: 0001052105 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31049 FILM NUMBER: 08727990 BUSINESS ADDRESS: BUSINESS PHONE: (954) 652-7000 MAIL ADDRESS: STREET 1: 8050 SW 10TH STREET STREET 2: SUITE 4000 CITY: PLANTATION STATE: FL ZIP: 33324 4 1 rrd201574.xml FORM 4 X0202 4 2008-03-31 0 0001111559 TRADESTATION GROUP INC TRAD 0001052105 CRUZ RALPH L 8050 SW 10TH STREET SUITE 4000 PLANTATION FL 33324 1 0 1 0 Common Stock, par value $.01 per share 2008-03-31 4 S 0 2400 8.43 D 3524768 I Partner Common Stock, par value $.01 per share 2008-03-31 4 S 0 761 8.4 D 3524007 I Partner Common Stock, par value $.01 per share 2008-03-31 4 S 0 1339 8.39 D 3522668 I Partner Common Stock, par value $.01 per share 2008-03-31 4 S 0 1468 8.37 D 3521200 I Partner Common Stock, par value $.01 per share 2008-03-31 4 S 0 2332 8.36 D 3518868 I Partner Common Stock, par value $.01 per share 2008-03-31 4 S 0 200 8.35 D 3518668 I Partner Common Stock, par value $.01 per share 2008-03-31 4 S 0 400 8.31 D 3518268 I Partner Common Stock, par value $.01 per share 2008-03-31 4 S 0 200 8.28 D 3518068 I Partner Common Stock, par value $.01 per share 2008-03-31 4 S 0 100 8.27 D 3517968 I Partner Common Stock, par value $.01 per share 2008-03-31 4 S 0 100 8.26 D 3517868 I Partner Common Stock, par value $.01 per share 2008-03-31 4 S 0 300 8.25 D 3517568 I Partner Common Stock, par value $.01 per share 2008-03-31 4 S 0 300 8.24 D 3517268 I Partner Common Stock, par value $.01 per share 2008-03-31 4 S 0 200 8.22 D 3517068 I Partner Common Stock, par value $.01 per share 2008-03-31 4 S 0 300 8.21 D 3516768 I Partner Common Stock, par value $.01 per share 2008-03-31 4 S 0 300 8.19 D 3516468 I Partner Common Stock, par value $.01 per share 1950000 I Partner The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by RLCF-I 1997 Limited Partnership on February 20, 2008. Shares owned by RLCF-I 1997 Limited Partnership, the 1% general partner of which is a Texas corporation that is wholly owned by Ralph L. Cruz and the limited partners of which are Ralph L. Cruz (93.594% partnership interest) and his spouse(5.406% partnership interest). Shares owned by RLCF-II 1997 Limited Partnership, which is a 100% beneficially owned by Ralph L. Cruz. This partnership engaged in no purchase or sale transactions regarding the shares. /s/ Ralph L. Cruz 2008-04-01 -----END PRIVACY-ENHANCED MESSAGE-----