-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tf9mfJHDhmbNMH22MbNV9unk4EdFppTfrlGqEqAUPXpCbc0QIA3H2QHtcsethOBQ BVx92YVUWry1A4flnsuTEA== 0001209191-09-030415.txt : 20090603 0001209191-09-030415.hdr.sgml : 20090603 20090603150038 ACCESSION NUMBER: 0001209191-09-030415 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090601 FILED AS OF DATE: 20090603 DATE AS OF CHANGE: 20090603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRUZ WILLIAM R CENTRAL INDEX KEY: 0001052104 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31049 FILM NUMBER: 09871057 MAIL ADDRESS: STREET 1: 8050 SW 10TH STREET STREET 2: SUITE 4000 CITY: PLANTATION STATE: FL ZIP: 33324 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRADESTATION GROUP INC CENTRAL INDEX KEY: 0001111559 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 650977576 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8050 SW 10TH STREET STREET 2: SUITE 4000 CITY: PLANTATION STATE: FL ZIP: 33324 BUSINESS PHONE: 954-652-7023 MAIL ADDRESS: STREET 1: 8050 SW 10TH STREET STREET 2: SUITE 4000 CITY: PLANTATION STATE: FL ZIP: 33324 FORMER COMPANY: FORMER CONFORMED NAME: ONLINETRADING COM GROUP INC DATE OF NAME CHANGE: 20000410 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-06-01 1 0001111559 TRADESTATION GROUP INC TRAD 0001052104 CRUZ WILLIAM R 8050 SW 10TH STREET SUITE 4000 PLANTATION FL 33324 1 0 0 0 Common Stock 2009-06-01 4 S 0 40000 8.4167 D 3474338 I Partner Common Stock 2009-06-02 4 S 0 43000 8.5311 D 3431338 I Partner Common Stock 200000 I Partner Common Stock 850 I Spouse Common Stock 100 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by WRCF-I 1997 Limited Partnership on April 27, 2009. This represents the weighted average sale price for the transactions reported on this line. The shares were sold at prices ranging from $8.14 to $8.48. Upon request by the Securities and Exchange Commission, the company will provide full information regarding the number of shares sold at each separate price. Shares owned by WRCF-I 1997 Limited Partnership, the 1% general partner of which is a Texas corporation that is wholly owned by William R. Cruz and the 99% limited partner of which is William R. Cruz. This represents the weighted average sale price for the transactions reported on this line. The shares were sold at prices ranging from $8.37 to $8.64. Upon request by the Securities and Exchange Commission, the company will provide full information regarding the number of shares sold at each separate price. Shares owned by WRCF-II 1997 Limited Partnership, which is 100% beneficially owned by William R. Cruz. This partnership engaged in no purchase or sale transactions regarding the shares. Shares owned by Patricia Cruz, the wife of William R. Cruz. William R. Cruz disclaims beneficial ownership of these shares. /s/ William R. Cruz 2009-06-03 -----END PRIVACY-ENHANCED MESSAGE-----