-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LBYl6FQW/Qt6Plo8n48J0tL+wLgDBkyoVNb6/dkmbdRW5HoFd8eLKm6dQiwChoug nXUS5tWAgXmd0ofH8Py80g== 0001209191-05-058697.txt : 20051121 0001209191-05-058697.hdr.sgml : 20051121 20051121161729 ACCESSION NUMBER: 0001209191-05-058697 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051117 FILED AS OF DATE: 20051121 DATE AS OF CHANGE: 20051121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRUZ WILLIAM R CENTRAL INDEX KEY: 0001052104 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31049 FILM NUMBER: 051218225 BUSINESS ADDRESS: BUSINESS PHONE: (954) 652-7000 MAIL ADDRESS: STREET 1: 8050 SW 10TH STREET STREET 2: SUITE 4000 CITY: PLANTATION STATE: FL ZIP: 33324 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRADESTATION GROUP INC CENTRAL INDEX KEY: 0001111559 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 650977576 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8050 SW 10TH STREET STREET 2: SUITE 4000 CITY: PLANTATION STATE: FL ZIP: 33324 BUSINESS PHONE: (954) 652-7000 MAIL ADDRESS: STREET 1: 8050 SW 10TH STREET STREET 2: SUITE 4000 CITY: PLANTATION STATE: FL ZIP: 33324 FORMER COMPANY: FORMER CONFORMED NAME: ONLINETRADING COM GROUP INC DATE OF NAME CHANGE: 20000410 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2005-11-17 0 0001111559 TRADESTATION GROUP INC TRAD 0001052104 CRUZ WILLIAM R 8050 SW 10TH STREET SUITE 4000 PLANTATION FL 33324 1 1 1 0 Co-Chairman and Co-CEO Common Stock 2005-11-17 4 S 0 100 12.14 D 1670400 I Partner Common Stock 2005-11-17 4 S 0 282 12.15 D 1670118 I Partner Common Stock 2005-11-17 4 S 0 218 12.16 D 1669900 I Partner Common Stock 2005-11-17 4 S 0 200 12.18 D 1669700 I Partner Common Stock 2005-11-17 4 S 0 100 12.19 D 1669600 I Partner Common Stock 2005-11-17 4 S 0 300 12.20 D 1669300 I Partner Common Stock 2005-11-17 4 S 0 200 12.21 D 1669100 I Partner Common Stock 2005-11-17 4 S 0 200 12.22 D 1668900 I Partner Common Stock 2005-11-17 4 S 0 800 12.23 D 1668100 I Partner Common Stock 2005-11-17 4 S 0 100 12.25 D 1668000 I Partner Common Stock 2005-11-17 4 S 0 257 12.26 D 1667743 I Partner Common Stock 2005-11-17 4 S 0 443 12.27 D 1667300 I Partner Common Stock 2005-11-17 4 S 0 600 12.28 D 1666700 I Partner Common Stock 2005-11-17 4 S 0 752 12.29 D 1665948 I Partner Common Stock 2005-11-17 4 S 0 4937 12.30 D 1661011 I Partner Common Stock 2005-11-17 4 S 0 6461 12.31 D 1654550 I Partner Common Stock 2005-11-17 4 S 0 3058 12.32 D 1651492 I Partner Common Stock 2005-11-17 4 S 0 3218 12.33 D 1648274 I Partner Common Stock 2005-11-17 4 S 0 1877 12.34 D 1646397 I Partner Common Stock 2005-11-17 4 S 0 712 12.35 D 1645685 I Partner Common Stock 2005-11-17 4 S 0 1274 12.36 D 1644411 I Partner Common Stock 2005-11-17 4 S 0 100 12.37 D 1644311 I Partner Common Stock 2005-11-17 4 S 0 200 12.38 D 1644111 I Partner Common Stock 2005-11-17 4 S 0 100 12.39 D 1644011 I Partner Common Stock 2005-11-17 4 S 0 589 12.40 D 1643422 I Partner Common Stock 2005-11-17 4 S 0 300 12.41 D 1643122 I Partner Common Stock 2005-11-17 4 S 0 1011 12.42 D 1642111 I Partner Common Stock 8103738 I Partner Common Stock 900 I Spouse Common Stock 100 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by WRCF-II 1997 Limited Partnership on October 26, 2005. Shares owned by WRCF-II 1997 Limited Partnership, which is 100% beneficially owned by William R. Cruz. Shares owned by WRCF-I 1997 Limited Partnership, the 1% general partner of which is a Texas corporation that is wholly owned by William R. Cruz and the 99% limited partner of which is William R. Cruz. WRCF-I 1997 Limited Partnership is a 10% owner of the issuer. This partnership engaged in no purchase or sale transactions regarding the shares. Shares owned by Patricia Cruz, the wife of William R. Cruz. William R. Cruz disclaims beneficial ownership of these shares. /s/ William R. Cruz 2005-11-21 -----END PRIVACY-ENHANCED MESSAGE-----