-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LpT3XFlSze1zTXRrbgkqhxGlAQe4Us868jYmCjELZ6ypnTDjTPxdC3qce0c4w1gc SBnJ+dHjuETxOKyt17lwFg== 0001181431-06-028129.txt : 20060505 0001181431-06-028129.hdr.sgml : 20060505 20060505115501 ACCESSION NUMBER: 0001181431-06-028129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060503 FILED AS OF DATE: 20060505 DATE AS OF CHANGE: 20060505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRUZ WILLIAM R CENTRAL INDEX KEY: 0001052104 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31049 FILM NUMBER: 06811466 BUSINESS ADDRESS: BUSINESS PHONE: (954) 652-7000 MAIL ADDRESS: STREET 1: 8050 SW 10TH STREET STREET 2: SUITE 4000 CITY: PLANTATION STATE: FL ZIP: 33324 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRADESTATION GROUP INC CENTRAL INDEX KEY: 0001111559 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 650977576 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8050 SW 10TH STREET STREET 2: SUITE 4000 CITY: PLANTATION STATE: FL ZIP: 33324 BUSINESS PHONE: (954) 652-7000 MAIL ADDRESS: STREET 1: 8050 SW 10TH STREET STREET 2: SUITE 4000 CITY: PLANTATION STATE: FL ZIP: 33324 FORMER COMPANY: FORMER CONFORMED NAME: ONLINETRADING COM GROUP INC DATE OF NAME CHANGE: 20000410 4 1 rrd116660.xml FORM 4 X0202 4 2006-05-03 0 0001111559 TRADESTATION GROUP INC TRAD 0001052104 CRUZ WILLIAM R 8050 SOUTHWEST 10TH STREET SUITE 4000 PLANTATION FL 33324 1 1 1 0 Co-Chairman and Co-CEO Common Stock, par value $.01 per share 2006-05-03 4 S 0 3149 15.15 D 965800 I Partner Common Stock, par value $.01 per share 2006-05-03 4 S 0 800 15.16 D 965000 I Partner Common Stock, par value $.01 per share 2006-05-03 4 S 0 2200 15.17 D 962800 I Partner Common Stock, par value $.01 per share 2006-05-03 4 S 0 3400 15.18 D 959400 I Partner Common Stock, par value $.01 per share 2006-05-03 4 S 0 3400 15.19 D 956000 I Partner Common Stock, par value $.01 per share 2006-05-03 4 S 0 500 15.20 D 955500 I Partner Common Stock, par value $.01 per share 2006-05-03 4 S 0 500 15.21 D 955000 I Partner Common Stock, par value $.01 per share 2006-05-03 4 S 0 1565 15.22 D 953435 I Partner Common Stock, par value $.01 per share 2006-05-03 4 S 0 2300 15.23 D 951135 I Partner Common Stock, par value $.01 per share 2006-05-03 4 S 0 4035 15.24 D 947100 I Partner Common Stock, par value $.01 per share 2006-05-03 4 S 0 100 15.25 D 947000 I Partner Common Stock, par value $.01 per share 2006-05-03 4 S 0 200 15.27 D 946800 I Partner Common Stock, par value $.01 per share 2006-05-03 4 S 0 100 15.28 D 946700 I Partner Common Stock, par value $.01 per share 2006-05-03 4 S 0 200 15.30 D 946500 I Partner Common Stock, par value $.01 per share 2006-05-03 4 S 0 800 15.31 D 945700 I Partner Common Stock, par value $.01 per share 2006-05-03 4 S 0 600 15.32 D 945100 I Partner Common Stock, par value $.01 per share 2006-05-03 4 S 0 500 15.33 D 944600 I Partner Common Stock, par value $.01 per share 2006-05-03 4 S 0 200 15.34 D 944400 I Partner Common Stock, par value $.01 per share 2006-05-03 4 S 0 300 15.35 D 944100 I Partner Common Stock, par value $.01 per share 2006-05-03 4 S 0 300 15.36 D 943800 I Partner Common Stock, par value $.01 per share 2006-05-03 4 S 0 500 15.37 D 943300 I Partner Common Stock, par value $.01 per share 2006-05-03 4 S 0 600 15.38 D 942700 I Partner Common Stock, par value $.01 per share 2006-05-03 4 S 0 700 15.39 D 942000 I Partner Common Stock, par value $.01 per share 2006-05-03 4 S 0 1100 15.40 D 940900 I Partner Common Stock, par value $.01 per share 2006-05-03 4 S 0 300 15.41 D 940600 I Partner Common Stock, par value $.01 per share 8103738 I Partner Common Stock, par value $.01 per share 900 I Spouse Common Stock, par value $.01 per share 100 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by WRCF-II 1997 Limited Partnership on October 26, 2005. Shares owned by WRCF-II 1997 Limited Partnership, which is 100% beneficially owned by William R. Cruz. Shares owned by WRCF-I 1997 Limited Partnership, the 1% general partner of which is a Texas corporation that is wholly owned by William R. Cruz and the 99% limited partner of which is William R. Cruz. WRCF-I 1997 Limited Partnership is a 10% owner of the issuer. This partnership engaged in no purchase or sale transactions regarding the shares. Shares owned by Patricia Cruz, the wife of William R. Cruz. William R. Cruz disclaims beneficial ownership of these shares. /s/ William R. Cruz 2006-05-05 -----END PRIVACY-ENHANCED MESSAGE-----