0001052100-20-000029.txt : 20200312 0001052100-20-000029.hdr.sgml : 20200312 20200312170827 ACCESSION NUMBER: 0001052100-20-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200310 FILED AS OF DATE: 20200312 DATE AS OF CHANGE: 20200312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clouse Benjamin R CENTRAL INDEX KEY: 0001668455 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13913 FILM NUMBER: 20709697 MAIL ADDRESS: STREET 1: 6300 LAMAR AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-03-10 0001052100 WADDELL & REED FINANCIAL INC WDR 0001668455 Clouse Benjamin R 6300 LAMAR AVENUE OVERLAND PARK KS 66202 0 1 0 0 SVP & CFO Class A Common 2020-03-10 4 A 0 42835 0 A 116978 D Class A Common 2588 I By spouse Shares of restricted stock will vest in 1/4 increments beginning on the first anniversary of the grant date. /s/ Benjamin R. Clouse 2020-03-12