0001052100-19-000045.txt : 20191107
0001052100-19-000045.hdr.sgml : 20191107
20191107171254
ACCESSION NUMBER: 0001052100-19-000045
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191105
FILED AS OF DATE: 20191107
DATE AS OF CHANGE: 20191107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WALTON JERRY W
CENTRAL INDEX KEY: 0001190260
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13913
FILM NUMBER: 191201276
MAIL ADDRESS:
STREET 1: 6300 LAMAR AVE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC
CENTRAL INDEX KEY: 0001052100
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 510261715
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6300 LAMAR AVE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202-4200
BUSINESS PHONE: 9132362000
MAIL ADDRESS:
STREET 1: PO BOX 29217
CITY: SHAWNEE MISSION
STATE: KS
ZIP: 66201-9217
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-11-05
0001052100
WADDELL & REED FINANCIAL INC
WDR
0001190260
WALTON JERRY W
6300 LAMAR AVENUE
OVERLAND PARK
KS
66202
1
0
0
0
Class A Common
2019-11-05
4
S
0
9500
17.4832
D
69327
D
The price reported is a weighted average price. These shares were sold in mutiple transactions ranging from $17.47 to $17.50 per share. The reporting person undertakes to provide to Waddell & Reed Financial, Inc. ("WDR"), any stockholder of WDR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1.
/s/ Jerry W. Walton
2019-11-07