XML 61 R37.htm IDEA: XBRL DOCUMENT v3.3.1.900
Uniform Net Capital Rule Requirements (Tables)
12 Months Ended
Dec. 31, 2015
Uniform Net Capital Rule Requirements  
Schedule of net capital and aggregated indebtedness information for broker/dealer subsidiaries

                                                                                                                                                                                    

 

 

2015

 

2014

 

 

(in thousands)

 

 

W&R

 

IFDI

 

W&R

 

IFDI

Net capital

 

$

21,719 

 

 

17,310 

 

 

10,965 

 

 

19,455 

Required capital

 

 

250 

 

 

2,956 

 

 

250 

 

 

3,995 

​  

​  

​  

​  

​  

​  

​  

​  

Excess of required capital

 

$

21,469 

 

 

14,354 

 

 

10,715 

 

 

15,460 

​  

​  

​  

​  

​  

​  

​  

​  

​  

​  

​  

​  

​  

​  

​  

​  

Ratio of aggregate indebtedness to net capital

 

 

Not
applicable

 

 


2.56 to 1.0

 

 

Not
applicable

 

 


3.08 to 1.0