0000950123-19-005449.txt : 20190515 0000950123-19-005449.hdr.sgml : 20190515 20190515161843 ACCESSION NUMBER: 0000950123-19-005449 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 EFFECTIVENESS DATE: 20190515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07592 FILM NUMBER: 19828461 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001052100 XXXXXXXX 03-31-2019 03-31-2019 WADDELL & REED FINANCIAL INC
PO BOX 29217 SHAWNEE MISSION KS 66201-9217
13F HOLDINGS REPORT 028-07592 N
JJ Richie Attorney-In-Fact 913-236-1415 /s/ JJ Richie Overland Park KS 05-15-2019 1 490 40400166 false 1 28-10368 Ivy Investment Management Company
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65487K100 18695 839110 SH DFND 1 839110 0 0 NOKIA CORP SPONSORED ADR 654902204 34669 6061033 SH DFND 1 6061033 0 0 NOBLE ENERGY INC COM 655044105 29201 1180790 SH DFND 1 1180790 0 0 NORFOLK SOUTHERN CORP COM 655844108 94083 503413 SH DFND 1 503413 0 0 NORTHERN TR CORP COM 665859104 40173 444342 SH DFND 1 444342 0 0 NORTHROP GRUMMAN CORP COM 666807102 132594 491819 SH DFND 1 491819 0 0 NOVARTIS A G SPONSORED ADR 66987V109 59694 620909 SH DFND 1 620909 0 0 NOVANTA INC COM 67000B104 10249 120957 SH DFND 1 120957 0 0 NVIDIA CORP COM 67066G104 24415 135973 SH DFND 1 135973 0 0 NUTRIEN LTD COM 67077M108 14483 274510 SH DFND 1 274510 0 0 OGE ENERGY CORP COM 670837103 18442 427699 SH DFND 1 427699 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 158538 408288 SH DFND 1 408288 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 63443 1277802 SH DFND 1 1277802 0 0 OASIS PETE INC NEW COM 674215108 8497 1406830 SH DFND 1 1406830 0 0 OLD REP INTL CORP COM 680223104 13784 658900 SH DFND 1 658900 0 0 OLLIES BARGAIN OUTLT HLDGS I COM 681116109 49217 576781 SH DFND 1 576781 0 0 OMNICOM GROUP INC COM 681919106 16576 227106 SH DFND 1 227106 0 0 OMNICELL INC COM 68213N109 15809 195561 SH DFND 1 195561 0 0 ONE GAS INC COM 68235P108 17479 196330 SH DFND 1 196330 0 0 OPTINOSE INC COM 68404V100 11396 1106417 SH DFND 1 1106417 0 0 ORTHOPEDIATRICS CORP COM 68752L100 11978 270815 SH DFND 1 270815 0 0 PBF ENERGY INC CL A 69318G106 10743 344977 SH DFND 1 344977 0 0 PGT INNOVATIONS INC COM 69336V101 4210 303960 SH DFND 1 303960 0 0 PNC FINL SVCS GROUP INC COM 693475105 46882 382208 SH DFND 1 382208 0 0 PPG INDS INC COM 693506107 62294 551907 SH DFND 1 551907 0 0 PACKAGING CORP AMER COM 695156109 18965 190831 SH DFND 1 190831 0 0 PALO ALTO NETWORKS INC COM 697435105 106268 437531 SH DFND 1 437531 0 0 PARSLEY ENERGY INC CL A 701877102 28030 1452355 SH DFND 1 1452355 0 0 PATTERSON UTI ENERGY INC COM 703481101 12865 917605 SH DFND 1 917605 0 0 PAYCHEX INC COM 704326107 18653 232584 SH DFND 1 232584 0 0 PAYCOM SOFTWARE INC COM 70432V102 64490 340982 SH DFND 1 340982 0 0 PAYPAL HLDGS INC COM 70450Y103 291515 2807346 SH DFND 1 2807346 0 0 PENUMBRA INC COM 70975L107 35268 239901 SH DFND 1 239901 0 0 PETIQ INC COM CL A 71639T106 50216 1598726 SH DFND 1 1598726 0 0 PFIZER INC COM 717081103 367465 8652343 SH DFND 1 8652343 0 0 PHILIP MORRIS INTL INC COM 718172109 245943 2782470 SH DFND 1 2782470 0 0 PHILLIPS 66 COM 718546104 41292 433881 SH DFND 1 433881 0 0 PHYSICIANS RLTY TR COM 71943U104 8517 452789 SH DFND 1 452789 0 0 PIONEER NAT RES CO COM 723787107 20386 133870 SH DFND 1 133870 0 0 PLAYAGS INC COM 72814N104 35637 1489228 SH DFND 1 1489228 0 0 PLURALSIGHT INC COM CL A 72941B106 70182 2211138 SH DFND 1 2211138 0 0 POLARIS INDS INC COM 731068102 18217 215766 SH DFND 1 215766 0 0 POOL CORPORATION COM 73278L105 50143 303950 SH DFND 1 303950 0 0 PORTLAND GEN ELEC CO COM NEW 736508847 5842 112700 SH DFND 1 112700 0 0 PROCTER AND GAMBLE CO COM 742718109 174109 1673317 SH DFND 1 1673317 0 0 PROGRESSIVE CORP OHIO COM 743315103 61782 857019 SH DFND 1 857019 0 0 PROOFPOINT INC COM 743424103 150484 1239262 SH DFND 1 1239262 0 0 PROS HOLDINGS INC COM 74346Y103 25042 592850 SH DFND 1 592850 0 0 PROPETRO HLDG CORP COM 74347M108 13242 587506 SH DFND 1 587506 0 0 PRUDENTIAL FINL INC COM 744320102 468 5094 SH DFND 1 5094 0 0 QTS RLTY TR INC COM CL A 74736A103 111857 2486258 SH DFND 1 2486258 0 0 Q2 HLDGS INC COM 74736L109 74818 1080251 SH DFND 1 1080251 0 0 QUALCOMM INC COM 747525103 433986 7609780 SH DFND 1 7609780 0 0 QUEST DIAGNOSTICS INC COM 74834L100 19535 217244 SH DFND 1 217244 0 0 RPC INC COM 749660106 10745 941700 SH DFND 1 941700 0 0 RPM INTL INC COM 749685103 89507 1542167 SH DFND 1 1542167 0 0 RBC BEARINGS INC COM 75524B104 55754 438421 SH DFND 1 438421 0 0 REALPAGE INC COM 75606N109 31004 510853 SH DFND 1 510853 0 0 RED ROCK RESORTS INC CL A 75700L108 21849 845223 SH DFND 1 845223 0 0 REGIONS FINL CORP NEW COM 7591EP100 372 26313 SH DFND 1 26313 0 0 REPUBLIC SVCS INC COM 760759100 65996 821052 SH DFND 1 821052 0 0 REXNORD CORP NEW COM 76169B102 4633 184276 SH DFND 1 184276 0 0 ROCKWELL AUTOMATION INC COM 773903109 18225 103871 SH DFND 1 103871 0 0 RYMAN HOSPITALITY PPTYS INC COM 78377T107 10930 132900 SH DFND 1 132900 0 0 S&P GLOBAL INC COM 78409V104 191669 910323 SH DFND 1 910323 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 76294 625307 SH DFND 1 625307 0 0 SVB FINL GROUP COM 78486Q101 76396 343568 SH DFND 1 343568 0 0 SAGE THERAPEUTICS INC COM 78667J108 58860 370072 SH DFND 1 370072 0 0 SAILPOINT TECHNLGIES HLDGS I COM 78781P105 5539 192860 SH DFND 1 192860 0 0 SALESFORCE COM INC COM 79466L302 107952 681647 SH DFND 1 681647 0 0 SAREPTA THERAPEUTICS INC COM 803607100 125729 1054859 SH DFND 1 1054859 0 0 SCHLUMBERGER LTD COM 806857108 31191 715887 SH DFND 1 715887 0 0 THE CHARLES SCHWAB CORPORATI COM 808513105 27651 646664 SH DFND 1 646664 0 0 SCOTTS MIRACLE GRO CO CL A 810186106 86150 1096331 SH DFND 1 1096331 0 0 SEACOAST BKG CORP FLA COM NEW 811707801 29127 1105388 SH DFND 1 1105388 0 0 SEATTLE GENETICS INC COM 812578102 62549 854032 SH DFND 1 854032 0 0 SEAWORLD ENTMT INC COM 81282V100 41237 1600826 SH DFND 1 1600826 0 0 SEMTECH CORP COM 816850101 166093 3262482 SH DFND 1 3262482 0 0 SERVICE CORP INTL COM 817565104 18651 464526 SH DFND 1 464526 0 0 SERVICEMASTER GLOBAL HLDGS I COM 81761R109 22843 489139 SH DFND 1 489139 0 0 SERVICENOW INC COM 81762P102 169094 686006 SH DFND 1 686006 0 0 SHERWIN WILLIAMS CO COM 824348106 112679 261612 SH DFND 1 261612 0 0 SMITH A O CORP COM 831865209 104962 1968536 SH DFND 1 1968536 0 0 SNAP ON INC COM 833034101 17649 112757 SH DFND 1 112757 0 0 SONOCO PRODS CO COM 835495102 18853 306403 SH DFND 1 306403 0 0 SOUTHWEST AIRLS CO COM 844741108 41217 794000 SH DFND 1 794000 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 80053 874606 SH DFND 1 874606 0 0 SPIRIT AIRLS INC COM 848577102 7009 132600 SH DFND 1 132600 0 0 SPROUTS FMRS MKT INC COM 85208M102 124763 5792137 SH DFND 1 5792137 0 0 SQUARE INC CL A 852234103 133108 1776666 SH DFND 1 1776666 0 0 STAAR SURGICAL CO COM PAR $0.01 852312305 26459 773868 SH DFND 1 773868 0 0 STAG INDL INC COM 85254J102 15931 537300 SH DFND 1 537300 0 0 STANLEY BLACK & DECKER INC COM 854502101 43601 320195 SH DFND 1 320195 0 0 STATE STR CORP COM 857477103 43680 663730 SH DFND 1 663730 0 0 STUDIO CITY INTL HLDGS LTD SPON ADS 86389T106 47556 3004150 SH DFND 1 3004150 0 0 SUNCOR ENERGY INC NEW COM 867224107 32112 990190 SH DFND 1 990190 0 0 SWITCH INC CL A 87105L104 10639 1031900 SH DFND 1 1031900 0 0 SYNCHRONY FINL COM 87165B103 48249 1512510 SH DFND 1 1512510 0 0 TABULA RASA HEALTHCARE INC COM 873379101 30630 542888 SH DFND 1 542888 0 0 TACTILE SYS TECHNOLOGY INC COM 87357P100 58644 1112367 SH DFND 1 1112367 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 43284 1056727 SH DFND 1 1056727 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 192634 2041268 SH DFND 1 2041268 0 0 TAL EDUCATION GROUP SPONSORED ADS 874080104 22828 632707 SH DFND 1 632707 0 0 TANDEM DIABETES CARE INC COM NEW 875372203 12696 199930 SH DFND 1 199930 0 0 TAPESTRY INC COM 876030107 35494 1092457 SH DFND 1 1092457 0 0 TARGET CORP COM 87612E106 50038 623450 SH DFND 1 623450 0 0 TARGA RES CORP COM 87612G101 18316 440821 SH DFND 1 440821 0 0 TELADOC HEALTH INC COM 87918A105 98048 1763449 SH DFND 1 1763449 0 0 TELEFLEX INC COM 879369106 221 730 SH DFND 1 730 0 0 TENARIS S A SPONSORED ADS 88031M109 41333 1463105 SH DFND 1 1463105 0 0 TENCENT MUSIC ENTMT GROUP SPON ADS 88034P109 2274 125629 SH DFND 1 125629 0 0 TERADATA CORP DEL COM 88076W103 64637 1480813 SH DFND 1 1480813 0 0 TERADYNE INC COM 880770102 102378 2569723 SH DFND 1 2569723 0 0 TEXAS ROADHOUSE INC COM 882681109 36579 588184 SH DFND 1 588184 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 28207 103050 SH DFND 1 103050 0 0 TIFFANY & CO NEW COM 886547108 113285 1073279 SH DFND 1 1073279 0 0 TIMKEN CO COM 887389104 49184 1127555 SH DFND 1 1127555 0 0 TORO CO COM 891092108 227 3303 SH DFND 1 3303 0 0 TOTAL S A SPONSORED ADS 89151E109 19967 358798 SH DFND 1 358798 0 0 TRACTOR SUPPLY CO COM 892356106 183733 1879433 SH DFND 1 1879433 0 0 TRANSUNION COM 89400J107 135760 2031125 SH DFND 1 2031125 0 0 TREEHOUSE FOODS INC COM 89469A104 24547 380275 SH DFND 1 380275 0 0 TREX CO INC COM 89531P105 68897 1119915 SH DFND 1 1119915 0 0 TWILIO INC CL A 90138F102 83522 646554 SH DFND 1 646554 0 0 TWITTER INC COM 90184L102 38555 1172600 SH DFND 1 1172600 0 0 TYLER TECHNOLOGIES INC COM 902252105 69915 342052 SH DFND 1 342052 0 0 US BANCORP DEL COM NEW 902973304 28628 594068 SH DFND 1 594068 0 0 ULTA BEAUTY INC COM 90384S303 228321 654722 SH DFND 1 654722 0 0 UMPQUA HLDGS CORP COM 904214103 18807 1139800 SH DFND 1 1139800 0 0 UNION PACIFIC CORP COM 907818108 179950 1076253 SH DFND 1 1076253 0 0 UNITED RENTALS INC COM 911363109 62448 546589 SH DFND 1 546589 0 0 UNITED TECHNOLOGIES CORP COM 913017109 94008 729370 SH DFND 1 729370 0 0 UNITEDHEALTH GROUP INC COM 91324P102 371834 1503816 SH DFND 1 1503816 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 442577 2895496 SH DFND 1 2895496 0 0 URBAN OUTFITTERS INC COM 917047102 14907 502943 SH DFND 1 502943 0 0 V F CORP COM 918204108 208031 2393633 SH DFND 1 2393633 0 0 VALERO ENERGY CORP NEW COM 91913Y100 80482 948741 SH DFND 1 948741 0 0 VARONIS SYS INC COM 922280102 51485 863403 SH DFND 1 863403 0 0 VERISIGN INC COM 92343E102 160146 882055 SH DFND 1 882055 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 162007 2739845 SH DFND 1 2739845 0 0 VERISK ANALYTICS INC COM 92345Y106 208933 1570923 SH DFND 1 1570923 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 386427 2100715 SH DFND 1 2100715 0 0 VIAVI SOLUTIONS INC COM 925550105 30212 2440370 SH DFND 1 2440370 0 0 VIPER ENERGY PARTNERS LP COM UNT RP INT 92763M105 10012 301918 SH DFND 1 301918 0 0 VISA INC COM CL A 92826C839 481323 3081652 SH DFND 1 3081652 0 0 VONAGE HLDGS CORP COM 92886T201 39310 3915336 SH DFND 1 3915336 0 0 WNS HOLDINGS LTD SPON ADR 92932M101 406108 7623586 SH DFND 1 7623586 0 0 WALMART INC COM 931142103 252370 2587612 SH DFND 1 2587612 0 0 WATSCO INC COM 942622200 20912 146021 SH DFND 1 146021 0 0 WEBSTER FINL CORP CONN COM 947890109 40270 794749 SH DFND 1 794749 0 0 WELLTOWER INC COM 95040Q104 49380 636340 SH DFND 1 636340 0 0 WESTERN DIGITAL CORP COM 958102105 12760 265492 SH DFND 1 265492 0 0 WEX INC COM 96208T104 14346 74724 SH DFND 1 74724 0 0 WHITING PETE CORP NEW COM NEW 966387409 11511 440365 SH DFND 1 440365 0 0 WILLDAN GROUP INC COM 96924N100 2977 80320 SH DFND 1 80320 0 0 WINGSTOP INC COM 974155103 54420 715769 SH DFND 1 715769 0 0 WOODWARD INC COM 980745103 64193 676503 SH DFND 1 676503 0 0 WPX ENERGY INC COM 98212B103 29873 2278663 SH DFND 1 2278663 0 0 WYNN RESORTS LTD COM 983134107 69523 582661 SH DFND 1 582661 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 15397 1098970 SH DFND 1 1098970 0 0 YELP INC CL A 985817105 13274 384767 SH DFND 1 384767 0 0 ZAYO GROUP HLDGS INC COM 98919V105 132849 4674500 SH DFND 1 4674500 0 0 ZENDESK INC COM 98936J101 57361 674838 SH DFND 1 674838 0 0 ZIMMER BIOMET HLDGS INC COM 98956P102 124191 972521 SH DFND 1 972521 0 0 ZOETIS INC CL A 98978V103 497444 4941332 SH DFND 1 4941332 0 0 ZSCALER INC COM 98980G102 25079 353576 SH DFND 1 353576 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 18970 136668 SH DFND 1 136668 0 0 NOMAD FOODS LTD USD ORD SHS G6564A105 41402 2024566 SH DFND 1 2024566 0 0 ALLEGION PUB LTD CO ORD SHS G0176J109 206 2270 SH DFND 1 2270 0 0 AMDOCS LTD SHS G02602103 78302 1447091 SH DFND 1 1447091 0 0 AXALTA COATING SYS LTD COM G0750C108 100500 3986510 SH DFND 1 3986510 0 0 MIMECAST LTD ORD SHS G14838109 95896 2025253 SH DFND 1 2025253 0 0 CARDTRONICS PLC SHS CL A G1991C105 27239 765557 SH DFND 1 765557 0 0 EATON CORP PLC SHS G29183103 76774 953010 SH DFND 1 953010 0 0 ENSCO PLC SHS CLASS A G3157S106 8841 2249558 SH DFND 1 2249558 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 27162 190007 SH DFND 1 190007 0 0 MEDTRONIC PLC SHS G5960L103 230594 2531769 SH DFND 1 2531769 0 0 APTIV PLC SHS G6095L109 116586 1466679 SH DFND 1 1466679 0 0 NOVOCURE LTD ORD SHS G6674U108 25242 524024 SH DFND 1 524024 0 0 TECHNIPFMC PLC COM G87110105 66936 2845906 SH DFND 1 2845906 0 0 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 35789 1001918 SH DFND 1 1001918 0 0 GARMIN LTD SHS H2906T109 21063 243921 SH DFND 1 243921 0 0 TE CONNECTIVITY LTD REG SHS H84989104 125815 1558086 SH DFND 1 1558086 0 0 TRANSOCEAN LTD REG SHS H8817H100 13483 1547982 SH DFND 1 1547982 0 0 GLOBANT S A COM L44385109 38720 542303 SH DFND 1 542303 0 0 EVOGENE LTD SHS M4119S104 4976 2795703 SH DFND 1 2795703 0 0 KORNIT DIGITAL LTD SHS M6372Q113 13173 553485 SH DFND 1 553485 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 180598 960370 SH DFND 1 960370 0 0 CORE LABORATORIES N V COM N22717107 26647 386580 SH DFND 1 386580 0 0 FERRARI N V COM N3167Y103 86845 649063 SH DFND 1 649063 0 0 FRANKS INTL N V COM N33462107 4232 681495 SH DFND 1 681495 0 0 INTERXION HOLDING N.V SHS N47279109 60353 904429 SH DFND 1 904429 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 117199 1393903 SH DFND 1 1393903 0 0 QIAGEN NV SHS NEW N72482123 33202 816178 SH DFND 1 816178 0 0 YANDEX N V SHS CLASS A N97284108 46567 1356045 SH DFND 1 1356045 0 0 ONESPAWORLD HOLDINGS LIMITED COM P73684113 16358 1197491 SH DFND 1 1197491 0 0