-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CVX+XJd69YvUErkDoZbh1gDrImyKyGC0fc4VJEiYCWPSFI1IY0oYw/Kti08hYVLB +f2k/VZF2XBRDqB6HyiZnA== 0001209191-07-059495.txt : 20071023 0001209191-07-059495.hdr.sgml : 20071023 20071023201000 ACCESSION NUMBER: 0001209191-07-059495 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071020 FILED AS OF DATE: 20071023 DATE AS OF CHANGE: 20071023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CSK AUTO CORP CENTRAL INDEX KEY: 0001051848 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 860765798 STATE OF INCORPORATION: DE FISCAL YEAR END: 0204 BUSINESS ADDRESS: STREET 1: 645 E MISSOURI AVENUE CITY: PHOENIX STATE: AZ ZIP: 85012 BUSINESS PHONE: 6022659200 MAIL ADDRESS: STREET 1: 645 E MISSOURI AVENUE CITY: PHOENIX STATE: AZ ZIP: 85012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARD DALE D CENTRAL INDEX KEY: 0001200324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13927 FILM NUMBER: 071186706 MAIL ADDRESS: STREET 1: 280 PARK AVE STREET 2: 37TH FLR WEST TOWER CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-10-20 0 0001051848 CSK AUTO CORP CAO 0001200324 WARD DALE D C/O CSK AUTO CORP 645 EAST MISSOURI AVE. PHOENIX AZ 85012 0 1 0 0 Executive Vice President Common Stock 2007-10-20 4 A 0 10271 10.53 A 25665 D Non-Qualified Stock Option (right to buy) 10.795 2007-10-20 4 A 1 70209 0.00 A 2014-10-20 Common Stock 70209 70209 D Non-Qualified Stock Option (right to buy) 16.615 2013-11-30 Common Stock 37741 37741 D Non-Qualified Stock Option (right to buy) 16.35 2012-06-28 Common Stock 28676 28676 D Incentive Bonus Unit 20.00 Incentive Bonus Unit 187500 187500 D Non-Qualified Stock Option (right to buy) 9.87 2009-05-05 Common Stock 4125 4125 D Non-Qualified Stock Option (right to buy) 13.32 2011-10-18 Common Stock 40935 40935 D Non-Qualified Stock Option (right to buy) 14.00 2007-12-31 Common Stock 9150 9150 D Grant of Restricted Common Stock. Subject to certain conditions, one-third of the shares will vest and be issued on the first anniversary of the grant date, one-third of the shares will vest and be issued on the second anniversary of the grant date, and one-third of the shares will vest and be issued on the third anniversary of the grant date. Includes 18,173 shares of Restricted Common Stock, which is subject to vesting. Subject to certain conditions, this option grant becomes vested and exercisable at a rate of one-third on 10/20/2008, one-third on 10/20/2009, and one-third on 10/20/2010. $0.00 is used for technical reasons as there is no price for this derivative security until vested and/or exercised. Subject to certain conditions, this option grant becomes vested and exercisable at the rate of one-third on 11/30/2007, one-third on 11/30/2008, and one-third on 11/30/2009. On January 29, 2006, the Company accelerated the vesting of all stock option grants with an exercise price greater than $15.90 per share, which includes this option grant with an exercise price of $16.35. Shares under this option grant are subject to a sale restriction that prohibits the option holder from selling the shares until the original vesting date. Accordingly, the option holder may only sell up to 1/3 of the original grant on or after 6/28/06, up to 2/3 of the original grant on or after 6/28/07 and up to the full amount of the original grant on or after 6/28/08. The reported incentive bonus units will become vested with respect to 25% of the total number of incentive bonus units granted on May 15 of each of the calendar years 2007, 2008, 2009 and 2010, and will entitle the reporting person to receive a distribution of cash equal in value to the amount by which the average of the per share closing prices of the Company's common stock over a specified period of time exceeds the base value of $20.00 (which is subject to adjustment in the event of a change in the Company's capitalization). In the event the formula decribed above results in no payment to the reporting person on a vesting date, then the incentive bonus units vesting on such date will be forfeited without consideration. On May 15, 2007, the formula described above resulted in no payment to the reporting person. Accordingly, on May 15, 2007, the reporting person forfeited 25% of his total incentive bonus units. This option grant is fully vested. Executed pursuant to the Limited Power of Attorney for Section 16 Reporting Obligations dated October 17, 2005, and on file with the SEC. Dale D. Ward By: /s/ James R. Todd Attorney In Fact 2007-10-23 -----END PRIVACY-ENHANCED MESSAGE-----