0001209191-14-059759.txt : 20140925 0001209191-14-059759.hdr.sgml : 20140925 20140925152028 ACCESSION NUMBER: 0001209191-14-059759 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140924 FILED AS OF DATE: 20140925 DATE AS OF CHANGE: 20140925 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BELK INC CENTRAL INDEX KEY: 0001051771 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 562058574 FISCAL YEAR END: 0128 BUSINESS ADDRESS: STREET 1: 2801 WEST TYVOLA ROAD CITY: CHARLOTTE STATE: NC ZIP: 28217-4500 BUSINESS PHONE: 7043571000 MAIL ADDRESS: STREET 1: 2801 WEST TYVOLA ROAD CITY: CHARLOTTE STATE: NC ZIP: 28217-4500 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BELK KATHERINE MCKAY CENTRAL INDEX KEY: 0001247897 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26207 FILM NUMBER: 141120538 MAIL ADDRESS: STREET 1: 2801 W TYVOLA RD CITY: CHARLOTTE STATE: NC ZIP: 28217-4500 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-09-24 0 0001051771 BELK INC NONE 0001247897 BELK KATHERINE MCKAY C/O BELK, INC. 2801 WEST TYVOLA ROAD CHARLOTTE NC 28217-4500 0 0 1 0 Class A Common Stock 593163 D Class A Common Stock 316442 I Trustee, Charitable Remainder Unitrust Class A Common Stock 439425 I Trustee, GRAT #10 Class A Common Stock 200560 I Trustee, 2012 GRAT Class A Common Stock 198505 I Trustee, 2013 GRAT Class A Common Stock 311851 I Trustee, 2014 GRAT Class A Common Stock 2014-09-24 4 J 0 114210 0.00 D 371366 I Custodian Class A Common Stock 100 I Spouse (deceased) Class A Common Stock 1221842 I Brothers Investment Company Class A Common Stock 444212 I Milburn Investment Company Class B Common Stock 2014-09-24 4 J 0 7288 0.00 D 49450 I Custodian 593,163 shares of Class A common stock are held in Reporting Person's name and/or Katherine McKay Belk Trust dated November 6, 2000, Reporting Person's grantor trust. Voting and investment power of the grantor trust is shared by Katherine McKay Belk, Thomas M. Belk, Jr., H.W. McKay Belk, John R. Belk and Katherine Belk Morris. 316,442 shares of Class A common stock are held by Katherine McKay Belk Cook Charitable Remainder Unitrust. Reporting Person is the Trustee. 439,425 shares of Class A common stock are held by Katherine McKay Belk Grantor Retained Annuity Trust Number Ten dated April 26, 2010. Reporting Person is the Trustee. 200,560 shares of Class A common stock are held by Katherine McKay Belk 2012 Grantor Retained Annuity Trust dated July 24, 2012. Reporting Person is the Trustee. 198,505 shares of Class A common stock are held by Katherine McKay Belk 2013 Grantor Retained Annuity Trust dated May 30, 2013. Reporting Person is the Trustee. 311,851 shares of Class A common stock are held by Katherine McKay Belk 2014 Grantor Retained Annuity Trust dated April 23, 2014. Reporting Person is the Trustee. 114,210 shares of Class A common stock were transferred to a grandchild who turned 21. Reporting Person held the stock as custodian. 371,366 shares of Class A common stock are held by Reporting Person as custodian of her minor grandchildren. 100 shares of Class A common stock are held in the name of Reporting Person's husband (deceased), James Fielder Cook. 1,221,842 shares of Class A common stock are held by Brothers Investment Company, which corporation is equally owned by John M. Belk QTIP GST Non-Exempt Marital Trust, Wells Fargo Bank, N.A., Susan N. Jamison and Katherine B. Morris, Co-Trustees ("John M. Belk QTIP GST Non-Exempt Marital Trust") and the heirs of Thomas M. Belk. The co-trustees of John M. Belk QTIP GST Non-Exempt Marital Trust and Katherine McKay Belk, Thomas M. Belk, Jr., H.W. McKay Belk, John R. Belk and Katherine Belk Morris, heirs of Thomas M. Belk, share voting and investment power. 444,212 shares of Class A common stock are held by Milburn Investment Company. Voting and investment power is shared by Katherine McKay Belk, Thomas M. Belk, Jr., H.W. McKay Belk, John R. Belk and Katherine Belk Morris. 7,288 shares of Class B common stock were transferred to a grandchild who turned 21. Reporting Person held the stock as custodian. 49,450 shares of Class B common stock are held by Reporting Person as custodian of her minor grandchildren. Katherine McKay Belk by Betty F. Buchanan, POA 2014-09-25