0001209191-14-059758.txt : 20140925 0001209191-14-059758.hdr.sgml : 20140925 20140925151652 ACCESSION NUMBER: 0001209191-14-059758 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140924 FILED AS OF DATE: 20140925 DATE AS OF CHANGE: 20140925 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BELK INC CENTRAL INDEX KEY: 0001051771 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 562058574 FISCAL YEAR END: 0128 BUSINESS ADDRESS: STREET 1: 2801 WEST TYVOLA ROAD CITY: CHARLOTTE STATE: NC ZIP: 28217-4500 BUSINESS PHONE: 7043571000 MAIL ADDRESS: STREET 1: 2801 WEST TYVOLA ROAD CITY: CHARLOTTE STATE: NC ZIP: 28217-4500 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORRIS KATHERINE BELK CENTRAL INDEX KEY: 0001249724 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26207 FILM NUMBER: 141120519 MAIL ADDRESS: STREET 1: 2801 WEST TYVOLA ROAD CITY: CHARLOTTE STATE: NC ZIP: 28217 4500 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-09-24 0 0001051771 BELK INC NONE 0001249724 MORRIS KATHERINE BELK C/O BELK, INC. 2801 WEST TYVOLA ROAD CHARLOTTE NC 28217-4500 0 0 1 0 Class A Common Stock 2014-09-24 4 J 0 3644 0.00 A 787988 D Class A Common Stock 322818 I Trustee GRAT dtd 9/8/04 Class A Common Stock 12125 I Trustee GRAT #2 dtd 5/27/08 Class A Common Stock 2014-09-24 4 J 0 20705 0.00 D 0 I Trustee GRAT #2 dtd 8/30/10 Class A Common Stock 27160 I Trustee GRAT #3 dtd 8/30/10 Class A Common Stock 29006 I Trustee GRAT #4 dtd 8/30/10 Class A Common Stock 30381 I Trustee GRAT #5 dtd 8/30/10 Class A Common Stock 132897 I Trustee GRAT #1 dtd 11/30/11 Class A Common Stock 2014-09-24 4 J 0 17061 0.00 A 20614 I Irrevocable Trust dtd 8/10/04 Class A Common Stock 36171 I Spouse Class A Common Stock 195273 I Trustee Class A Common Stock 195273 I Trustee Class A Common Stock 195273 I Trustee Class A Common Stock 484684 I Trustee Class A Common Stock 73500 I Trusts, spouse and child are trustees Class A Common Stock 444212 I Milburn Investment Company Class A Common Stock 1221842 I Brothers Investment Company 3,644 shares of Class A common stock were distributed by Katherine Belk Morris 2010 Grantor Retained Annuity Trust Number Two dated August 30, 2010 to Reporting Person, and Reporting Person transferred the shares to Katherine Whitner McKay Belk Morris, Trustee U/A dated December 28, 1993, her grantor trust. 787,988 shares of Class A common stock are held in Reporting Person's name and/or Katherine Whitner McKay Belk Morris, Trustee U/A dated December 28, 1993, Reporting Person's grantor trust. 322,818 shares of Class A common stock are held by Katherine B. Morris Grantor Retained Annuity Trust dated September 8, 2004. Reporting Person is the Trustee. 12,125 shares of Class A common stock are held by Katherine Belk Morris 2008 Grantor Retained Annuity Trust Number Two dated May 27, 2008. Reporting Person is the Trustee. 17,061 shares of Class A common stock were distributed by Katherine Belk Morris 2010 Grantor Retained Annuity Trust Number Two dated August 30, 2010 to Katherine W. M. B. Morris Irrevocable Trust dated 8/10/2004. Voting and investment power is held by Charles Walker Morris, spouse, and Lewis S. Morris, III, Co-Trustees. 27,160 shares of Class A common stock are held Katherine Belk Morris 2010 Grantor Retained Annuity Trust Number Three dated August 30, 2010. Reporting Person is the Trustee. 29,006 shares of Class A common stock are held Katherine Belk Morris 2010 Grantor Retained Annuity Trust Number Four dated August 30, 2010. Reporting Person is the Trustee. 30,381 shares of Class A common stock are held Katherine Belk Morris 2010 Grantor Retained Annuity Trust Number Five dated August 30, 2010. Reporting Person is the Trustee. 132,897 shares of Class A common stock are held by Katherine Belk Morris 2011 Grantor Retained Annuity Trust Number One dated Nov. 30, 2011. Reporting Person is the Trustee. 20,614 shares of Class A common stock are held by Katherine W. M. B. Morris Irrevocable Trust dated 8/10/2004. Voting and investment power is held by Charles Walker Morris, spouse, and Lewis S. Morris, III, Co-Trustees. 36,171 shares of Class A common stock are held by Reporting Person's spouse, Charles Walker Morris and/or Charles Walker Morris Revocable Trust dated September 8, 2004, his grantor trust. 195,273 shares of Class A common stock are held by Miss Katherine Belk Morris Irrevocable Trust dated January 10, 2003. Voting and investment power is vested in Katherine Belk Morris and Charles Walker Morris, the Trustees. 195,273 shares are Class A common stock are held by Charles Walker Morris, Jr. Irrevocable Trust dated May 25, 2005. Voting and investment power is vested in Katherine Belk Morris and Charles Walker Morris, the Trustees. 195,273 shares of Class A common stock are held by Rebecca Price Morris Irrevocable Trust dated January 6, 2009. Voting and investment power is vested in Katherine Belk Morris and Charles Walker Morris, the Trustees. 484,684 shares of Class A common stock are held by Katherine McKay Belk Irrevocable Trust dated November 6, 2000. Voting and investment power is shared by Katherine McKay Belk, Thomas M. Belk, Jr., H.W. McKay Belk, John R. Belk and Katherine Belk Morris, the Trustees. 24,500 shares of Class A common stock are held by each of the following trusts: Katherine Belk Morris Family Wealth Preservation Trust dated December 21, 2012, f/b/o Katherine Morris Stanley; Katherine Belk Morris Family Wealth Preservation Trust dated December 21, 2012, f/b/o Charles Walker Morris, Jr.; and Katherine Belk Morris Family Wealth Preservation Trust dated December 21, 2012, f/b/o Rebecca Price Morris. Charles Walker Morris, Reporting Person's husband, and the child that is beneficiary of the trust are trustees of each trust. 444,212 shares of Class A common stock are held by Milburn Investment Company. Voting and investment power is shared by Katherine McKay Belk, Thomas M. Belk, Jr., H.W. McKay Belk, John R. Belk and Katherine Belk Morris. 1,221,842 shares of Class A common stock are held by Brothers Investment Company, which corporation is equally owned by John M. Belk QTIP GST Non-Exempt Marital Trust, Wells Fargo Bank, N.A., Susan N. Jamison and Katherine B. Morris, Co-Trustees ("John M. Belk QTIP GST Non-Exempt Marital Trust") and the heirs of Thomas M. Belk. The co-trustees of John M. Belk QTIP GST Non-Exempt Marital Trust and Katherine McKay Belk, Thomas M. Belk, Jr., H.W. McKay Belk, John R. Belk and Katherine Belk Morris, heirs of Thomas M. Belk, share voting and investment power. Katherine Belk Morris by Betty F. Buchanan, POA 2014-09-25