0001051741-14-000103.txt : 20141113
0001051741-14-000103.hdr.sgml : 20141113
20141113162120
ACCESSION NUMBER: 0001051741-14-000103
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141111
FILED AS OF DATE: 20141113
DATE AS OF CHANGE: 20141113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST NIAGARA FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001051741
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 161545669
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 726 EXCHANGE STREET
STREET 2: SUITE 618
CITY: BUFFALO
STATE: NY
ZIP: 14210
BUSINESS PHONE: 7168195500
MAIL ADDRESS:
STREET 1: 726 EXCHANGE STREET
STREET 2: SUITE 618
CITY: BUFFALO
STATE: NY
ZIP: 14210
FORMER COMPANY:
FORMER CONFORMED NAME: NIAGARA BANCORP INC
DATE OF NAME CHANGE: 19971218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Highsmith Carlton L
CENTRAL INDEX KEY: 0001379848
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35390
FILM NUMBER: 141218716
MAIL ADDRESS:
STREET 1: C/O NEWALLIANCE BANK
STREET 2: 195 CHURCH STREET
CITY: NEW HAVEN
STATE: CT
ZIP: 06510
4
1
wf-form4_141591366994302.xml
FORM 4
X0306
4
2014-11-11
0
0001051741
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
0001379848
Highsmith Carlton L
726 EXCHANGE STREET
SUITE 618
BUFFALO
NY
14210
1
0
0
0
Common Stock
2014-11-11
4
P
0
15000
7.53
A
69159
D
Stock Options
14.69
2007-01-01
2016-11-28
Common Stock
6715.0
6715
D
Stock Options
11.49
2008-11-05
2017-11-05
Common Stock
8637.0
8637
D
Stock Options
12.25
2009-11-02
2018-11-03
Common Stock
7913.0
7913
D
Stock Options
10.01
2010-11-02
2019-11-02
Common Stock
10813.0
10813
D
/s/ Kristy Berner, power of attorney for Carlton L. Highsmith
2014-11-13