0001051741-14-000103.txt : 20141113 0001051741-14-000103.hdr.sgml : 20141113 20141113162120 ACCESSION NUMBER: 0001051741-14-000103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141111 FILED AS OF DATE: 20141113 DATE AS OF CHANGE: 20141113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST NIAGARA FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001051741 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 161545669 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 726 EXCHANGE STREET STREET 2: SUITE 618 CITY: BUFFALO STATE: NY ZIP: 14210 BUSINESS PHONE: 7168195500 MAIL ADDRESS: STREET 1: 726 EXCHANGE STREET STREET 2: SUITE 618 CITY: BUFFALO STATE: NY ZIP: 14210 FORMER COMPANY: FORMER CONFORMED NAME: NIAGARA BANCORP INC DATE OF NAME CHANGE: 19971218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Highsmith Carlton L CENTRAL INDEX KEY: 0001379848 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35390 FILM NUMBER: 141218716 MAIL ADDRESS: STREET 1: C/O NEWALLIANCE BANK STREET 2: 195 CHURCH STREET CITY: NEW HAVEN STATE: CT ZIP: 06510 4 1 wf-form4_141591366994302.xml FORM 4 X0306 4 2014-11-11 0 0001051741 FIRST NIAGARA FINANCIAL GROUP INC FNFG 0001379848 Highsmith Carlton L 726 EXCHANGE STREET SUITE 618 BUFFALO NY 14210 1 0 0 0 Common Stock 2014-11-11 4 P 0 15000 7.53 A 69159 D Stock Options 14.69 2007-01-01 2016-11-28 Common Stock 6715.0 6715 D Stock Options 11.49 2008-11-05 2017-11-05 Common Stock 8637.0 8637 D Stock Options 12.25 2009-11-02 2018-11-03 Common Stock 7913.0 7913 D Stock Options 10.01 2010-11-02 2019-11-02 Common Stock 10813.0 10813 D /s/ Kristy Berner, power of attorney for Carlton L. Highsmith 2014-11-13