11-K 1 c19916e11vk.htm FORM 11-K e11vk
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 11-K
     
þ   ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 2010
OR
     
o   TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Commission file number 000-23975
A.  
FULL TITLE OF THE PLAN AND THE ADDRESS OF THE PLAN, IF DIFFERENT FROM THAT OF THE ISSUER NAMED BELOW:
Harleysville National Corporation 401(k) Plan
B.  
NAME OF THE ISSUER OF THE SECURITIES HELD PURSUANT TO THE PLAN AND THE ADDRESS OF ITS PRINCIPAL EXECUTIVE OFFICE:
First Niagara Financial Group, Inc.
726 Exchange Street
Suite 618
Buffalo, New York 14210
REQUIRED INFORMATION
   
The Harleysville National Corporation 401(k) Plan (the “Plan”) is subject to ERISA and therefore is filing the financial statements and schedule prepared in accordance with the financial reporting requirements of ERISA, as of December 31, 2010 and 2009 and for the year ended December 31, 2010, as an exhibit to this report. Such Plan financial statements and schedule include Reports of Independent Registered Public Accounting Firms thereon.
EXHIBIT INDEX
         
  23.1    
Consent of Independent Registered Public Accounting Firm
       
 
  99    
Harleysville National Corporation 401(k) Plan Financial Statements and Schedule as of December 31, 2010 and 2009 and for the year ended December 31, 2010, with Reports of Independent Registered Public Accounting Firm thereon.
SIGNATURES
   
Pursuant to the requirements of the Securities Exchange Act of 1934, the Compensation Committee of the Board of Directors of First Niagara Financial Group, Inc. (as administrator of the Plan) has duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized.
             
Date: July 13, 2011
  By:   /s/ Julie LaForest
 
First Vice President — Benefits & Operations Manager
   
 
      First Niagara Financial Group, Inc.