-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H6KtvPBYvsdqsFTNJBEsTUt3ESWgKdeeiLyr9fiJTkXcoXU+GiykOjfc8VVCNjAm t69B7xe6ecAsJG/rs8KKLg== 0001209191-03-021829.txt : 20030916 0001209191-03-021829.hdr.sgml : 20030916 20030916164659 ACCESSION NUMBER: 0001209191-03-021829 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030912 FILED AS OF DATE: 20030916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOTY ELMER L CENTRAL INDEX KEY: 0001241599 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16821 FILM NUMBER: 03897985 BUSINESS ADDRESS: STREET 1: UNITED DEFENSE INDUSTRIES INC STREET 2: 1525 WILSON BLVD. CITY: ARLINGTON STATE: VA ZIP: 22209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED DEFENSE INDUSTRIES INC CENTRAL INDEX KEY: 0001051719 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS TRANSPORTATION EQUIPMENT [3790] IRS NUMBER: 522059782 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1525 WILSON BLVD STREET 2: SUITE 700 CITY: ARLINGTON STATE: VA ZIP: 22209-2411 BUSINESS PHONE: 7033126100 MAIL ADDRESS: STREET 1: 1525 WILSON BLVD STREET 2: SUITE 700 CITY: ARLINGTON STATE: VA ZIP: 22209-2411 4 1 doc4.xml FORM 4 SUBMISSION X0201 42003-09-120 0001051719 UNITED DEFENSE INDUSTRIES INC UDI 0001241599 DOTY ELMER L C/O UNITED DEFENSE INDUSTRIES, INC. 1525 WILSON BOULEVARD, SUITE 700 ARLINGTON VA 22209 0100Vice Presidentcommon stock2003-09-125M0E200004.44A20000Dcommon stock2003-09-125S0E2000028.36D0Doption to purchase common stock4.442003-09-125M0E200004.44D2011-01-20comon stock2000047500DOf this amount, 3,375 shares became exercisable on December 31, 2001 and 3,375 shares became exercisable on December 31, 2002. In addition, 10,125 shares became exercisable within 30 days of December 31, 2001 and the remaining 3,125 shares became exercisable within 30 days of December 31, 2002, upon the Company's achievement of certain financial performance targets for the 2001 and 2002 fiscal years.The option to purchase up to 3,375 shares became or will become exercisable on each of December 31, 2001, 2002, 2003, 2004 and 2005. Of these a mounts, Mr. Doty has exercised 6,750. The option to purchase up to 10,125 shares became or will become exercisable within 30 days of each of December 31, 2001, 2002, 2003, 2004 and 2005 if the Company achieves certain financial performance targets in each fiscal year. Of these amounts, Mr. Doty has exercised 13,250. \s\ David V. Kolovat as attorney in fact2003-09-16 -----END PRIVACY-ENHANCED MESSAGE-----