-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BSUctpdKDMk4bZCDj6miB5FTFeTfJbiGphOKisYC+ClazxbsC5H5830k9P412lMN 1embIwINlD9Oe0Ka+WjcRw== 0001209191-06-059481.txt : 20061115 0001209191-06-059481.hdr.sgml : 20061115 20061115091328 ACCESSION NUMBER: 0001209191-06-059481 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061115 FILED AS OF DATE: 20061115 DATE AS OF CHANGE: 20061115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERUS GROUP CO/IA CENTRAL INDEX KEY: 0001051717 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 421458424 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 699 WALNUT STREET CITY: DES MOINES STATE: IA ZIP: 50309 BUSINESS PHONE: 5153623600 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN MUTUAL HOLDING CO DATE OF NAME CHANGE: 19971217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORRIS JOHN W JR CENTRAL INDEX KEY: 0001076472 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15166 FILM NUMBER: 061218146 BUSINESS ADDRESS: STREET 1: 2100 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 76080 BUSINESS PHONE: 9724976092 MAIL ADDRESS: STREET 1: C/O LENNOX INTERNATIONAL INC. STREET 2: 2140 LAKE PARK BOULEVARD CITY: RICHARDSON STATE: TX ZIP: 76080-2254 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-11-15 1 0001051717 AMERUS GROUP CO/IA AMH 0001076472 NORRIS JOHN W JR 699 WALNUT STREET SUITE 2000 DES MOINES IA 50309 1 0 0 0 Common Stock 2006-11-15 2006-11-15 4 D 0 15982 69.00 D 0 D Non-Qualified Option (Right to Buy) 22.0625 2006-11-15 2006-11-15 4 D 0 2500 46.9375 D 2009-01-04 Common Stock 2500 0 D Non-Qualified Option (Right to Buy) 36.25 2006-11-15 2006-11-15 4 D 0 2500 32.75 D 2008-01-02 Common Stock 2500 0 D Non-Qualified Option (Right to Buy) 22.4375 2006-11-15 2006-11-15 4 D 0 2500 46.5625 D 2010-01-03 Common Stock 2500 0 D Non-Qualified Option (Right to Buy) 36.05 2006-11-15 2006-11-15 4 D 0 3500 32.95 D 2012-01-02 Common Stock 3500 0 D Non-Qualified Option (Right to Buy) 29.25 2006-11-15 2006-11-15 4 D 0 3500 39.75 D 2013-01-02 Common Stock 3500 0 D Non-Qualified Option (Right to Buy) 35.80 2006-11-15 2006-11-15 4 D 0 3500 33.20 D 2014-01-02 Common Stock 3500 0 D Non-Qualified Option (Right to Buy) 31.25 2006-11-15 2006-11-15 4 D 0 2500 37.75 D 2011-01-02 Common Stock 2500 0 D Non-Qualified Option (Right to Buy) 44.55 2006-11-15 2006-11-15 4 D 0 3500 24.45 D 2015-01-03 Common Stock 3500 0 D Non-Qualified Option (Right to Buy) 56.61 2006-11-15 2006-11-15 4 D 0 3500 12.39 D 2016-01-03 Common Stock 3500 0 D This option was vested immediately and was disposed of pursuant to the merger agreement between the issuer and Aviva plc for the price reflected in column 8. AmerUs Group Co. (NYSE: AMH) was merged into an acquisition subsidiary of Aviva plc on 11/15/2006. This form reports "disposition" of all AMH securities in the merger. /s/ Jeananne M. Celander, Attorney-in-fact for Mr. Norris 2006-11-15 -----END PRIVACY-ENHANCED MESSAGE-----