-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WfPQ3RBnoAnvuV02y+EbW91fK/J10I4kjPcl8A2dvoRcVT7rO3BqTS+1SYObhg+5 0Vlt7lp5+OZIHAmacbubFw== 0001209191-06-059476.txt : 20061115 0001209191-06-059476.hdr.sgml : 20061115 20061115090917 ACCESSION NUMBER: 0001209191-06-059476 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061115 FILED AS OF DATE: 20061115 DATE AS OF CHANGE: 20061115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERUS GROUP CO/IA CENTRAL INDEX KEY: 0001051717 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 421458424 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 699 WALNUT STREET CITY: DES MOINES STATE: IA ZIP: 50309 BUSINESS PHONE: 5153623600 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN MUTUAL HOLDING CO DATE OF NAME CHANGE: 19971217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEITZ MARK V CENTRAL INDEX KEY: 0001052138 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15166 FILM NUMBER: 061218139 BUSINESS ADDRESS: BUSINESS PHONE: 5153623600 MAIL ADDRESS: STREET 1: 699 WALNUT STREET STREET 2: SUITE 2000 CITY: DES MOINES STATE: IA ZIP: 50309 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-11-15 1 0001051717 AMERUS GROUP CO/IA AMH 0001052138 HEITZ MARK V ONE AMVESTORS PLACE 555 S. KANSAS AVENUE TOPEKA KS 66601-2039 0 1 0 0 President&CEO AmerUs Annuity Common Stock 2006-11-15 2006-11-15 4 D 0 42847 69.00 D 0 D Common Stock 2006-11-15 2006-11-15 4 D 0 10592.42 69.00 D 0 I 401 (k) Plan Employee Stock Option (Right to Buy) 35.00 2006-11-15 2006-11-15 4 D 0 20000 34.00 D 2007-12-19 Common Stock 20000 0 D Employee Stock Option (Right to Buy) 31.1875 2006-11-15 2006-11-15 4 D 0 18500 37.8125 D 2008-07-31 Common Stock 18500 0 D Employee Stock Option (Right to Buy) 20.50 2006-11-15 2006-11-15 4 D 0 20000 48.50 D 2009-02-17 Common Stock 20000 0 D Employee Stock Option (Right to Buy) 20.00 2006-11-15 2006-11-15 4 D 0 55000 49.00 D 2010-02-11 Common Stock 55000 0 D Employee Stock Option (Right to Buy) 30.05 2006-11-15 2006-11-15 4 D 0 50000 38.95 D 2011-02-09 Common Stock 50000 0 D Employee Stock Option (Right to Buy) 38.27 2006-11-15 2006-11-15 4 D 0 50000 30.73 D 2012-02-08 Common Stock 50000 0 D Employee Stock Option (Right to Buy) 26.75 2006-11-15 2006-11-15 4 D 0 35000 42.25 D 2013-02-14 Common Stock 35000 0 D Employee Stock Option (Right to Buy) 37.62 2006-11-15 2006-11-15 4 D 0 22000 31.38 D 2014-02-13 Common Stock 22000 0 D Employee Stock Option (Right to Buy) 60.30 2006-11-15 2006-11-15 4 D 0 18000 8.70 D 2016-02-10 Common Stock 18000 0 D Employee Stock Option (Right to buy) 47.03 2006-11-15 2006-11-15 4 D 0 20000 21.97 D 2015-02-11 Common Stock 20000 0 D Performance Rights 0.00 2006-11-15 2006-11-15 4 D 0 489.8 7.75 D Common Stock 489.8 0 D Performance Rights 0.00 2006-11-15 2006-11-15 4 D 0 807.32 31.84 D Common Stock 807.32 0 D Performance Rights (MIP) 0.00 2006-11-15 2006-11-15 4 D 0 635 21.74 D Common Stock 635 0 D This option was vested immediately and was disposed of pursuant to the merger agreement between the issuer and Aviva plc for the price reflected in column 8. These performance units were vested immediately and were disposed of pursuant to the merger agreement between the issuer and Aviva plc for $69 per share on the effective date of the merger. AmerUs Group Co. (NYSE: AMH) was merged into an acquisition subsidiary of Aviva plc on 11/15/2006. This form reports "disposition" of all AMH securities in the merger. /s/ Jeananne M. Celander, Attorney-in-fact for Mr. Heitz 2006-11-15 -----END PRIVACY-ENHANCED MESSAGE-----