8-K 1 w04699e8vk.htm FORM 8-K ANNUITY AND LIFE RE (HOLDINGS), LTD. e8vk
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549


FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported)  January 10, 2005


Annuity and Life Re (Holdings), Ltd.


(Exact name of registrant as specified in its charter)
         
Bermuda   1-16561   66-0619270
 
(State or other jurisdiction of incorporation)   (Commission
File Number)
  (IRS Employer
Identification No.)
     
Cumberland House, 1 Victoria Street, Hamilton, Bermuda   HM 11
 
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code:  (441) 296-7667



(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



 


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Item 8.01. Other Events.
SIGNATURES


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Item 8.01. Other Events.

     On July 20, 2004, Annuity and Life Re (Holdings), Ltd. (the “Company”) announced that it had reached an agreement in principle to settle the shareholder lawsuit pending against it and certain of its present and former directors and officers in the United States District Court for the District of Connecticut. The Company’s share of the settlement was $5.0 million, of which $2.5 million was payable in cash and the remaining $2.5 million was payable in cash or Company common shares at the election of the Company. On January 10, 2005, the Company elected to pay the remaining $2.5 million in cash. The settlement requires Court approval and cannot be consummated unless and until such approval is obtained.

     The Private Securities Litigation Reform Act of 1995 provides a safe harbor for forward-looking statements made by the Company or on its behalf. All statements which address operating performance, events or developments that the Company expects or anticipates may occur in the future are forward-looking statements. These statements are made on the basis of management’s views and assumptions; as a result, there can be no assurance that management’s expectations will necessarily come to pass. The Company cautions that actual events and results could differ materially from those expressed or implied in forward-looking statements. Investors are also directed to consider the risks and uncertainties discussed in other documents the Company has filed with the Securities and Exchange Commission, and in particular, the Company’s Annual Report on Form 10-K for the year ended December 31, 2003, as amended. The Company does not undertake to update any forward-looking statement that may be made from time to time by or on the Company’s behalf.

 


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SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  ANNUITY AND LIFE RE (HOLDINGS), LTD.
 
 
Date: January 12, 2005  By:        /s/ John W. Lockwood    
    John W. Lockwood   
    Chief Financial Officer