0001415889-23-003627.txt : 20230301 0001415889-23-003627.hdr.sgml : 20230301 20230301132715 ACCESSION NUMBER: 0001415889-23-003627 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230228 FILED AS OF DATE: 20230301 DATE AS OF CHANGE: 20230301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHEN JESSE CENTRAL INDEX KEY: 0001268534 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24085 FILM NUMBER: 23692324 MAIL ADDRESS: STREET 1: 18975 MONTE VISTA DR CITY: SARATOGA STATE: CA ZIP: 95070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXT INC CENTRAL INDEX KEY: 0001051627 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943031310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 510.438.4734 MAIL ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY DATE OF NAME CHANGE: 19971217 4 1 form4-03012023_060305.xml X0306 4 2023-02-28 0001051627 AXT INC AXTI 0001268534 CHEN JESSE 4281 TECHNOLOGY DR. FREMONT CA 94538 true false false false Common Stock 2023-02-28 4 S 0 7500 4.45 D 107520 D /s/ Jesse Chen, by power of attorney 2023-03-01