-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B/SEMLvot4apS+hfbGUij5xN5O2ZNjHf5YNI6g5UhGmHblh2TODTOJLiZDfJSZA/ gn1OzjvKFkOci7wUX+Z0tg== 0001209191-03-017813.txt : 20030819 0001209191-03-017813.hdr.sgml : 20030819 20030819134433 ACCESSION NUMBER: 0001209191-03-017813 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030818 FILED AS OF DATE: 20030819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXT INC CENTRAL INDEX KEY: 0001051627 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943031310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4821 TECHNOLOGY DRIVE CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5106835900 MAIL ADDRESS: STREET 1: 4311 SOLAR WAY CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY DATE OF NAME CHANGE: 19971217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YOUNG MORRIS S CENTRAL INDEX KEY: 0001078582 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24085 FILM NUMBER: 03855072 BUSINESS ADDRESS: STREET 1: 4281 TECHNOLOGY DRIVE CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5106385900 MAIL ADDRESS: STREET 1: 4281 TECHNOLOGY DRIVE CITY: FREMONT STATE: CA ZIP: 94538 4 1 bpa92593_bpa1msy.xml MAIN DOCUMENT DESCRIPTION X0201 42003-08-1800001051627AXT INC AXTI0001078582YOUNG MORRIS SFREMONTCA945381100Chief Executive OfficerCommon Stock2003-08-184S010002.051D1820979DCommon Stock2003-08-184S010002.051D1820979Isee footnote 1Includes 687,071 shares held by Morris & Vickie Young Trust, 1,017,700 shares held by the Morris Young Family Ltd. Partnership, 96,208 directly held by Morris Young. Also includes 20,000 shares held jointly by George Liu, Morris Young's father-in-law, and Vicky Young, Morris Young's spouse, of which Morris Young disclaims benefical ownerhip./s/ Kirk Lowe for Morris S. Young2003-08-19 -----END PRIVACY-ENHANCED MESSAGE-----