0001179110-20-010653.txt : 20201023
0001179110-20-010653.hdr.sgml : 20201023
20201023161823
ACCESSION NUMBER: 0001179110-20-010653
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201022
FILED AS OF DATE: 20201023
DATE AS OF CHANGE: 20201023
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FISCHER GARY L
CENTRAL INDEX KEY: 0001257647
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24085
FILM NUMBER: 201257915
MAIL ADDRESS:
STREET 1: 4281 TECHNOLOGY DRIVE
CITY: FREMONT
STATE: CA
ZIP: 94538
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AXT INC
CENTRAL INDEX KEY: 0001051627
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943031310
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4281 TECHNOLOGY DR.
CITY: FREMONT
STATE: CA
ZIP: 94538
BUSINESS PHONE: 510.438.4734
MAIL ADDRESS:
STREET 1: 4281 TECHNOLOGY DR.
CITY: FREMONT
STATE: CA
ZIP: 94538
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY
DATE OF NAME CHANGE: 19971217
4
1
edgar.xml
FORM 4 -
X0306
4
2020-10-22
0
0001051627
AXT INC
AXTI
0001257647
FISCHER GARY L
4281 TECHNOLOGY DR
FREMONT
CA
94538
0
1
0
0
VP, CFO & Corporate Secretary
Common Stock
2020-10-22
4
M
0
56004
2.29
A
256463
D
Common Stock
2020-10-22
4
M
0
8054
2.47
A
264517
D
Common Stock
2020-10-22
4
M
0
40328
2.18
A
304845
D
Stock Options
2.29
2020-10-22
4
M
0
56004
2.29
D
2015-06-02
2024-06-02
Common Stock
56004
346490
D
Stock Options
2.47
2020-10-22
4
M
0
8054
2.47
D
2015-11-03
2024-11-03
Common Stock
8054
338436
D
Stock Options
2.18
2020-10-22
4
M
0
40328
2.18
D
2016-11-02
2025-11-02
Common Stock
40328
298108
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2020.
/s/ Gary L Fischer, by power of attorney
2020-10-23