0001179110-18-012665.txt : 20181108
0001179110-18-012665.hdr.sgml : 20181108
20181108155659
ACCESSION NUMBER: 0001179110-18-012665
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181105
FILED AS OF DATE: 20181108
DATE AS OF CHANGE: 20181108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: YOUNG MORRIS S
CENTRAL INDEX KEY: 0001078582
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24085
FILM NUMBER: 181169553
MAIL ADDRESS:
STREET 1: 4281 TECHNOLOGY DRIVE
CITY: FREMONT
STATE: CA
ZIP: 94538
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AXT INC
CENTRAL INDEX KEY: 0001051627
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943031310
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4281 TECHNOLOGY DR.
CITY: FREMONT
STATE: CA
ZIP: 94538
BUSINESS PHONE: 510.438.4734
MAIL ADDRESS:
STREET 1: 4281 TECHNOLOGY DR.
CITY: FREMONT
STATE: CA
ZIP: 94538
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY
DATE OF NAME CHANGE: 19971217
4
1
edgar.xml
FORM 4 -
X0306
4
2018-11-05
0
0001051627
AXT INC
AXTI
0001078582
YOUNG MORRIS S
4281 TECHNOLOGY DR
FREMONT
CA
94538
1
1
0
0
Chief Executive Officer
Common Stock
2018-11-05
4
A
0
87020
0
A
1259490
D
Stock Option (right to buy)
5.77
2018-11-05
4
A
0
189990
5.77
A
2019-11-05
2028-11-05
Common Stock
189990
1228683
D
This total includes 569,589 shares of common stock held by the Reporting Person and the Young Family Trust for which the Reporting Person serves as trustee; 346,162 shares of common stock held by the Morris S. S. Young 2016 Annuity Trust for which the Reporting Person serves as trustee; 343,256 shares of common stock held by the Vicke Young 2016 Annuity Trust for which the Reporting Person serves as trustee; and 483 shares of common stock held by the Morris Young Family Ltd. Partnership. This total also corrects a clerical error in the Reporting Person's previous Form 4 The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
/s/ Morris S Young, by power of attorney
2018-11-08