0001179110-17-013521.txt : 20171030 0001179110-17-013521.hdr.sgml : 20171030 20171030143525 ACCESSION NUMBER: 0001179110-17-013521 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171027 FILED AS OF DATE: 20171030 DATE AS OF CHANGE: 20171030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FISCHER GARY L CENTRAL INDEX KEY: 0001257647 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24085 FILM NUMBER: 171161879 MAIL ADDRESS: STREET 1: 4281 TECHNOLOGY DRIVE CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXT INC CENTRAL INDEX KEY: 0001051627 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943031310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 510.438.4734 MAIL ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY DATE OF NAME CHANGE: 19971217 4 1 edgar.xml FORM 4 - X0306 4 2017-10-27 0 0001051627 AXT INC AXTI 0001257647 FISCHER GARY L 4281 TECHNOLOGY DR FREMONT CA 94538 0 1 0 0 VP, CFO & Corporate Secretary Common Stock 2017-10-27 4 A 0 15870 0 A 74765 D Stock Options 9.50 2017-10-27 4 A 0 34203 9.50 A 2018-10-27 2027-10-27 Common Stock 34203 410888 D Represent grant of restricted stock awards which vest in four equal installments on each anniversary of the date of grant. 1/4 vested on first year anniversary and 1/48 monthly thereafter. /s/ Gary L Fischer, by power of attorney 2017-10-30