0001179110-15-014443.txt : 20151104 0001179110-15-014443.hdr.sgml : 20151104 20151104145734 ACCESSION NUMBER: 0001179110-15-014443 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151102 FILED AS OF DATE: 20151104 DATE AS OF CHANGE: 20151104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXT INC CENTRAL INDEX KEY: 0001051627 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943031310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 510.438.4734 MAIL ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY DATE OF NAME CHANGE: 19971217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FISCHER GARY L CENTRAL INDEX KEY: 0001257647 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24085 FILM NUMBER: 151196620 MAIL ADDRESS: STREET 1: 4281 TECHNOLOGY DRIVE CITY: FREMONT STATE: CA ZIP: 94538 4 1 edgar.xml FORM 4 - X0306 4 2015-11-02 0 0001051627 AXT INC AXTI 0001257647 FISCHER GARY L 4281 TECHNOLOGY DR FREMONT CA 94538 0 1 0 0 VP, CFO & Corporate Secretary Common Stock 2015-11-02 4 A 0 33000 0 A 37000 D Stock Options 2.18 2015-11-02 4 A 0 99000 2.18 A 2016-11-02 2025-11-02 Common Stock 99000 311000 D Represents grant of restricted stock awards which vest in four equal annual installments on each anniversary of the date of grant. 1/4 vested on first year anniversary and 1/48 monthly thereafter. /s/ Gary L Fischer, by power of attorney 2015-11-04