-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BJRJDfw8LmUWAuqofculFK986Xf/nfyystcmd9KbEGkEKHZh5O5a6JQPkoiuiqqy lv9pTzddJtJb/YSuwrrMuA== 0001179110-07-020176.txt : 20071023 0001179110-07-020176.hdr.sgml : 20071023 20071023132335 ACCESSION NUMBER: 0001179110-07-020176 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071022 FILED AS OF DATE: 20071023 DATE AS OF CHANGE: 20071023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXT INC CENTRAL INDEX KEY: 0001051627 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943031310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4821 TECHNOLOGY DRIVE CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5106835900 MAIL ADDRESS: STREET 1: 4311 SOLAR WAY CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY DATE OF NAME CHANGE: 19971217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Low Raymond Anthony CENTRAL INDEX KEY: 0001391388 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24085 FILM NUMBER: 071185218 BUSINESS ADDRESS: BUSINESS PHONE: 925-736-1748 MAIL ADDRESS: STREET 1: 25 SHADOW TREE CT CITY: DANVILLE STATE: CA ZIP: 94506 4 1 edgar.xml FORM 4 - X0202 4 2007-10-22 0 0001051627 AXT INC AXTI 0001391388 Low Raymond Anthony 4281 TECHNOLOGY DRIVE FREMONT CA 94538 0 1 0 0 VP Corporate Controller Stock Options (right to buy) 6.13 2007-10-22 4 A 0 14300 6.13 A 2008-10-22 2017-10-22 Common Stock 14300 64300 D Vesting of each option commenced on October 22, 2007, the date of grant, and continues over four years at the rate of 1/4 on the one-year anniversary of the date of grant, and 1/48 per month thereafter Based on average stock price for the fifteen trading days prior to the date of grant, ending two calendar days prior to grant. /s/ Raymond A. Low 2007-10-23 -----END PRIVACY-ENHANCED MESSAGE-----