-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KGd9MXOfD8gyLzAhin/3gFQaskjtz7cPE5CCMRMO9QzenLvrvoplEN3qE5GtXy+L bA3v6m6I86gEOKYqOZ4LJg== 0001179110-07-020171.txt : 20071023 0001179110-07-020171.hdr.sgml : 20071023 20071023124811 ACCESSION NUMBER: 0001179110-07-020171 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071022 FILED AS OF DATE: 20071023 DATE AS OF CHANGE: 20071023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXT INC CENTRAL INDEX KEY: 0001051627 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943031310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4821 TECHNOLOGY DRIVE CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5106835900 MAIL ADDRESS: STREET 1: 4311 SOLAR WAY CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY DATE OF NAME CHANGE: 19971217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yin Philip C S CENTRAL INDEX KEY: 0001322026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24085 FILM NUMBER: 071185128 BUSINESS ADDRESS: BUSINESS PHONE: 510-438-4735 MAIL ADDRESS: STREET 1: 4281 TECHNOLOGY DRIVE CITY: FREMONT STATE: CA ZIP: 94538 4 1 edgar.xml FORM 4 - X0202 4 2007-10-22 0 0001051627 AXT INC AXTI 0001322026 Yin Philip C S 4281 TECHNOLOGY DRIVE FREMONT CA 94538 1 1 0 0 Chairman & CEO Stock Options (right to buy) 6.13 2007-10-22 4 A 0 73700 6.13 A 2008-10-22 2017-10-22 Common Stock 73700 368700 D Vesting of each option commenced on October 22, 2007, the date of grant, and continues over four years at the rate of 1/4 on the one-year anniversary of the date of grant, and 1/48 per month thereafter. Based on average stock price for the fifteen trading days prior to the date of grant, ending two calendar days prior to grant. /s/ Philip C.S. Yin by power of attorney 2007-10-23 -----END PRIVACY-ENHANCED MESSAGE-----